Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CCAP Fund PDS (Cayman), Ltd. See All Filings	D	2016-07-11 17:07:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679288 Filed Document 0001144204-16-112444 Exclusions or Exemptions 506b Accepted Date 2016-07-11 17:07:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
456 Parsippany Equities LLC See All Filings	D	2016-07-11 17:04:43 UTC
Amount To Be Raised $15,555,000 Associated Brokers / Dealers Time Equities Securities CIK Number 0001679241 Filed Document 0001679241-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 17:04:43 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Polygon Convertible Opportunity Fund LP See All Filings	D/A	2016-07-11 17:00:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. CIK Number 0001491161 Filed Document 0001315863-16-001620 Exclusions or Exemptions 506b Accepted Date 2016-07-11 17:00:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Professional Diversity Network, Inc. See All Filings	D	2016-07-11 17:00:51 UTC
Amount To Be Raised $3,187,500 Associated Brokers / Dealers N/A CIK Number 0001546296 Filed Document 0001214659-16-012639 Exclusions or Exemptions 506b Accepted Date 2016-07-11 17:00:51 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
HCR Stafford Fund, L.P. See All Filings	D	2016-07-11 16:59:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678732 Filed Document 0001678732-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:59:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Richmond Investor I, LLC See All Filings	D	2016-07-11 16:55:51 UTC
Amount To Be Raised $5,850,000 Associated Brokers / Dealers N/A CIK Number 0001677021 Filed Document 0001677021-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:55:51 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Polygon European Equity Opportunity Fund See All Filings	D/A	2016-07-11 16:52:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554146 Filed Document 0001315863-16-001619 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:52:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aquifer All Weather Fund, LLC See All Filings	D/A	2016-07-11 16:52:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546350 Filed Document 0001546350-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:52:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Aquifer Absolute Alpha Fund, LLC See All Filings	D/A	2016-07-11 16:49:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546318 Filed Document 0001546318-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:49:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
C. Bros. Holdings, LLC See All Filings	D/A	2016-07-11 16:42:37 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Gregory M. Weinberg CIK Number 0001665620 Filed Document 0001665620-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:42:37 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NAVIGATOR INVESTORS L P See All Filings	D/A	2016-07-11 16:41:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000941679 Filed Document 0000941679-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:41:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Entefy Inc. See All Filings	D	2016-07-11 16:31:44 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001550796 Filed Document 0001550796-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:31:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Identifid, LLC See All Filings	D	2016-07-11 16:21:02 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001648874 Filed Document 0001648874-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:21:02 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Cobalt Iron, Inc. See All Filings	D	2016-07-11 16:19:58 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001677951 Filed Document 0001677951-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:19:58 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Polygon Global Equities Fund See All Filings	D/A	2016-07-11 16:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612831 Filed Document 0001315863-16-001618 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:18:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RMB Equity Opportunities QP LLC Series 1 See All Filings	D	2016-07-11 16:17:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679144 Filed Document 0001679144-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:17:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polygon European Equity Opportunity Fund L.P. See All Filings	D/A	2016-07-11 16:16:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491162 Filed Document 0001315863-16-001617 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:16:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Polygon European Equity Opportunity Fund See All Filings	D/A	2016-07-11 16:15:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554146 Filed Document 0001315863-16-001616 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:15:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFSC Holding Corp. See All Filings	D	2016-07-11 16:14:50 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001548859 Filed Document 0001192482-16-000663 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:14:50 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Polygon Convertible Opportunity Fund LP See All Filings	D/A	2016-07-11 16:14:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. CIK Number 0001491161 Filed Document 0001315863-16-001615 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:14:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Polygon Convertible Opportunity Fund See All Filings	D/A	2016-07-11 16:13:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Butler Capital Investments, LLC CIK Number 0001554145 Filed Document 0001315863-16-001614 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:13:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACCT HOLDINGS LLC See All Filings	D	2016-07-11 16:10:42 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001242575 Filed Document 0001192482-16-000662 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:10:42 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Voloridge Trading Fund, LP See All Filings	D/A	2016-07-11 16:10:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552907 Filed Document 0001315863-16-001613 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:10:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Voloridge Global Fund,LP See All Filings	D/A	2016-07-11 16:09:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552906 Filed Document 0001315863-16-001612 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:09:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Voloridge Trading Aggressive Fund, LP See All Filings	D/A	2016-07-11 16:08:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579526 Filed Document 0001315863-16-001611 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:08:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
River School Lofts Investors, LLC See All Filings	D	2016-07-11 16:06:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers Ronald H. Kulberg CIK Number 0001679126 Filed Document 0001679126-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:06:00 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Voloridge Trading Aggressive Fund, Ltd. See All Filings	D/A	2016-07-11 16:02:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603710 Filed Document 0001315863-16-001610 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:02:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Grow, Inc. See All Filings	D	2016-07-11 16:01:21 UTC
Amount To Be Raised $6,999,997 Associated Brokers / Dealers N/A CIK Number 0001626846 Filed Document 0001626846-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 16:01:21 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Private Equity Access Blocker Fund 2015, L.P. See All Filings	D/A	2016-07-11 15:56:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL FINANCIAL LLC CIK Number 0001661035 Filed Document 0001661035-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-11 15:56:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Private Equity Access Fund 2015, L.P. See All Filings	D/A	2016-07-11 15:55:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL FINANCIAL LLC CIK Number 0001661036 Filed Document 0001661036-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-11 15:55:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
7AC Technologies, Inc. See All Filings	D	2016-07-11 15:52:02 UTC
Amount To Be Raised $13,230,685 Associated Brokers / Dealers N/A CIK Number 0001530060 Filed Document 0001530060-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 15:52:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
INNOVATIVE HEALTH LLC See All Filings	D	2016-07-11 15:50:42 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001679067 Filed Document 0001679067-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 15:50:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Flagler Specialty Finance Fund LLC See All Filings	D/A	2016-07-11 15:40:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612407 Filed Document 0001612407-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 15:40:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLANET3, INC. See All Filings	D	2016-07-11 15:37:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001615303 Filed Document 0001615303-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-11 15:37:09 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
MTrap Inc. See All Filings	D	2016-07-11 15:33:10 UTC
Amount To Be Raised $5,999,998 Associated Brokers / Dealers N/A CIK Number 0001679197 Filed Document 0000914760-16-000446 Exclusions or Exemptions 506b Accepted Date 2016-07-11 15:33:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Navarro 1 Fund, LLC See All Filings	D	2016-07-11 15:32:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679277 Filed Document 0001679277-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 15:32:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Birchcroft Investment Fund, LP See All Filings	D/A	2016-07-11 15:29:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001679092 Filed Document 0001679092-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 15:29:49 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
Freedom Participation Partners I, LLC See All Filings	D	2016-07-11 15:25:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679200 Filed Document 0000902664-16-007563 Exclusions or Exemptions 506b Accepted Date 2016-07-11 15:25:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Eye Academy of America Ltd. See All Filings	D	2016-07-11 15:21:43 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001679090 Filed Document 0001679090-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 15:21:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Relative Value Trading Fund Ltd. See All Filings	D	2016-07-11 15:15:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679301 Filed Document 0000947871-16-001333 Exclusions or Exemptions 506b Accepted Date 2016-07-11 15:15:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Properties Trust See All Filings	D	2016-07-11 15:11:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641067 Filed Document 0001641067-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 15:11:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Value Recovery Fund Ltd See All Filings	D/A	2016-07-11 14:58:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459077 Filed Document 0001459077-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-11 14:58:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DGraph Labs, Inc. See All Filings	D	2016-07-11 14:57:38 UTC
Amount To Be Raised $1,061,000 Associated Brokers / Dealers N/A CIK Number 0001679194 Filed Document 0001679194-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 14:57:38 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Strongbow Fund Ltd. See All Filings	D/A	2016-07-11 14:55:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001121403 Filed Document 0001121403-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 14:55:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New FFIO Ltd. See All Filings	D/A	2016-07-11 14:53:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486250 Filed Document 0001486250-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 14:53:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIL, Ltd. See All Filings	D/A	2016-07-11 14:51:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379135 Filed Document 0001379135-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-11 14:51:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mill Green Opportunity Fund III, LLC See All Filings	D/A	2016-07-11 14:44:55 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Stillpoint Capital, LLC, Sunbelt Securities, Inc., Titan Securities, Center Street Securities, Inc., Gramercy Securities, Inc., Cabot Lodge Securities LLC, Newbridge Securities Corporation, and Madison Avenue Securities, LLC CIK Number 0001669698 Filed Document 0000897069-16-000948 Exclusions or Exemptions 506b Accepted Date 2016-07-11 14:44:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Entegra Capital LLC See All Filings	D	2016-07-11 14:39:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001679321 Filed Document 0001679321-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 14:39:15 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Birchcroft Investment Fund, LP See All Filings	D	2016-07-11 14:37:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001679092 Filed Document 0001679092-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 14:37:34 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
Sumner Ridge Development LLC See All Filings	D	2016-07-11 14:25:24 UTC
Amount To Be Raised $6,505,680 Associated Brokers / Dealers N/A CIK Number 0001679164 Filed Document 0001679164-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 14:25:24 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity