Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rock Canyon Fund LP See All Filings	D/A	2018-08-15 08:41:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682226 Filed Document 0001682226-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 08:41:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dakota Pacific Global Macro Fund LLC See All Filings	D/A	2018-08-14 21:49:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714121 Filed Document 0001714121-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-14 21:49:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Feast & Fettle, Inc. See All Filings	D	2018-08-14 21:38:40 UTC
Amount To Be Raised $38,000 Associated Brokers / Dealers N/A CIK Number 0001748372 Filed Document 0001748372-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-14 21:38:40 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SENDARIDE, INC. See All Filings	D	2018-08-14 21:10:35 UTC
Amount To Be Raised $1,747,671 Associated Brokers / Dealers N/A CIK Number 0001722320 Filed Document 0001722320-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-14 21:10:35 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Samish Bay Flats, LLC See All Filings	D	2018-08-14 20:48:17 UTC
Amount To Be Raised $2,125,000 Associated Brokers / Dealers N/A CIK Number 0001749764 Filed Document 0001749764-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-14 20:48:17 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Common
Care Papers, Inc. See All Filings	D	2018-08-14 20:18:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001750239 Filed Document 0001750239-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-08-14 20:18:24 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Other
Barings BDC, Inc. See All Filings	D	2018-08-14 19:55:01 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001379785 Filed Document 0001379785-18-000077 Exclusions or Exemptions 506b Accepted Date 2018-08-14 19:55:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Over $100,000,000 Type of Security Equity
Fanbank, Inc. See All Filings	D	2018-08-14 19:47:25 UTC
Amount To Be Raised $4,649,996 Associated Brokers / Dealers N/A CIK Number 0001725014 Filed Document 0001725014-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-08-14 19:47:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arca Digital Assets Fund, LP See All Filings	D	2018-08-14 19:43:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750134 Filed Document 0001750134-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-08-14 19:43:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fanbank, Inc. See All Filings	D	2018-08-14 19:43:03 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001725014 Filed Document 0001725014-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-14 19:43:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Fanbank, Inc. See All Filings	D	2018-08-14 19:36:48 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001725014 Filed Document 0001725014-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-14 19:36:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Medalist Partners Harvest Fund, LP See All Filings	D/A	2018-08-14 19:34:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, First Liberties Financial, Blue Sand Securities LLC, UBS Financial Services Inc., Wells Fargo Clearing Services, LLC, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley, and KPG Capital Partners, LLC CIK Number 0001555231 Filed Document 0001555231-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-14 19:34:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fanbank, Inc. See All Filings	D	2018-08-14 19:32:12 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001725014 Filed Document 0001725014-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-14 19:32:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TCW High Dividend Focused Fund, LP See All Filings	D	2018-08-14 19:31:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750232 Filed Document 0001750232-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-14 19:31:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JRAG Venture IVT LLC See All Filings	D	2018-08-14 19:17:45 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001750245 Filed Document 0001750245-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-14 19:17:45 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CH Ocotillo Inv Fund LLC See All Filings	D	2018-08-14 19:03:13 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001750126 Filed Document 0001750126-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-08-14 19:03:13 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
TRUCK YARD NMTX, LLC See All Filings	D	2018-08-14 19:02:40 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001750179 Filed Document 0001750179-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-14 19:02:40 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Source Clearinghouse Inc. See All Filings	D/A	2018-08-14 18:51:11 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers UNKNOWN AT THIS TIME CIK Number 0001159448 Filed Document 0001604265-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-08-14 18:51:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NSE Concord Manager, LLC See All Filings	D	2018-08-14 18:41:25 UTC
Amount To Be Raised $1,973,000 Associated Brokers / Dealers N/A CIK Number 0001749720 Filed Document 0001683168-18-002341 Exclusions or Exemptions 506b Accepted Date 2018-08-14 18:41:25 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tinsley Park LP See All Filings	D/A	2018-08-14 18:40:09 UTC
Amount To Be Raised $27,274,081 Associated Brokers / Dealers Hines Securities Inc, Cambridge Inv Research Inc, Centaurus Financial Inc, Commonwealth Financial Network, First Allied Securities Inc, J W Cole Financial Inc, Somerset Securities Inc, Summit Brokerage Services, Inc, Triad Advisors LLC, Cetera Financial Specialists LLC, Independent Financial Group LLC, Investacorp Inc, Lion Street Financial, LLC, and Arkadios Capital CIK Number 0001746654 Filed Document 0001746654-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-08-14 18:40:09 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SCIENS WATER OPPORTUNITIES DOMESTIC FUND LP See All Filings	D	2018-08-14 17:59:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PAPAMARKOU WELLNER & CO., INC. CIK Number 0001749222 Filed Document 0001749222-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-14 17:59:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transmira, Inc. See All Filings	D	2018-08-14 17:39:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750104 Filed Document 0001750104-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-14 17:39:40 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Converge Technology Partners Inc. See All Filings	D	2018-08-14 17:33:48 UTC
Amount To Be Raised $2,175,221 Associated Brokers / Dealers N/A CIK Number 0001749967 Filed Document 0001749967-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-08-14 17:33:48 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Aegis Special Situations QP Fund LLC - Series Rideshare I See All Filings	D/A	2018-08-14 17:33:05 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001739299 Filed Document 0001739299-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-08-14 17:33:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BevCanna Enterprises Inc. See All Filings	D	2018-08-14 17:32:30 UTC
Amount To Be Raised $7,499 Associated Brokers / Dealers N/A CIK Number 0001747874 Filed Document 0001085037-18-000076 Exclusions or Exemptions 506b Accepted Date 2018-08-14 17:32:30 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Taiyo Hinata Fund, L.P. See All Filings	D/A	2018-08-14 17:28:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682025 Filed Document 0001682025-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-14 17:28:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Superleaf, LLC See All Filings	D	2018-08-14 17:28:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001748629 Filed Document 0001748629-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-14 17:28:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Superleaf, LLC See All Filings	D	2018-08-14 17:28:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001748629 Filed Document 0001748629-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-14 17:28:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Leg IV & Opportunities Fund, LLC See All Filings	D	2018-08-14 17:28:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749843 Filed Document 0001749843-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-14 17:28:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Proteus Capital, L.P. See All Filings	D/A	2018-08-14 17:27:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425631 Filed Document 0001425631-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-14 17:27:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pegasus Transtech Parent, LLC See All Filings	D	2018-08-14 17:27:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723118 Filed Document 0001723118-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-14 17:27:01 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Help Worldwide, Inc See All Filings	D	2018-08-14 17:25:36 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers UNKNOWN AT THIS TIME CIK Number 0001604265 Filed Document 0001604265-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-08-14 17:25:36 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ICONIQ Strategic Partners II Co-Invest, L.P. (Series INT) See All Filings	D/A	2018-08-14 17:24:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731875 Filed Document 0001731875-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-08-14 17:24:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YouStake, Inc. See All Filings	C-W	2018-08-14 17:22:27 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001690258 Filed Document 0001665160-18-000822 Accepted Date 2018-08-14 17:22:27 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Luxor Venture Partners, LP See All Filings	D/A	2018-08-14 17:22:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660210 Filed Document 0001013594-18-000497 Exclusions or Exemptions 506b Accepted Date 2018-08-14 17:22:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rise Companies Corp. See All Filings	1-A POS	2018-08-14 17:21:11 UTC
Amount To Be Raised $36,469,099 Associated Brokers / Dealers N/A CIK Number 0001640967 Filed Document 0001144204-18-044758 Accepted Date 2018-08-14 17:21:11 UTC Type of Offering 1-A POS Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $14,732,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Real Coconut Co., Inc. See All Filings	D	2018-08-14 17:17:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677133 Filed Document 0001677133-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-14 17:17:48 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Foundation Capital IX Principals Fund, L.L.C. See All Filings	D	2018-08-14 17:17:46 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001748258 Filed Document 0001748258-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-14 17:17:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Apixio Inc. See All Filings	D	2018-08-14 17:13:58 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001479676 Filed Document 0001231919-18-000041 Exclusions or Exemptions 506b Accepted Date 2018-08-14 17:13:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Foundation Capital IX, L.P. See All Filings	D	2018-08-14 17:08:21 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001748267 Filed Document 0001748267-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-14 17:08:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Klara Holdings, Inc. See All Filings	D	2018-08-14 17:03:09 UTC
Amount To Be Raised $11,479,104 Associated Brokers / Dealers N/A CIK Number 0001679695 Filed Document 0000905718-18-000757 Exclusions or Exemptions 506b Accepted Date 2018-08-14 17:03:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Numu Vegan Group LLC See All Filings	D	2018-08-14 16:57:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001750060 Filed Document 0001750060-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-14 16:57:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Hemisphere Ventures LLC-AngelList Syndicate-Kubos, a series of AX-HeEs-Funds, LLC See All Filings	D	2018-08-14 16:52:26 UTC
Amount To Be Raised $206,000 Associated Brokers / Dealers N/A CIK Number 0001741327 Filed Document 0001743817-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-08-14 16:52:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Champion Ellendale, LLC See All Filings	D	2018-08-14 16:49:54 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001750119 Filed Document 0001750119-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-14 16:49:54 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Thebes Partners, LP See All Filings	D/A	2018-08-14 16:47:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609547 Filed Document 0001013594-18-000496 Exclusions or Exemptions 506b Accepted Date 2018-08-14 16:47:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Qena Capital Partners Offshore, Ltd. See All Filings	D/A	2018-08-14 16:46:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684109 Filed Document 0001013594-18-000495 Exclusions or Exemptions 506b Accepted Date 2018-08-14 16:46:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Source Clearinghouse Inc. See All Filings	D	2018-08-14 16:46:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers UNKNOWN AT THIS TIME CIK Number 0001159448 Filed Document 0001159448-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-08-14 16:46:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lanx Concentrated Offshore Fund I, Ltd See All Filings	D/A	2018-08-14 16:46:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALEX HERRERA and FRANK JAY GOLDMAN CIK Number 0001631075 Filed Document 0001631075-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-14 16:46:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sherman Real Estate Fund XIII, LLC See All Filings	D	2018-08-14 16:45:37 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001750157 Filed Document 0001750157-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-14 16:45:37 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Qena Capital Partners, LP See All Filings	D/A	2018-08-14 16:45:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682227 Filed Document 0001013594-18-000494 Exclusions or Exemptions 506b Accepted Date 2018-08-14 16:45:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity