Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Serenitas Credit Gamma Fund, LLC See All Filings	D/A	2016-07-12 11:25:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC CIK Number 0001580743 Filed Document 0001652684-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 11:25:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Business Forms, Inc. See All Filings	D	2016-07-12 11:24:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001492003 Filed Document 0001362118-16-000049 Exclusions or Exemptions 506b Accepted Date 2016-07-12 11:24:30 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Green Swan Capital Corp. See All Filings	D	2016-07-12 11:10:55 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001679330 Filed Document 0001679330-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 11:10:55 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AUTOAVAIL, INC. See All Filings	D	2016-07-12 11:10:50 UTC
Amount To Be Raised $7,298 Associated Brokers / Dealers N/A CIK Number 0001678517 Filed Document 0001678517-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 11:10:50 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
CAERUS CORP. See All Filings	D	2016-07-12 11:02:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001659938 Filed Document 0001362118-16-000048 Exclusions or Exemptions 506b Accepted Date 2016-07-12 11:02:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
InvestiQuant, Inc. See All Filings	D	2016-07-12 10:54:54 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001603546 Filed Document 0001603546-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 10:54:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
IOTUM INC See All Filings	D	2016-07-12 10:47:30 UTC
Amount To Be Raised $51,733 Associated Brokers / Dealers N/A CIK Number 0001296604 Filed Document 0001296604-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 10:47:30 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MR. HOLMES INC. See All Filings	D	2016-07-12 10:33:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001654296 Filed Document 0001654296-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 10:33:42 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CRYSTAL PARTNERS FUND L P See All Filings	D/A	2016-07-12 10:32:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362402 Filed Document 0001362402-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-12 10:32:36 UTC Type of Offering D/A Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DC Investments Neutral Fund, LLC See All Filings	D/A	2016-07-12 10:32:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670722 Filed Document 0001670722-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-12 10:32:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Boston Common International Sustainable Climate Fund, LLC See All Filings	D	2016-07-12 10:26:56 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001608384 Filed Document 0001608384-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-12 10:26:56 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-07-12 10:14:37 UTC
Amount To Be Raised $16,800,000 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-16-000607 Exclusions or Exemptions 506b Accepted Date 2016-07-12 10:14:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CHILDRENS HEALTHCARE OF ATLANTA SURGERY CENTER AT MERIDIAN MARK PLAZA, LLC See All Filings	D	2016-07-12 10:08:58 UTC
Amount To Be Raised $608,250 Associated Brokers / Dealers N/A CIK Number 0001200058 Filed Document 0001200058-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-12 10:08:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Marquette Ventures, LLC See All Filings	D/A	2016-07-12 10:04:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640676 Filed Document 0001640676-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 10:04:32 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ACREBroadband, Inc. See All Filings	D/A	2016-07-12 10:03:38 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001636746 Filed Document 0001636746-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 10:03:38 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
Highland Direct Hedged Equity Fund LTD See All Filings	D	2016-07-12 09:36:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679150 Filed Document 0001679150-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 09:36:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonecutter Spirits LLC See All Filings	D	2016-07-12 09:31:21 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001679312 Filed Document 0001679312-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 09:31:21 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
TransMedics, Inc. See All Filings	D/A	2016-07-12 09:18:48 UTC
Amount To Be Raised $63,729,735 Associated Brokers / Dealers N/A CIK Number 0001092287 Filed Document 0001092287-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-12 09:18:48 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-07-12 09:06:10 UTC
Amount To Be Raised $5,742,700 Associated Brokers / Dealers Jennifer Kephart, David Stecher, Joel Davidowski, Samir Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-16-000606 Exclusions or Exemptions 506b Accepted Date 2016-07-12 09:06:10 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MeterGenius, Inc. See All Filings	D	2016-07-12 09:03:43 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001679370 Filed Document 0001679370-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 09:03:43 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Private Equity 2016 LLC See All Filings	D	2016-07-12 09:00:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669714 Filed Document 0001669714-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 09:00:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-07-12 08:57:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers Jennifer Kephart, David Stecher, Joel Davidowski, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-16-000605 Exclusions or Exemptions 506b Accepted Date 2016-07-12 08:57:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-07-12 08:50:53 UTC
Amount To Be Raised $15,212,113 Associated Brokers / Dealers Dennis Morris and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-16-000604 Exclusions or Exemptions 506b Accepted Date 2016-07-12 08:50:53 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-07-12 07:14:33 UTC
Amount To Be Raised $31,179,838 Associated Brokers / Dealers Jason Burlie and Dennis Morris CIK Number 0001135856 Filed Document 0001135856-16-000603 Exclusions or Exemptions 506b Accepted Date 2016-07-12 07:14:33 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Project Healthy Living, Inc. See All Filings	D	2016-07-11 21:54:41 UTC
Amount To Be Raised $50,343,007 Associated Brokers / Dealers N/A CIK Number 0001641486 Filed Document 0001641486-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 21:54:41 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Macquarie European Alpha US Feeder Fund See All Filings	D/A	2016-07-11 21:44:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678515 Filed Document 0001678515-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 21:44:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Altair Global Credit Opportunities Fund (A), LLC See All Filings	D/A	2016-07-11 20:31:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001560056 Filed Document 0001144204-16-112484 Exclusions or Exemptions 506b Accepted Date 2016-07-11 20:31:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dataloop Software, Inc. See All Filings	D	2016-07-11 20:16:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001678897 Filed Document 0001678897-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 20:16:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NEW JERSEY MINING CO See All Filings	D	2016-07-11 20:08:32 UTC
Amount To Be Raised $794,750 Associated Brokers / Dealers GVC Capital LLC CIK Number 0001030192 Filed Document 0001052918-16-001149 Exclusions or Exemptions 506b Accepted Date 2016-07-11 20:08:32 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Commonwealth Joe, LLC See All Filings	D/A	2016-07-11 20:01:37 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001671415 Filed Document 0001671415-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 20:01:37 UTC Type of Offering D/A Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Travus Therapeutics, Inc. See All Filings	D	2016-07-11 19:52:46 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001678007 Filed Document 0001678007-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 19:52:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
GAIP 2016 (Bermuda) Ocean AIV, L.P. See All Filings	D	2016-07-11 19:32:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678443 Filed Document 0000950142-16-004096 Exclusions or Exemptions 506b Accepted Date 2016-07-11 19:32:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
GAIP 2013 (Bermuda) Ocean AIV, L.P. See All Filings	D	2016-07-11 19:31:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678380 Filed Document 0000950142-16-004095 Exclusions or Exemptions 506b Accepted Date 2016-07-11 19:31:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners (Bermuda) Ocean AIV, L.P. See All Filings	D	2016-07-11 19:31:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678376 Filed Document 0000950142-16-004094 Exclusions or Exemptions 506b Accepted Date 2016-07-11 19:31:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
GAP Coinvestments (Bermuda) Ocean AIV B, L.P. See All Filings	D	2016-07-11 19:30:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678386 Filed Document 0000950142-16-004093 Exclusions or Exemptions 506b Accepted Date 2016-07-11 19:30:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
GAP Coinvestments (Bermuda) Ocean AIV A, L.P. See All Filings	D	2016-07-11 19:30:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678441 Filed Document 0000950142-16-004092 Exclusions or Exemptions 506b Accepted Date 2016-07-11 19:30:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Xing He Fund LLC See All Filings	D	2016-07-11 19:19:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679121 Filed Document 0001679121-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 19:19:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
State Investments L.L.C. See All Filings	D	2016-07-11 18:42:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001648490 Filed Document 0001648490-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 18:42:10 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
COATUE CT XIII LLC See All Filings	D	2016-07-11 18:25:36 UTC
Amount To Be Raised $132,871,676 Associated Brokers / Dealers N/A CIK Number 0001671180 Filed Document 0000919574-16-014048 Exclusions or Exemptions 506b Accepted Date 2016-07-11 18:25:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crystal Global Fund, LLC See All Filings	D/A	2016-07-11 18:20:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502166 Filed Document 0001496221-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-11 18:20:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raine Venture Partners II LP See All Filings	D/A	2016-07-11 18:19:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and GI Capital Management Ltd. CIK Number 0001661426 Filed Document 0001661426-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 18:19:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crystal Global Master Fund L.P. See All Filings	D/A	2016-07-11 18:10:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496221 Filed Document 0001496221-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-11 18:10:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wattquote Inc. See All Filings	D	2016-07-11 17:44:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679309 Filed Document 0001679309-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 17:44:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
OceanGate Inc See All Filings	D/A	2016-07-11 17:35:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001559118 Filed Document 0001559118-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-11 17:35:56 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
VCM Core Alternative Fund LLC See All Filings	D/A	2016-07-11 17:34:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576420 Filed Document 0001576420-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 17:34:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRAMARAMBA GARDENS, LLC See All Filings	D	2016-07-11 17:32:34 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001619995 Filed Document 0001619995-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 17:32:34 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
OHCP IV IMG COI, L.P. See All Filings	D	2016-07-11 17:28:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679291 Filed Document 0000950142-16-004086 Exclusions or Exemptions 506b Accepted Date 2016-07-11 17:28:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Extra Space Storage LP See All Filings	D	2016-07-11 17:25:46 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001302071 Filed Document 0001302071-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-07-11 17:25:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Longwood Fund IV, L.P. See All Filings	D	2016-07-11 17:21:09 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001679213 Filed Document 0001679213-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 17:21:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BelVest Income Fund, LP See All Filings	D/A	2016-07-11 17:20:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482395 Filed Document 0001315863-16-001621 Exclusions or Exemptions 506b Accepted Date 2016-07-11 17:20:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity