|
|
D |
2016-12-19 17:01:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692390
- Filed Document
- 0001692390-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:01:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:57:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688419
- Filed Document
- 0001688419-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:57:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:53:50 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567581
- Filed Document
- 0000902664-16-009150
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:53:50 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:52:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001440096
- Filed Document
- 0001440096-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:52:41 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:50:40 UTC |
- Amount To Be Raised
- $376,500,000
- Associated Brokers / Dealers
- EQUUS FINANCIAL CONSULTING LLC and COMPASS SECURITIES CORPORATION
- CIK Number
- 0001677785
- Filed Document
- 0001677785-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:50:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:48:40 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- Rodman & Renshaw, LLC
- CIK Number
- 0001421204
- Filed Document
- 0001144204-16-140279
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:48:40 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:47:33 UTC |
- Amount To Be Raised
- $376,500,000
- Associated Brokers / Dealers
- EQUUS FINANCIAL CONSULTING LLC and COMPASS SECURITIES CORPORATION
- CIK Number
- 0001677784
- Filed Document
- 0001677784-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:47:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:45:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660869
- Filed Document
- 0001013594-16-001356
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:45:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:42:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001269190
- Filed Document
- 0001269190-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:42:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:40:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001227265
- Filed Document
- 0001227265-16-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:40:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:39:45 UTC |
- Amount To Be Raised
- $9,003,000
- Associated Brokers / Dealers
- Northland Securities, Inc.
- CIK Number
- 0001626655
- Filed Document
- 0001209191-16-155929
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:39:45 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:39:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001037189
- Filed Document
- 0001037189-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:39:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:38:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001472136
- Filed Document
- 0001013594-16-001355
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:38:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:37:22 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692439
- Filed Document
- 0001692439-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:37:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Option To Acquire
|
|
|
D/A |
2016-12-19 16:37:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC ("MSSB"), Citigroup Global Markets Inc. ("CGM"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001209709
- Filed Document
- 0001209709-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:37:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:36:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511153
- Filed Document
- 0001511153-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:36:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:34:49 UTC |
- Amount To Be Raised
- $2,265,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692714
- Filed Document
- 0001692714-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:34:49 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:31:13 UTC |
- Amount To Be Raised
- $1,175,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001342986
- Filed Document
- 0001342986-16-000042
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:31:13 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-19 16:28:55 UTC |
- Amount To Be Raised
- $3,000,000,000
- Associated Brokers / Dealers
- UBS Securities LLC
- CIK Number
- 0001692650
- Filed Document
- 0001692650-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:28:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:26:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001692460
- Filed Document
- 0001692460-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:26:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 16:24:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690866
- Filed Document
- 0001690866-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:24:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 16:20:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692478
- Filed Document
- 0001140361-16-090249
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:20:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-19 16:17:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001043565
- Filed Document
- 0001043565-16-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:17:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:16:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692459
- Filed Document
- 0001140361-16-090245
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:16:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-19 16:11:35 UTC |
- Amount To Be Raised
- $9,202,997
- Associated Brokers / Dealers
- Northland Securities, Inc.
- CIK Number
- 0001626655
- Filed Document
- 0001209191-16-155888
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:11:35 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:09:34 UTC |
- Amount To Be Raised
- $1,575,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611467
- Filed Document
- 0001611467-16-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:09:34 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-12-19 16:07:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Partners, LLC
- CIK Number
- 0001692184
- Filed Document
- 0001692184-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:07:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-19 15:58:56 UTC |
- Amount To Be Raised
- $7,329,221
- Associated Brokers / Dealers
- Northland Securities, Inc.
- CIK Number
- 0001626655
- Filed Document
- 0001209191-16-155867
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:58:56 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-19 15:55:51 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626655
- Filed Document
- 0001209191-16-155861
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:55:51 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:50:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692559
- Filed Document
- 0001692559-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:50:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-19 15:48:31 UTC |
- Amount To Be Raised
- $11,084,116
- Associated Brokers / Dealers
- Joseph Ondris, Zachary Carey, Michael Ihrie, Bennett K Ely, Russ Huffington, Bobby Kyle Cowand, Curtis J Jones, Stephen J Sumner, Azam Jaber, Maria Escobar, Aaron Knoll, Kenny Harter, Ted Burkhart, Torry Scott, Kathy Scanlon, Taher Gilani, Javier Larrea, Azam Jaber, and George Hjorth
- CIK Number
- 0001688540
- Filed Document
- 0001688540-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:48:31 UTC
- Type of Offering
- D/A
- Industry
- Lodging and Conventions
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:45:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691836
- Filed Document
- 0001691836-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:45:59 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 15:42:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Richard S. Zinman, ANTHONY A. DERTOUZOS, and JOHN D. MORENO
- CIK Number
- 0001333262
- Filed Document
- 0001333262-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:42:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 15:39:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001369628
- Filed Document
- 0001369628-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:39:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:39:20 UTC |
- Amount To Be Raised
- $587,214
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614824
- Filed Document
- 0001183740-16-000486
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:39:20 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:37:33 UTC |
- Amount To Be Raised
- $6,720,000
- Associated Brokers / Dealers
- Palladium Capital Advisors, LLC
- CIK Number
- 0001040792
- Filed Document
- 0001437749-16-043514
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:37:33 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-19 15:34:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001325676
- Filed Document
- 0001325676-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:34:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 15:32:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Richard S. Zinman, ANTHONY A. DERTOUZOS, and JOHN D. MORENO
- CIK Number
- 0001227268
- Filed Document
- 0001227268-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:32:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 15:28:19 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Harbor Light Securities, LLC
- CIK Number
- 0001672592
- Filed Document
- 0001691355-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:28:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-19 15:26:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001386164
- Filed Document
- 0001386164-16-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:26:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:24:12 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623869
- Filed Document
- 0001140361-16-090220
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:24:12 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 15:21:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565952
- Filed Document
- 0001565952-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:21:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:14:54 UTC |
- Amount To Be Raised
- $4,923,205
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629681
- Filed Document
- 0001629681-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:14:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:01:34 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- Not Applicable
- CIK Number
- 0001641888
- Filed Document
- 0001641888-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:01:34 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2016-12-19 14:56:16 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001409089
- Filed Document
- 0001409089-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:56:16 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 14:52:59 UTC |
- Amount To Be Raised
- $125,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001691355
- Filed Document
- 0001691355-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:52:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 14:51:36 UTC |
- Amount To Be Raised
- $1,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692531
- Filed Document
- 0001692531-16-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2016-12-19 14:51:36 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 14:48:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564876
- Filed Document
- 0000902664-16-009149
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:48:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 14:42:56 UTC |
- Amount To Be Raised
- $1,391,250
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692636
- Filed Document
- 0001144204-16-140205
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:42:56 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 14:41:48 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- Cambridge Investment Research, Inc.
- CIK Number
- 0001687017
- Filed Document
- 0001687017-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:41:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|