Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CORA HEALTH SERVICES INC See All Filings	D	2016-07-14 17:41:20 UTC
Amount To Be Raised $21,750,000 Associated Brokers / Dealers N/A CIK Number 0001061818 Filed Document 0001061818-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:41:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
ACADIAN ALL COUNTRY WORLD EX US FUND See All Filings	D/A	2016-07-14 17:23:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001408860 Filed Document 0001408860-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:23:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Emerging Markets Managed Volatility Equity Fund, LLC See All Filings	D/A	2016-07-14 17:19:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001592916 Filed Document 0001592916-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:19:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wyandotte Partners, L.P. See All Filings	D/A	2016-07-14 17:15:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001505448 Filed Document 0000919574-16-014175 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:15:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wolf Creek Partners, L.P. See All Filings	D/A	2016-07-14 17:14:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001143494 Filed Document 0000919574-16-014173 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:14:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Emerging Alternatives Fund, L.P. See All Filings	D/A	2016-07-14 17:12:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001624608 Filed Document 0000919574-16-014171 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:12:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
US Research Equity Extended Fund, L.P. See All Filings	D/A	2016-07-14 17:11:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001666361 Filed Document 0000919574-16-014169 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:11:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ROW Currency Fund, LLC See All Filings	D/A	2016-07-14 17:11:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581006 Filed Document 0001581006-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:11:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFF III REIT, LLC See All Filings	D	2016-07-14 17:10:24 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001679737 Filed Document 0001679737-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:10:24 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ostendo Technologies, Inc. See All Filings	D	2016-07-14 17:09:21 UTC
Amount To Be Raised $62,823,993 Associated Brokers / Dealers N/A CIK Number 0001595777 Filed Document 0001595777-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:09:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tise Peak Partners, L.P. See All Filings	D/A	2016-07-14 17:09:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001523154 Filed Document 0000919574-16-014167 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:09:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Terrebonne Partners, L.P. See All Filings	D/A	2016-07-14 17:06:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001276265 Filed Document 0000919574-16-014165 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:06:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Temas Partners, L.P. See All Filings	D/A	2016-07-14 17:05:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001607819 Filed Document 0000919574-16-014163 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:05:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Federal Way Partners US Feeder Fund L.P. See All Filings	D	2016-07-14 17:03:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677121 Filed Document 0000902664-16-007606 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:03:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Spindrift Partners, L.P. See All Filings	D/A	2016-07-14 17:02:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0000941767 Filed Document 0000919574-16-014161 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:02:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AXA IM International Small Cap Fund, LLC See All Filings	D/A	2016-07-14 17:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578565 Filed Document 0000943663-16-000414 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:02:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Washington Towers EB-5, LP See All Filings	D/A	2016-07-14 17:01:53 UTC
Amount To Be Raised $66,000,000 Associated Brokers / Dealers N/A CIK Number 0001614121 Filed Document 0001614121-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-14 17:01:53 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Salthill Partners, L.P. See All Filings	D/A	2016-07-14 16:59:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001163425 Filed Document 0000919574-16-014159 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:59:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 7 See All Filings	D/A	2016-07-14 16:59:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lombard International Distribution Company and Creative Financial Concepts, LLC CIK Number 0001259352 Filed Document 0001259352-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:59:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quissett Partners, L.P. See All Filings	D/A	2016-07-14 16:57:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001031960 Filed Document 0000919574-16-014157 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:57:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Placer Creek Partners, L.P. See All Filings	D/A	2016-07-14 16:55:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001283365 Filed Document 0000919574-16-014155 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:55:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pagosa Partners, L.P. See All Filings	D/A	2016-07-14 16:53:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001539292 Filed Document 0000919574-16-014153 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:53:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pagosa Investors (Cayman), Ltd. See All Filings	D/A	2016-07-14 16:53:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001566700 Filed Document 0000919574-16-014151 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:53:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 38 See All Filings	D/A	2016-07-14 16:52:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lombard International Distribution Company and Creative Financial Concepts, LLC CIK Number 0001260017 Filed Document 0001260017-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:52:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North River Partners, L.P. See All Filings	D/A	2016-07-14 16:51:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001006871 Filed Document 0000919574-16-014149 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:51:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Emerging Markets Investors Co See All Filings	D/A	2016-07-14 16:50:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001294923 Filed Document 0001294923-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:50:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kirykos Partners, L.P. See All Filings	D/A	2016-07-14 16:49:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001425545 Filed Document 0000919574-16-014147 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:49:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
J. Caird Partners, L.P. See All Filings	D/A	2016-07-14 16:48:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001143526 Filed Document 0000919574-16-014145 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:48:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PFO Global, Inc. See All Filings	D	2016-07-14 16:47:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456455 Filed Document 0001456455-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:47:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Ithan Creek Partners, L.P. See All Filings	D/A	2016-07-14 16:47:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001437992 Filed Document 0000919574-16-014143 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:47:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lone Sierra, L.P. See All Filings	D/A	2016-07-14 16:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315598 Filed Document 0000902664-16-007605 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:45:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iguazu Partners, L.P. See All Filings	D/A	2016-07-14 16:44:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001356998 Filed Document 0000919574-16-014141 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:44:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
High Haith Partners, L.P. See All Filings	D/A	2016-07-14 16:43:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001547120 Filed Document 0000919574-16-014139 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:43:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ACVII-Sunset Hills, LLC See All Filings	D	2016-07-14 16:43:24 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001679719 Filed Document 0001679719-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:43:24 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Lone Spruce, L.P. See All Filings	D/A	2016-07-14 16:43:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001061342 Filed Document 0000902664-16-007604 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:43:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AACP China Growth Investors VII, L.P. See All Filings	D	2016-07-14 16:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679727 Filed Document 0001679727-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:42:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hazelbrook Partners, L.P. See All Filings	D/A	2016-07-14 16:42:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001107862 Filed Document 0000919574-16-014137 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:42:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Indie Co. See All Filings	D	2016-07-14 16:42:05 UTC
Amount To Be Raised $2,711,993 Associated Brokers / Dealers N/A CIK Number 0001679736 Filed Document 0001679736-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:42:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hawkes Bay Partners, L.P. See All Filings	D/A	2016-07-14 16:41:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc., Merrill Lynch, Pierce, Fenner and Smith Incorporated, Merrill Lynch, Pierce, Fenner and Smith Incorporated, and Merrill Lynch, Pierce, Fenner and Smith Incorporated CIK Number 0001390223 Filed Document 0000919574-16-014135 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:41:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hadley Harbor Partners, L.P. See All Filings	D/A	2016-07-14 16:39:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001625215 Filed Document 0000919574-16-014133 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:39:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bay Pond Partners, L.P. See All Filings	D/A	2016-07-14 16:38:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0000936872 Filed Document 0000919574-16-014125 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:38:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hadley Harbor Investors (Cayman) L.P. See All Filings	D/A	2016-07-14 16:38:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001625253 Filed Document 0000919574-16-014131 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:38:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Global Equity Absolute Return Partners, L.P. See All Filings	D/A	2016-07-14 16:35:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001566023 Filed Document 0000919574-16-014129 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:35:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
High Yield Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D	2016-07-14 16:35:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001679184 Filed Document 0001679184-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:35:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellbrooke Partners, L.P. See All Filings	D/A	2016-07-14 16:35:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001621900 Filed Document 0000919574-16-014127 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:35:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Aregua Partners, L.P. See All Filings	D/A	2016-07-14 16:30:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001588162 Filed Document 0000919574-16-014121 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:30:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Arrow Creek Partners, L.P. See All Filings	D/A	2016-07-14 16:30:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001549676 Filed Document 0000919574-16-014123 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:30:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sansoro Health, LLC See All Filings	D	2016-07-14 16:29:29 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001679223 Filed Document 0001209191-16-132726 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:29:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Archipelago Partners, L.P. See All Filings	D/A	2016-07-14 16:28:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc., Merrill Lynch, Pierce, Fenner and Smith Incorporated, Merrill Lynch, Pierce, Fenner and Smith Incorporated, and Merrill Lynch, Pierce, Fenner and Smith Incorporated CIK Number 0001143503 Filed Document 0000919574-16-014119 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:28:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
China Live, LLC See All Filings	D	2016-07-14 16:27:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677520 Filed Document 0000935836-16-001021 Exclusions or Exemptions 506b Accepted Date 2016-07-14 16:27:27 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other