Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PETROTEQ ENERGY INC. See All Filings	D	2018-10-02 16:13:28 UTC
Amount To Be Raised $22,268 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001561180-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:13:28 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Credit Fund, L.P. See All Filings	D/A	2018-10-02 16:12:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and J.P. Morgan Institutional Investments Inc. ("JPMII") CIK Number 0001656025 Filed Document 0000899140-18-000537 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:12:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tribal LLC See All Filings	D	2018-10-02 15:58:47 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001754837 Filed Document 0001754837-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:58:47 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Akoya Biosciences, Inc. See All Filings	D	2018-10-02 15:58:43 UTC
Amount To Be Raised $25,500,000 Associated Brokers / Dealers N/A CIK Number 0001711933 Filed Document 0001446933-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:58:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Oaks Tyler, LLC See All Filings	D	2018-10-02 15:58:30 UTC
Amount To Be Raised $72,000,000 Associated Brokers / Dealers N/A CIK Number 0001754608 Filed Document 0001754608-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:58:30 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Da Zen Theranostics, Inc. See All Filings	D	2018-10-02 15:56:28 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001754828 Filed Document 0001754828-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:56:28 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ADVENT ENTERTAINMENT, LLC See All Filings	D	2018-10-02 15:50:57 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Lee S. Baker CIK Number 0001752867 Filed Document 0001752867-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-02 15:50:57 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Other
Strategos Fund L P See All Filings	D/A	2018-10-02 15:44:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTE Securities LLC CIK Number 0001292811 Filed Document 0000919574-18-006420 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:44:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGOS PARTNERS LLC See All Filings	D/A	2018-10-02 15:40:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTE Securities LLC CIK Number 0001456761 Filed Document 0000919574-18-006418 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:40:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ondot Systems, Inc. See All Filings	D	2018-10-02 15:36:31 UTC
Amount To Be Raised $24,999,999 Associated Brokers / Dealers N/A CIK Number 0001605130 Filed Document 0001605130-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:36:31 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aetos Special Situations Opportunity Fund, LP See All Filings	D	2018-10-02 15:35:09 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers None CIK Number 0001754490 Filed Document 0001567619-18-003493 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:35:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Strategos Offshore, Ltd. See All Filings	D/A	2018-10-02 15:35:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTE Securities LLC CIK Number 0001473586 Filed Document 0000919574-18-006416 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:35:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Avid Ratings, Inc. See All Filings	D	2018-10-02 15:31:12 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001740635 Filed Document 0000897069-18-000573 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:31:12 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
ZALICO's VL Series Account - 2 See All Filings	D/A	2018-10-02 15:26:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BFP Securities, LLC CIK Number 0001519435 Filed Document 0001519435-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-02 15:26:41 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
TRECO Northglenn Investment, LLC See All Filings	D	2018-10-02 15:26:26 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001754942 Filed Document 0001567619-18-003484 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:26:26 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Knack Inc. See All Filings	D	2018-10-02 15:24:23 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001753286 Filed Document 0001753286-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:24:23 UTC Type of Offering D Industry Retailing Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Deans Knight Income Fund See All Filings	D/A	2018-10-02 15:18:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718792 Filed Document 0001718792-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:18:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TS OpCo Holding, LLC See All Filings	D	2018-10-02 15:17:54 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001753876 Filed Document 0001753876-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:17:54 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Syndicate Venture Partners 2018 Series 1, LLC See All Filings	D	2018-10-02 15:17:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754368 Filed Document 0001754368-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:17:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIR INDUSTRIES GROUP See All Filings	D	2018-10-02 15:17:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001009891 Filed Document 0001213900-18-013380 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:17:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Inkit Inc. See All Filings	D	2018-10-02 15:13:08 UTC
Amount To Be Raised $80 Associated Brokers / Dealers N/A CIK Number 0001754265 Filed Document 0001754265-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:13:08 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Deans Knight Equity Growth Fund See All Filings	D/A	2018-10-02 15:07:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718800 Filed Document 0001718800-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:07:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZALICO VARIABLE SERIES II SEPARATE ACCOUNT See All Filings	D/A	2018-10-02 15:03:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Insurance Services Investment Advisors, Inc. and Benefit Finance Securities CIK Number 0001167611 Filed Document 0001167611-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-02 15:03:10 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
VFTG, L.P. See All Filings	D	2018-10-02 15:00:22 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001754126 Filed Document 0001754126-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:00:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Site 10.01, Inc. See All Filings	D	2018-10-02 14:48:06 UTC
Amount To Be Raised $6,275,003 Associated Brokers / Dealers N/A CIK Number 0001686020 Filed Document 0001014108-18-000217 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:48:06 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CLQ MINING LLC See All Filings	D	2018-10-02 14:43:14 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001754957 Filed Document 0001754957-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:43:14 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BitBull Fund LP See All Filings	D	2018-10-02 14:42:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718464 Filed Document 0001718464-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-02 14:42:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panoramic Partners LP See All Filings	D/A	2018-10-02 14:30:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404097 Filed Document 0000935836-18-000539 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:30:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMS Ltd See All Filings	D/A	2018-10-02 14:30:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC and FallLine Securities LLC CIK Number 0001421736 Filed Document 0000902664-18-003595 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:30:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solus LLC See All Filings	D/A	2018-10-02 14:28:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company LLC, Constellar Capital Partners Hong Kong Limited, UBS Financial Services Inc., and FallLine Securities LLC CIK Number 0001229130 Filed Document 0000902664-18-003594 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:28:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OSPREY CAPITAL INCOME FUND, LLC See All Filings	D	2018-10-02 14:28:23 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001754467 Filed Document 0001078782-18-001107 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:28:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mellitus, LLC See All Filings	D	2018-10-02 14:27:13 UTC
Amount To Be Raised $1,675,000 Associated Brokers / Dealers N/A CIK Number 0001588301 Filed Document 0001588301-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:27:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sola I See All Filings	D/A	2018-10-02 14:26:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC, Constellar Capital Partners Hong Kong Limited, UBS Financial Services Inc., and FallLine Securities LLC CIK Number 0001421751 Filed Document 0000902664-18-003593 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:26:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paykii inc See All Filings	D/A	2018-10-02 14:25:58 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001749606 Filed Document 0001749606-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:25:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Amasia CIV T3, LP See All Filings	D	2018-10-02 14:24:41 UTC
Amount To Be Raised $657,418 Associated Brokers / Dealers N/A CIK Number 0001745669 Filed Document 0001749865-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:24:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CapWest Income, LLC See All Filings	1-A/A	2018-10-02 14:24:28 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers JumpStart Securities CIK Number 0001683719 Filed Document 0001659173-18-000294 Accepted Date 2018-10-02 14:24:28 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business NEVADA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Debt
EON Infrastructure Fund, LP See All Filings	D	2018-10-02 14:22:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754612 Filed Document 0001667404-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:22:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mile One, LP See All Filings	D	2018-10-02 14:12:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751729 Filed Document 0001751729-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:12:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MINMAX SPACES See All Filings	1-A/A	2018-10-02 14:09:06 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001748865 Filed Document 0001445866-18-001010 Accepted Date 2018-10-02 14:09:06 UTC Type of Offering 1-A/A Industry WHOLESALE-PAPER & PAPER PRODUCTS Offering Tier Tier2 Principal Place of Business TENNESSEE Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
TCI2, LLC See All Filings	D	2018-10-02 14:08:17 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers The Enterprise Securities Company CIK Number 0001754779 Filed Document 0001659173-18-000292 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:08:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
South Tea Transportation, LLC See All Filings	D	2018-10-02 13:48:03 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001750957 Filed Document 0001750957-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 13:48:03 UTC Type of Offering D Industry Business Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Willow Cove Fund LLC See All Filings	D	2018-10-02 13:47:42 UTC
Amount To Be Raised $2,682,400 Associated Brokers / Dealers N/A CIK Number 0001754883 Filed Document 0001754883-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 13:47:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-ZYA, a series of Equidate Investments LLC See All Filings	D/A	2018-10-02 13:43:51 UTC
Amount To Be Raised $2,089,198 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001743017 Filed Document 0001749865-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-10-02 13:43:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Alternative Strategies, L.P.- Active Equity Series See All Filings	D	2018-10-02 13:43:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753352 Filed Document 0001315863-18-000748 Exclusions or Exemptions 506b Accepted Date 2018-10-02 13:43:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-SMI, a series of Equidate Investments, LLC See All Filings	D/A	2018-10-02 13:39:37 UTC
Amount To Be Raised $746,903 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001740225 Filed Document 0001749865-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-02 13:39:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-NTZ, a series of Equidate Investments LLC See All Filings	D/A	2018-10-02 13:34:30 UTC
Amount To Be Raised $1,898,082 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001719154 Filed Document 0001749865-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-02 13:34:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Noblr, Inc. See All Filings	D	2018-10-02 13:33:41 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers N/A CIK Number 0001754382 Filed Document 0001754382-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 13:33:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Koutif Therapeutics, LLC See All Filings	D/A	2018-10-02 13:30:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001710166 Filed Document 0001710166-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 13:30:09 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MV CFS FUND III LLC See All Filings	D	2018-10-02 13:28:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE, INC CIK Number 0001754896 Filed Document 0001754896-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 13:28:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Fund EQ-DWR, a series of Equidate Investments, LLC See All Filings	D	2018-10-02 13:27:57 UTC
Amount To Be Raised $580,670 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001754679 Filed Document 0001749865-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-02 13:27:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund