Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Armune BioScience Inc See All Filings	D/A	2016-07-12 16:52:05 UTC
Amount To Be Raised $10,458,789 Associated Brokers / Dealers N/A CIK Number 0001440372 Filed Document 0001440372-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:52:05 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Polaris Partners VIII, L.P. See All Filings	D	2016-07-12 16:51:22 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Denning & Company LLC CIK Number 0001679211 Filed Document 0001679211-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:51:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Liquid Robotics, Inc See All Filings	D	2016-07-12 16:48:58 UTC
Amount To Be Raised $105,049 Associated Brokers / Dealers N/A CIK Number 0001407969 Filed Document 0001407969-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:48:58 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Staley Capital Fund II, L.P. See All Filings	D	2016-07-12 16:46:56 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001679449 Filed Document 0001679449-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:46:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRG Whispering Holdings LLC See All Filings	D/A	2016-07-12 16:44:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Elliott Aronson CIK Number 0001679369 Filed Document 0001679369-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:44:39 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MIAMI INTERNATIONAL HOLDINGS, INC. See All Filings	D	2016-07-12 16:38:39 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0001438472 Filed Document 0001438472-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:38:39 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
Eckard Global, LLC See All Filings	D	2016-07-12 16:35:26 UTC
Amount To Be Raised $171,840 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:35:26 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital Partners International 10, L.P. See All Filings	D/A	2016-07-12 16:32:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647060 Filed Document 0001647060-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:32:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Azure Minerals Ltd See All Filings	D	2016-07-12 16:30:54 UTC
Amount To Be Raised $3,743,524 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001677758 Filed Document 0001677758-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:30:54 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
NBCRE PARTNERS IV, LLC See All Filings	D	2016-07-12 16:28:36 UTC
Amount To Be Raised $2,470,000 Associated Brokers / Dealers N/A CIK Number 0001679423 Filed Document 0001679423-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:28:36 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
IRG Whispering Holdings LLC See All Filings	D	2016-07-12 16:27:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Elliott Aronson CIK Number 0001679369 Filed Document 0001679369-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:27:56 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GRAMERCY SPECIAL OPPORTUNITY FUND - 1979 SP See All Filings	D/A	2016-07-12 16:24:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647918 Filed Document 0000919574-16-014066 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:24:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GRAMERCY SPECIAL OPPORTUNITY FUND - SO III LP SP See All Filings	D/A	2016-07-12 16:21:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647935 Filed Document 0000919574-16-014064 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:21:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IMM RoseGold III Alpha-2 Private Equity Fund See All Filings	D	2016-07-12 16:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679408 Filed Document 0001679408-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:20:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gramercy Credit Opportunities Fund LLC See All Filings	D/A	2016-07-12 16:18:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613573 Filed Document 0000919574-16-014062 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:18:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WFC FUND, LLC See All Filings	D	2016-07-12 16:13:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677765 Filed Document 0001140361-16-072322 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:13:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan BancGroup Inc See All Filings	D	2016-07-12 16:12:01 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Sandler, O'Neill and Partners L.P. CIK Number 0001414706 Filed Document 0001414706-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:12:01 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSISSIPPI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Formation Data Systems, Inc. See All Filings	D	2016-07-12 16:10:55 UTC
Amount To Be Raised $20,000,374 Associated Brokers / Dealers N/A CIK Number 0001619133 Filed Document 0001301283-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:10:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Angel Oak Real Estate Investment Fund I, LP See All Filings	D	2016-07-12 16:09:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679318 Filed Document 0001679318-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:09:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Albany Road-1333 Main Investor LLC See All Filings	D	2016-07-12 16:04:28 UTC
Amount To Be Raised $10,230,000 Associated Brokers / Dealers N/A CIK Number 0001678911 Filed Document 0001678911-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:04:28 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Enclave LV, LLC See All Filings	D	2016-07-12 16:00:55 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001679428 Filed Document 0001679428-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:00:55 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Teladoc, Inc. See All Filings	D	2016-07-12 16:00:16 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001477449 Filed Document 0001140361-16-072318 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:00:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
COATUE CT XIII LLC See All Filings	D/A	2016-07-12 16:00:03 UTC
Amount To Be Raised $150,466,176 Associated Brokers / Dealers N/A CIK Number 0001671180 Filed Document 0000919574-16-014060 Exclusions or Exemptions 506b Accepted Date 2016-07-12 16:00:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ezra Fund, LP See All Filings	D	2016-07-12 15:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675400 Filed Document 0001675400-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:57:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AnTolRx, Inc. See All Filings	D	2016-07-12 15:40:18 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001679154 Filed Document 0001679154-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:40:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Antares Global Opportunities, L.P. See All Filings	D	2016-07-12 15:38:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678643 Filed Document 0001678643-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:38:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Envest Microfinance Fund, LLC See All Filings	D/A	2016-07-12 15:36:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560373 Filed Document 0001560373-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:36:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dzusi Media Group, Inc. See All Filings	D/A	2016-07-12 15:35:46 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001676117 Filed Document 0001676117-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:35:46 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Archview Credit Opportunities Fund I L.P. See All Filings	D/A	2016-07-12 15:34:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581257 Filed Document 0001581257-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:34:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salon Lofts Group, LLC See All Filings	D	2016-07-12 15:34:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679431 Filed Document 0001679431-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:34:08 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Lochridge Energy Onshore, LLC See All Filings	D	2016-07-12 15:33:22 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Self-Underwritten, N/A CIK Number 0001512526 Filed Document 0001512526-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:33:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Talbert Capital Preferred Income Fund, LP See All Filings	D	2016-07-12 15:32:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679243 Filed Document 0001679243-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:32:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARCHVIEW OFFSHORE FUND LTD. See All Filings	D/A	2016-07-12 15:31:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496751 Filed Document 0001496751-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:31:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARCHVIEW MASTER FUND LTD See All Filings	D/A	2016-07-12 15:30:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457096 Filed Document 0001457096-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:30:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Georgian Partners Growth Fund (International) III, LP See All Filings	D/A	2016-07-12 15:26:48 UTC
Amount To Be Raised $182,351,051 Associated Brokers / Dealers Sparring Partners Capital LLC CIK Number 0001662135 Filed Document 0001662135-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:26:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ARCHVIEW FUND L.P. See All Filings	D/A	2016-07-12 15:26:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KELSON CAPITAL LLC CIK Number 0001457095 Filed Document 0001457095-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:26:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Founders Ridge, LLC See All Filings	D	2016-07-12 15:22:20 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001679257 Filed Document 0001679257-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:22:20 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Invicta Medical, Inc. See All Filings	D	2016-07-12 15:18:49 UTC
Amount To Be Raised $7,109,214 Associated Brokers / Dealers N/A CIK Number 0001675786 Filed Document 0001675786-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:18:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CWP Investment LLC See All Filings	D	2016-07-12 15:15:34 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers N/A CIK Number 0001679302 Filed Document 0001679302-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:15:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
CentralColo Holdings, LLC See All Filings	D	2016-07-12 15:10:19 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers McCafferty & Company, LLC CIK Number 0001679361 Filed Document 0001679361-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:10:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Charterhouse Alpha LP See All Filings	D	2016-07-12 15:07:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679396 Filed Document 0001679396-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:07:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HYGIEA SOLUTIONS, LLC See All Filings	D	2016-07-12 15:07:10 UTC
Amount To Be Raised $1,780,500 Associated Brokers / Dealers N/A CIK Number 0001679377 Filed Document 0001679377-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:07:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DELTEC EMERGING MARKET DEBT FUND, LTD. See All Filings	D	2016-07-12 15:04:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553312 Filed Document 0000919574-16-014057 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:04:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Square Care Provider Holdings, LLC See All Filings	D	2016-07-12 15:01:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678606 Filed Document 0001678606-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 15:01:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Ceracuity, Inc. See All Filings	D	2016-07-12 14:56:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001679014 Filed Document 0001679014-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:56:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Merchants Bancorp See All Filings	D	2016-07-12 14:53:27 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001629019 Filed Document 0001629019-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:53:27 UTC Type of Offering D Industry Commercial Banking Principal Place of Business INDIANA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
SEI Hedge Fund SPC See All Filings	D/A	2016-07-12 14:52:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647709 Filed Document 0001647709-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:52:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Westgreen Surgical Center, LLC See All Filings	D	2016-07-12 14:51:53 UTC
Amount To Be Raised $220,500 Associated Brokers / Dealers N/A CIK Number 0001679278 Filed Document 0001679278-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:51:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Altair Commercial Real Estate Lending Fund II (Prime), LLC See All Filings	D/A	2016-07-12 14:45:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001677052 Filed Document 0001144204-16-112617 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:45:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cavendish Futures Fund LLC See All Filings	D/A	2016-07-12 14:44:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001562622 Filed Document 0001562622-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-12 14:44:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity