Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dimensional Funds plc - Global Sustainability Core Equity Fund See All Filings	D/A	2016-07-06 08:27:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579777 Filed Document 0000945621-16-000650 Exclusions or Exemptions 506b Accepted Date 2016-07-06 08:27:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZORA Investments III LLC See All Filings	D	2016-07-06 08:22:56 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001678723 Filed Document 0001678723-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-06 08:22:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZORA Investments II LLC See All Filings	D	2016-07-06 08:21:18 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001678722 Filed Document 0001678722-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-06 08:21:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civitas Gateway Fund, LP See All Filings	D	2016-07-06 08:21:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678301 Filed Document 0001315863-16-001586 Exclusions or Exemptions 506b Accepted Date 2016-07-06 08:21:17 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ZORA Investments LLC See All Filings	D	2016-07-06 08:17:54 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001678721 Filed Document 0001678721-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-06 08:17:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BWS Tech Disrupt Fund, L.L.P. See All Filings	D	2016-07-06 07:34:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Black Wall Street Investments,LLC CIK Number 0001677904 Filed Document 0001677904-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-06 07:34:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-07-06 07:08:42 UTC
Amount To Be Raised $3,360,000 Associated Brokers / Dealers Michael P. Corry, Robert L. Scharff, Gwen M. Middeke, and Raymond J. North, Jr. CIK Number 0001135856 Filed Document 0001135856-16-000602 Exclusions or Exemptions 506b Accepted Date 2016-07-06 07:08:42 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rotation Capital Credit Opportunities Offshore Fund, Ltd See All Filings	D/A	2016-07-06 06:09:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646904 Filed Document 0000902664-16-007501 Exclusions or Exemptions 506b Accepted Date 2016-07-06 06:09:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evolution Consumer Lending Fund L.P. See All Filings	D/A	2016-07-05 22:11:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564607 Filed Document 0001564607-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 22:11:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Macaquarie European Alpha US Feeder Fund See All Filings	D	2016-07-05 21:57:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678515 Filed Document 0001678515-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 21:57:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
NSE Renton Manager, LLC See All Filings	D	2016-07-05 21:33:39 UTC
Amount To Be Raised $1,455,000 Associated Brokers / Dealers N/A CIK Number 0001677267 Filed Document 0001019687-16-006853 Exclusions or Exemptions 506b Accepted Date 2016-07-05 21:33:39 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mudita Option Opportunity LP - Series B See All Filings	D	2016-07-05 21:20:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678659 Filed Document 0001678659-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 21:20:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ConAm Vancouver Williams Investors LLC See All Filings	D/A	2016-07-05 21:11:39 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001677598 Filed Document 0001677598-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 21:11:39 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3Scan Inc. See All Filings	D	2016-07-05 21:06:56 UTC
Amount To Be Raised $13,999,915 Associated Brokers / Dealers N/A CIK Number 0001627080 Filed Document 0001627080-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 21:06:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Road Capital PV, L.P. See All Filings	D	2016-07-05 20:44:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001678529 Filed Document 0001140361-16-071671 Exclusions or Exemptions 506b Accepted Date 2016-07-05 20:44:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZoomCar, Inc. See All Filings	D	2016-07-05 20:31:53 UTC
Amount To Be Raised $585,750 Associated Brokers / Dealers N/A CIK Number 0001588864 Filed Document 0001588864-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 20:31:53 UTC Type of Offering D Industry Other Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Debt
Akkadian Ventures IV, LP See All Filings	D	2016-07-05 20:05:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC CIK Number 0001673366 Filed Document 0001673366-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 20:05:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capnia, Inc. See All Filings	D	2016-07-05 19:51:24 UTC
Amount To Be Raised $13,780,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001484565 Filed Document 0001484565-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-07-05 19:51:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VestedWorld Africa Fund, LLC - Series A See All Filings	D	2016-07-05 19:16:57 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001677793 Filed Document 0001677793-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 19:16:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Room Choice, Inc. See All Filings	D	2016-07-05 19:07:10 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001622428 Filed Document 0001622428-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-05 19:07:10 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
LeanTaaS, Inc. See All Filings	D	2016-07-05 18:33:27 UTC
Amount To Be Raised $9,894,300 Associated Brokers / Dealers N/A CIK Number 0001491408 Filed Document 0001491408-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-05 18:33:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Delcap, LP See All Filings	D	2016-07-05 17:59:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001678360 Filed Document 0001678360-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:59:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arka India Fund See All Filings	D	2016-07-05 17:52:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001677312 Filed Document 0001677312-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:52:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BevSpot, Inc. See All Filings	D	2016-07-05 17:36:30 UTC
Amount To Be Raised $11,000,003 Associated Brokers / Dealers N/A CIK Number 0001678779 Filed Document 0001678779-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:36:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Moat Capital Ventures, LP See All Filings	D/A	2016-07-05 17:30:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619062 Filed Document 0001619062-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:30:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3-V Biosciences, Inc. See All Filings	D	2016-07-05 17:24:14 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001400118 Filed Document 0001400118-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:24:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ortho Kinematics, Inc. See All Filings	D/A	2016-07-05 17:14:39 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001462951 Filed Document 0001462951-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:14:39 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Future of Surgery Fund, L.P. See All Filings	D	2016-07-05 17:00:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678771 Filed Document 0001678771-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:00:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forerunner Partners III, L.P. See All Filings	D	2016-07-05 16:58:44 UTC
Amount To Be Raised $122,000,000 Associated Brokers / Dealers N/A CIK Number 0001677697 Filed Document 0001677697-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:58:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forerunner Partners II, L.P. See All Filings	D/A	2016-07-05 16:39:03 UTC
Amount To Be Raised $75,757,575 Associated Brokers / Dealers N/A CIK Number 0001593996 Filed Document 0001593996-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:39:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG White Star Holdings, LLC See All Filings	D	2016-07-05 16:38:27 UTC
Amount To Be Raised $112,774,654 Associated Brokers / Dealers N/A CIK Number 0001596382 Filed Document 0001596382-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:38:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GrowlerWerks, Inc. See All Filings	D	2016-07-05 16:35:12 UTC
Amount To Be Raised $1,072,000 Associated Brokers / Dealers N/A CIK Number 0001678665 Filed Document 0001678665-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:35:12 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Ortho Kinematics, Inc. See All Filings	D	2016-07-05 16:29:58 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001462951 Filed Document 0001462951-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:29:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Liquid 2 Ventures, L.P. See All Filings	D/A	2016-07-05 16:26:14 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001651994 Filed Document 0001678764-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:26:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tricadia Convexity Fund, L.P. See All Filings	D/A	2016-07-05 16:21:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612492 Filed Document 0001612495-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:21:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peninsula Ventures IV, L.P. See All Filings	D/A	2016-07-05 16:19:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001670593 Filed Document 0001670593-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:19:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tricadia Convexity Fund, Ltd. See All Filings	D/A	2016-07-05 16:17:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612495 Filed Document 0001612495-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:17:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MYH, Inc. See All Filings	D	2016-07-05 16:14:27 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001678818 Filed Document 0001678818-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:14:27 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BOM DIA IMPORTS LLC See All Filings	D/A	2016-07-05 16:10:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Fundme Securities, LLC CIK Number 0001556303 Filed Document 0001556303-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:10:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LABDOOR INC See All Filings	D	2016-07-05 16:08:47 UTC
Amount To Be Raised $7,215,587 Associated Brokers / Dealers N/A CIK Number 0001553505 Filed Document 0001553505-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:08:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HFReu Umbrella Trust See All Filings	D/A	2016-07-05 16:06:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600482 Filed Document 0001600482-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:06:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFR OFFSHORE UMBRELLA FEEDER MASTER TRUST See All Filings	D/A	2016-07-05 16:01:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360973 Filed Document 0001360973-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:01:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFR U S Feeder Fund LLC See All Filings	D/A	2016-07-05 15:58:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348814 Filed Document 0001348814-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:58:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFRX III Tracker Master Trust See All Filings	D/A	2016-07-05 15:54:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535059 Filed Document 0001535059-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:54:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFRX TRACKER MASTER TRUST See All Filings	D/A	2016-07-05 15:50:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277993 Filed Document 0001277993-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:50:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFR FUND OF FUNDS MASTER TRUST See All Filings	D/A	2016-07-05 15:46:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001278016 Filed Document 0001278016-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:46:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OB1 Co See All Filings	D	2016-07-05 15:43:03 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001641700 Filed Document 0001641700-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:43:03 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
HFR MASTER TRUSTS See All Filings	D/A	2016-07-05 15:42:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001162431 Filed Document 0001162431-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:42:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgewater Bancshares Inc See All Filings	D	2016-07-05 15:39:02 UTC
Amount To Be Raised $7,500,003 Associated Brokers / Dealers Gene Katz CIK Number 0001341317 Filed Document 0001341317-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:39:02 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Bancshares Inc See All Filings	D	2016-07-05 15:38:00 UTC
Amount To Be Raised $7,500,003 Associated Brokers / Dealers Gene Katz CIK Number 0001341317 Filed Document 0001341317-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-05 15:38:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity