|
|
D/A |
2018-08-17 12:32:23 UTC |
- Amount To Be Raised
- $22,440,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001739255
- Filed Document
- 0001739255-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-08-17 12:32:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-17 12:29:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616611
- Filed Document
- 0000919574-18-005732
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 12:29:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-17 12:20:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001710233
- Filed Document
- 0000919574-18-005729
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 12:20:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-17 12:16:46 UTC |
- Amount To Be Raised
- $3,869,195
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001742407
- Filed Document
- 0001742407-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 12:16:46 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-17 12:14:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584949
- Filed Document
- 0000919574-18-005727
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 12:14:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2018-08-17 12:09:31 UTC |
- Financial Interest
- No
- Filing Platform
- Mr. Crowd
- Offering Amount
- $1,000,000
- CIK Number
- 0001744554
- Filed Document
- 0001723146-18-000007
- Accepted Date
- 2018-08-17 12:09:31 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 2,500
- Security Offered Type
- Other
- State
- TEXAS
|
|
|
D/A |
2018-08-17 12:09:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001494202
- Filed Document
- 0000919574-18-005725
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 12:09:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-17 12:08:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001427670
- Filed Document
- 0001567619-18-001345
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 12:08:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-17 12:05:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001565681
- Filed Document
- 0001013594-18-000498
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 12:05:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-17 12:02:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001422465
- Filed Document
- 0001422465-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 12:02:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-08-17 12:01:02 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- WALTER C. GREENBLATT
- CIK Number
- 0001658367
- Filed Document
- 0001658367-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 12:01:02 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2018-08-17 11:49:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617357
- Filed Document
- 0001617357-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 11:49:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-17 11:48:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001380974
- Filed Document
- 0000919574-18-005723
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 11:48:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-17 11:45:59 UTC |
- Amount To Be Raised
- $99,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750345
- Filed Document
- 0001750345-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 11:45:59 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-17 11:45:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001748917
- Filed Document
- 0001748917-18-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 11:45:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-17 11:42:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001226544
- Filed Document
- 0000919574-18-005721
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 11:42:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-17 11:36:53 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746645
- Filed Document
- 0001746645-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 11:36:53 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-17 11:36:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715048
- Filed Document
- 0001750325-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 11:36:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-17 11:36:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750250
- Filed Document
- 0001750250-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 11:36:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-17 11:27:56 UTC |
- Amount To Be Raised
- $25,220,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750164
- Filed Document
- 0001750164-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 11:27:56 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-17 11:26:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654584
- Filed Document
- 0001315863-18-000675
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 11:26:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-17 11:22:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750260
- Filed Document
- 0001750260-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-08-17 11:22:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2018-08-17 11:21:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654305
- Filed Document
- 0001315863-18-000674
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 11:21:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-08-17 11:20:50 UTC |
- Amount To Be Raised
- $3,018,679
- Associated Brokers / Dealers
- Dougherty & Company LLC
- CIK Number
- 0001749761
- Filed Document
- 0001749761-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 11:20:50 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-17 11:19:06 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- Dempsey Lord Smith, LLC, CLARK HARRIS WEEKS, SANDLAPPER SECURITIES, LLC, AL VANDERLAAN, BRIAN TALLMAN PARKER, BRIAN J HERKING, JEFFREY SCOTT VOLLMER, CHAUNER SECURITIES, INC., FRANK BYRON CHAUNER, ERNEST LIDDELL SMITH, WILLIAM STUART FINNIE, WILLIAM VALENTINE BAXTER JR, SCOTT D MACONOCHIE, MARK C PEDERSEN, STEVEN BRYAN KELLEY, MARK MORELLE HEADRICK, VICTORIA CLAIRE SULLIVAN, EMERSON EQUITY LLC, MIKE CULWELL, and GALI HOREV
- CIK Number
- 0001744740
- Filed Document
- 0001744740-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 11:19:06 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-17 11:13:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687260
- Filed Document
- 0001687260-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 11:13:17 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-17 11:09:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001749434
- Filed Document
- 0001749434-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 11:09:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-17 10:54:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646521
- Filed Document
- 0000902664-18-003222
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:54:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-17 10:52:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646690
- Filed Document
- 0000902664-18-003221
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:52:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-17 10:49:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001498911
- Filed Document
- 0000902664-18-003220
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:49:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-17 10:48:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Butler Capital Investments, LLC
- CIK Number
- 0001470017
- Filed Document
- 0000902664-18-003219
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:48:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-17 10:43:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608975
- Filed Document
- 0000902664-18-003218
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:43:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-08-17 10:39:47 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750378
- Filed Document
- 0001750330-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:39:47 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2018-08-17 10:35:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001458004
- Filed Document
- 0000902664-18-003217
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:35:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-17 10:34:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001458005
- Filed Document
- 0000902664-18-003216
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:34:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-17 10:26:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001280016
- Filed Document
- 0000902664-18-003215
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:26:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-08-17 10:25:51 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- Entoro Securities, LLC
- CIK Number
- 0001724453
- Filed Document
- 0001724453-18-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-08-17 10:25:51 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2018-08-17 10:21:03 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001744275
- Filed Document
- 0000897069-18-000512
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:21:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-17 10:20:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001390835
- Filed Document
- 0001748329-18-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:20:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-17 10:18:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stifel, Nicolaus & Company, Incorporated
- CIK Number
- 0001480411
- Filed Document
- 0000902664-18-003214
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:18:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-17 10:16:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Bank PLC and Stifel, Nicolaus & Company, Incorporated
- CIK Number
- 0001519605
- Filed Document
- 0000902664-18-003213
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:16:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-08-17 10:16:12 UTC |
- Amount To Be Raised
- $5,056,220
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619181
- Filed Document
- 0001619181-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:16:12 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2018-08-17 10:15:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Executive Wealth Management, LLC
- CIK Number
- 0001476391
- Filed Document
- 0000902664-18-003212
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:15:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-17 10:13:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387093
- Filed Document
- 0000902664-18-003211
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:13:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-08-17 10:11:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Executive Wealth Management, LLC
- CIK Number
- 0001471509
- Filed Document
- 0000902664-18-003210
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:11:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C |
2018-08-17 10:08:40 UTC |
- Financial Interest
- SI Securities will receive equity compensation equal to 5% of the number of securities sold.
- Filing Platform
- SI SECURITIES, LLC
- Offering Amount
- $1,070,000
- CIK Number
- 0001650631
- Filed Document
- 0001650631-18-000002
- Accepted Date
- 2018-08-17 10:08:40 UTC
- Type of Offering
- C
- Security Offered Amount
- 64,267
- Security Offered Type
- Preferred Stock
- State
- MASSACHUSETTS
|
|
|
D/A |
2018-08-17 10:06:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Prudential Investment Management Services LLC
- CIK Number
- 0001556187
- Filed Document
- 0000902664-18-003209
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:06:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-17 10:01:27 UTC |
- Amount To Be Raised
- $2,435,000
- Associated Brokers / Dealers
- North Capital Private Securities Corp.
- CIK Number
- 0001745730
- Filed Document
- 0001745730-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:01:27 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-08-17 10:00:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC and Stonehaven, LLC
- CIK Number
- 0001463207
- Filed Document
- 0000902664-18-003208
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 10:00:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-08-17 09:57:23 UTC |
- Amount To Be Raised
- $13,090,909
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001749206
- Filed Document
- 0001749206-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-17 09:57:23 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|