Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Preston Fisher Royalties, LLC See All Filings	D	2016-07-11 14:18:06 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers JCC Advisors, LLC CIK Number 0001679224 Filed Document 0001679224-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 14:18:06 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Simms Fishing Products LLC See All Filings	D	2016-07-11 14:17:22 UTC
Amount To Be Raised $28,009,871 Associated Brokers / Dealers Robert W. Baird & Co. Incorporated CIK Number 0001416014 Filed Document 0001416014-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 14:17:22 UTC Type of Offering D Industry Manufacturing Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
CIRCADIANCE, LLC See All Filings	D/A	2016-07-11 14:15:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001646751 Filed Document 0001646751-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 14:15:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Kinesis Holdings I Ltd See All Filings	D	2016-07-11 14:14:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001624171 Filed Document 0001624171-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 14:14:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Arkis BioSciences Inc. See All Filings	D	2016-07-11 14:11:41 UTC
Amount To Be Raised $3,352,500 Associated Brokers / Dealers N/A CIK Number 0001679188 Filed Document 0001679188-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 14:11:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PSB Holding Corp See All Filings	D	2016-07-11 14:10:51 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001678588 Filed Document 0001014100-16-000049 Exclusions or Exemptions 506b Accepted Date 2016-07-11 14:10:51 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
AQR SMALL CAP VALUE FUND, L.P. See All Filings	D/A	2016-07-11 14:04:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456709 Filed Document 0001456709-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 14:04:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA Direct Credit Opportunities Fund II, L.P. See All Filings	D/A	2016-07-11 14:02:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC, Lytton Financial Inc., Greenstone Group FZC, Mirae Asset Securities Co., Ltd., and Bhargava Wealth Management LLC CIK Number 0001621042 Filed Document 0000902664-16-007560 Exclusions or Exemptions 506b Accepted Date 2016-07-11 14:02:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Prologue Feeder Fund Ltd. See All Filings	D/A	2016-07-11 13:58:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anchor Asset Management, LLC CIK Number 0001481780 Filed Document 0001481780-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 13:58:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONE TWO COSMETICS, LLC See All Filings	D/A	2016-07-11 13:58:06 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001656854 Filed Document 0001656854-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-07-11 13:58:06 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ALKAMI TECHNOLOGY, INC, See All Filings	D	2016-07-11 13:52:24 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001529274 Filed Document 0001209191-16-132260 Exclusions or Exemptions 506b Accepted Date 2016-07-11 13:52:24 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Amber Capital Investment Management I Ltd See All Filings	D	2016-07-11 13:47:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679025 Filed Document 0001679025-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 13:47:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SB ECP Broadview Lender, LLC See All Filings	D	2016-07-11 13:44:43 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001679077 Filed Document 0001679077-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 13:44:43 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Vintage VII Mgr LP See All Filings	D	2016-07-11 13:40:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001679101 Filed Document 0001679095-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 13:40:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amber European Long Opportunities Fund See All Filings	D	2016-07-11 13:39:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679026 Filed Document 0001679026-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 13:39:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GP China Venture Capital, LP See All Filings	D/A	2016-07-11 13:37:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647401 Filed Document 0001580783-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 13:37:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vintage VII Offshore SCSp See All Filings	D	2016-07-11 13:34:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001679120 Filed Document 0001679095-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 13:34:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vintage VII LP See All Filings	D	2016-07-11 13:27:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001679095 Filed Document 0001679095-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 13:27:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woven Orthopedic Technologies, LLC See All Filings	D	2016-07-11 13:15:44 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Viscogliosi & Company, LLC and ARETE Wealth Management CIK Number 0001594517 Filed Document 0001594517-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-11 13:15:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Driehaus Domestic High Yield Fund, LLC See All Filings	D/A	2016-07-11 13:04:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580783 Filed Document 0001580783-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 13:04:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SwipeSense, Inc. See All Filings	D	2016-07-11 12:59:56 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001558863 Filed Document 0001558863-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-11 12:59:56 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
CITRINE CAPITAL ONSHORE FEEDER, LP See All Filings	D/A	2016-07-11 12:55:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581822 Filed Document 0000919574-16-014030 Exclusions or Exemptions 506b Accepted Date 2016-07-11 12:55:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Focus Ventures Ltd. See All Filings	D	2016-07-11 12:51:58 UTC
Amount To Be Raised $16,589 Associated Brokers / Dealers N/A CIK Number 0001471603 Filed Document 0001471603-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 12:51:58 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Peri Inc. See All Filings	D/A	2016-07-11 12:48:33 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001630387 Filed Document 0001630387-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-07-11 12:48:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TM Villas of South Cobb II LLC See All Filings	D/A	2016-07-11 12:47:36 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001674603 Filed Document 0001674603-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 12:47:36 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
LANSDOWNE EUROPEAN LONG ONLY FEEDER FUND LTD. See All Filings	D/A	2016-07-11 12:38:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494514 Filed Document 0000919574-16-014028 Exclusions or Exemptions 506b Accepted Date 2016-07-11 12:38:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Westfield Select Growth Equity LP See All Filings	D/A	2016-07-11 12:28:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596870 Filed Document 0001140361-16-072185 Exclusions or Exemptions 506b Accepted Date 2016-07-11 12:28:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TM Villas of South Cobb LLC See All Filings	D/A	2016-07-11 12:28:13 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001664782 Filed Document 0001664782-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-11 12:28:13 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
LEGAL & GENERAL S&P 500 FUND, LLC See All Filings	D	2016-07-11 12:07:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679275 Filed Document 0001679275-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 12:07:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SOLARFLARE COMMUNICATIONS INC See All Filings	D/A	2016-07-11 12:04:50 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001138621 Filed Document 0001138621-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-11 12:04:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MV Startup Fund XXXV LLC See All Filings	D/A	2016-07-11 12:03:15 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001674128 Filed Document 0001674128-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 12:03:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Lead Intelligence, Inc. See All Filings	D	2016-07-11 11:59:47 UTC
Amount To Be Raised $9,999,934 Associated Brokers / Dealers N/A CIK Number 0001555197 Filed Document 0001555197-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:59:47 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MV Liquidity Fund XXXVIII LLC See All Filings	D/A	2016-07-11 11:58:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc CIK Number 0001674219 Filed Document 0001674219-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:58:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
GMI-PALMDALE HOSPITALITY, LP See All Filings	D/A	2016-07-11 11:55:30 UTC
Amount To Be Raised $5,177,515 Associated Brokers / Dealers Brian Smith, Bobby K Cowand, and Azam Jaber CIK Number 0001669849 Filed Document 0001669849-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:55:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
betwixtNBetween, LLC See All Filings	D	2016-07-11 11:54:39 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001679236 Filed Document 0001679236-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:54:39 UTC Type of Offering D Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
Sermonix Pharmaceuticals, LLC See All Filings	D	2016-07-11 11:51:02 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001655566 Filed Document 0001655566-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:51:02 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Holdfolio Indiana IV LLC See All Filings	D	2016-07-11 11:50:20 UTC
Amount To Be Raised $385,000 Associated Brokers / Dealers N/A CIK Number 0001678888 Filed Document 0001678888-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:50:20 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Siguler Guff Secondary Opportunities Fund (Cayman), LP See All Filings	D	2016-07-11 11:48:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporation CIK Number 0001654651 Filed Document 0001654651-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:48:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INFLUENCE INTERNATIONAL INC See All Filings	D	2016-07-11 11:44:04 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001427677 Filed Document 0001427677-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:44:04 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AJO Global All-Cap Fund, Ltd. See All Filings	D/A	2016-07-11 11:36:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647855 Filed Document 0001647855-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:36:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heronbridge Value Equity Fund See All Filings	D/A	2016-07-11 11:26:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554600 Filed Document 0001554600-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:26:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IVEDIX, Inc. See All Filings	D	2016-07-11 11:19:11 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001587158 Filed Document 0001587158-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:19:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
thinkcerca.com, inc. See All Filings	D	2016-07-11 11:15:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001635668 Filed Document 0001635668-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:15:48 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Prelude Therapeutics Inc. See All Filings	D	2016-07-11 11:15:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001678660 Filed Document 0001678660-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:15:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Energy Participation Fund LLC See All Filings	D/A	2016-07-11 11:11:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001575901 Filed Document 0001575901-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:11:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endeavour Regional Bank Opportunities Fund L.P. See All Filings	D/A	2016-07-11 10:40:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581356 Filed Document 0001012975-16-001346 Exclusions or Exemptions 506b Accepted Date 2016-07-11 10:40:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Saranas Inc. See All Filings	D/A	2016-07-11 10:17:50 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001615461 Filed Document 0001615461-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-11 10:17:50 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Arel Saxon Hall LP See All Filings	D	2016-07-11 10:13:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676658 Filed Document 0000902664-16-007553 Exclusions or Exemptions 506b Accepted Date 2016-07-11 10:13:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jericho Capital Partners L.P. See All Filings	D/A	2016-07-11 10:10:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468076 Filed Document 0000919574-16-014021 Exclusions or Exemptions 506b Accepted Date 2016-07-11 10:10:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LAMPLIGHTER SENIOR HOUSING II, LLC See All Filings	D	2016-07-11 09:55:32 UTC
Amount To Be Raised $10,591,064 Associated Brokers / Dealers None CIK Number 0001678600 Filed Document 0001678600-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 09:55:32 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity