Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Brown Advisory Investors 2018 - JMI IX, LLLP See All Filings	D	2018-10-09 17:16:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748836 Filed Document 0001748835-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:16:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-XRW, a series of Equidate Investments, LLC See All Filings	D/A	2018-10-09 17:15:01 UTC
Amount To Be Raised $2,646,946 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001740746 Filed Document 0001667177-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:15:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coprossa Investment Fund See All Filings	D	2018-10-09 17:13:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755279 Filed Document 0001755279-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:13:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E-Dental Services, LLC See All Filings	D	2018-10-09 17:13:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001754834 Filed Document 0001754834-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-09 17:13:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lonjev Inc. See All Filings	D/A	2018-10-09 17:12:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001754182 Filed Document 0001754182-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:12:09 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
OBLONG INDUSTRIES, INC. See All Filings	D	2018-10-09 17:10:54 UTC
Amount To Be Raised $10,000,002 Associated Brokers / Dealers N/A CIK Number 0001420890 Filed Document 0001420890-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:10:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OBLONG INDUSTRIES, INC. See All Filings	D	2018-10-09 17:05:14 UTC
Amount To Be Raised $2,834,794 Associated Brokers / Dealers N/A CIK Number 0001420890 Filed Document 0001420890-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:05:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Liberty Gold Corp. /CAN See All Filings	D	2018-10-09 17:03:53 UTC
Amount To Be Raised $1,299,618 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. and Haywood Securities (USA) Inc. CIK Number 0001755191 Filed Document 0000950142-18-002029 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:03:53 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Farol Fund II, LP See All Filings	D/A	2018-10-09 17:03:21 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001694990 Filed Document 0001694990-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:03:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Briteco LLC See All Filings	D	2018-10-09 17:01:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001736329 Filed Document 0001736329-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:01:09 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
Williams Capital Group, LLC See All Filings	D/A	2018-10-09 16:59:40 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001715905 Filed Document 0001715905-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-10-09 16:59:40 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-SSH, a series of Equidate Investments LLC See All Filings	D	2018-10-09 16:58:04 UTC
Amount To Be Raised $552,860 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001755370 Filed Document 0001667177-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:58:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CNote Group, Inc. See All Filings	D/A	2018-10-09 16:55:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683145 Filed Document 0001683145-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:55:32 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Golub Capital Partners International 12, L.P. See All Filings	D/A	2018-10-09 16:55:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743619 Filed Document 0001743619-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:55:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASCEND 393 WEST END EQUITY, LP See All Filings	D	2018-10-09 16:49:13 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers FDX CAPITAL LLC CIK Number 0001754725 Filed Document 0001754725-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:49:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ASCEND 393 WEST END, LP See All Filings	D	2018-10-09 16:47:36 UTC
Amount To Be Raised $39,000,000 Associated Brokers / Dealers FDX CAPITAL LLC CIK Number 0001754726 Filed Document 0001754726-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:47:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sphera Biotech US Fund, L.P. See All Filings	D	2018-10-09 16:46:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749475 Filed Document 0001749475-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:46:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Investors 2018 - SL Alpine, LLLP See All Filings	D	2018-10-09 16:45:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748835 Filed Document 0001748835-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:45:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Value Restructuring Fund, Ltd. See All Filings	D/A	2018-10-09 16:42:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets, Inc., Deutsche Bank Securities Inc., Morgan Stanley Smith Barney LLC, Wells Fargo Investment Institute, Inc., and Raymond James & Associates Inc. CIK Number 0001470395 Filed Document 0001315863-18-000766 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:42:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-SRT, a series of Equidate Investments LLC See All Filings	D	2018-10-09 16:40:33 UTC
Amount To Be Raised $694,851 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001755383 Filed Document 0001667177-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:40:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sims High Income Portfolio, L.P. See All Filings	D/A	2018-10-09 16:40:18 UTC
Amount To Be Raised $14,311,646 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001444657 Filed Document 0001444657-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:40:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REACT MOBILE, INC See All Filings	D	2018-10-09 16:35:27 UTC
Amount To Be Raised $3,175,687 Associated Brokers / Dealers N/A CIK Number 0001553251 Filed Document 0001553251-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:35:27 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ScaleFactor, Inc. See All Filings	D	2018-10-09 16:35:05 UTC
Amount To Be Raised $13,273,249 Associated Brokers / Dealers N/A CIK Number 0001737045 Filed Document 0001737045-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:35:05 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Archer II ZYP, LLC See All Filings	D	2018-10-09 16:34:56 UTC
Amount To Be Raised $3,176,017 Associated Brokers / Dealers N/A CIK Number 0001750475 Filed Document 0001755242-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:34:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rothschild GQ Systematic International Fund, Ltd. See All Filings	D/A	2018-10-09 16:34:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719054 Filed Document 0001719055-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:34:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tensility Venture Fund II LP See All Filings	D/A	2018-10-09 16:32:07 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Frontier Solutions, LLC, Northland Securities, Inc., and BHA Select Network, LLC CIK Number 0001721755 Filed Document 0001015325-18-000033 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:32:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AS Borodin Fund, LLC See All Filings	D	2018-10-09 16:32:06 UTC
Amount To Be Raised $995,000 Associated Brokers / Dealers N/A CIK Number 0001753327 Filed Document 0001667177-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:32:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METROPOLITAN LIFE INSURANCE CO See All Filings	D/A	2018-10-09 16:31:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, and Various Agents CIK Number 0000937834 Filed Document 0000937834-18-000042 Exclusions or Exemptions 506c Accepted Date 2018-10-09 16:31:21 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Rothschild GQ Systematic Fund, LP See All Filings	D/A	2018-10-09 16:29:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719055 Filed Document 0001719055-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:29:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital BDC 3, Inc. See All Filings	D/A	2018-10-09 16:27:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715268 Filed Document 0001715268-18-000093 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:27:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Yoknapatawpha Productions, LLC See All Filings	D	2018-10-09 16:27:44 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001753435 Filed Document 0001753435-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:27:44 UTC Type of Offering D Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub UQH LLC See All Filings	D	2018-10-09 16:25:20 UTC
Amount To Be Raised $184,000 Associated Brokers / Dealers N/A CIK Number 0001755242 Filed Document 0001755242-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:25:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BitBull Offshore Fund Ltd. See All Filings	D	2018-10-09 16:20:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726893 Filed Document 0001726893-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-10-09 16:20:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-DGO, a series of Equidate Investments LLC See All Filings	D/A	2018-10-09 16:19:13 UTC
Amount To Be Raised $1,532,668 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001683542 Filed Document 0001667177-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:19:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alitair Pharmaceuticals, Inc. See All Filings	D	2018-10-09 16:16:11 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001654448 Filed Document 0001144204-18-052993 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:16:11 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
OncBioMune Pharmaceuticals, Inc See All Filings	D	2018-10-09 16:13:47 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001362703 Filed Document 0001493152-18-014262 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:13:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
Golub Capital Partners International 12, L.P. See All Filings	D	2018-10-09 16:12:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743619 Filed Document 0001743619-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:12:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Janki Corp See All Filings	D	2018-10-09 16:12:11 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001755291 Filed Document 0001755291-18-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2018-10-09 16:12:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Debt
Goally, Inc. See All Filings	D	2018-10-09 16:11:48 UTC
Amount To Be Raised $884,205 Associated Brokers / Dealers N/A CIK Number 0001728503 Filed Document 0001728503-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:11:48 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FLAG THERAPEUTICS, INC. See All Filings	D/A	2018-10-09 16:10:20 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001669160 Filed Document 0001669160-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:10:20 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
11-11 Venture Atlanta 2018 LLC See All Filings	D	2018-10-09 16:09:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001755140 Filed Document 0001755140-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-09 16:09:09 UTC Type of Offering D Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Central Logic, Inc. See All Filings	D	2018-10-09 16:07:09 UTC
Amount To Be Raised $4,296,198 Associated Brokers / Dealers N/A CIK Number 0001558280 Filed Document 0001558280-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:07:09 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
RiverVest Venture Fund IV, L.P. See All Filings	D/A	2018-10-09 16:00:44 UTC
Amount To Be Raised $167,525,000 Associated Brokers / Dealers N/A CIK Number 0001725443 Filed Document 0001725443-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:00:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SRC MME CREDIT, LP See All Filings	D	2018-10-09 15:58:45 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001755141 Filed Document 0001755141-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:58:45 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
East Grove Capital Partners, L.P. See All Filings	D/A	2018-10-09 15:53:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710191 Filed Document 0001710191-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:53:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altmore Capital CRE Fund, LP See All Filings	D	2018-10-09 15:53:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754998 Filed Document 0001754998-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:53:17 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Ashton Gray Hospitality, LLC See All Filings	D	2018-10-09 15:49:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001755413 Filed Document 0001755413-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:49:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CHITOGEN INC See All Filings	D	2018-10-09 15:47:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001470264 Filed Document 0001470264-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:47:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PUTNAM INTERMEDIATE U.S. INVESTMENT GRADE FUND LLC See All Filings	D/A	2018-10-09 15:42:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379678 Filed Document 0001379678-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:42:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Investment Partners, Inc. See All Filings	D	2018-10-09 15:41:00 UTC
Amount To Be Raised $16,303,777 Associated Brokers / Dealers N/A CIK Number 0001754626 Filed Document 0001754626-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:41:00 UTC Type of Offering D Industry Construction Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity