Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PROPHET BRAND STRATEGY See All Filings	D	2018-08-28 17:12:26 UTC
Amount To Be Raised $1,125,003 Associated Brokers / Dealers N/A CIK Number 0001131255 Filed Document 0001131255-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-28 17:12:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amber Co-Investment Partners, LLC See All Filings	D	2018-08-28 17:11:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750095 Filed Document 0001750095-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-28 17:11:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SiteTracker, Inc. See All Filings	D	2018-08-28 17:11:16 UTC
Amount To Be Raised $28,000,001 Associated Brokers / Dealers N/A CIK Number 0001711376 Filed Document 0001231919-18-000043 Exclusions or Exemptions 506b Accepted Date 2018-08-28 17:11:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arden Credit Fund, L.P. See All Filings	D/A	2018-08-28 17:02:29 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001704888 Filed Document 0001144204-18-046734 Exclusions or Exemptions 506b Accepted Date 2018-08-28 17:02:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neo Fund 1.0, L.P. See All Filings	D/A	2018-08-28 16:57:40 UTC
Amount To Be Raised $82,400,000 Associated Brokers / Dealers N/A CIK Number 0001726614 Filed Document 0001726614-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:57:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chase Therapeutics Corp See All Filings	D	2018-08-28 16:55:52 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001723805 Filed Document 0001723805-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:55:52 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Asian Box Holdings, Inc. See All Filings	D	2018-08-28 16:55:02 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001580740 Filed Document 0001591408-18-000024 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:55:02 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BioSig Technologies, Inc. See All Filings	D	2018-08-28 16:54:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001530766 Filed Document 0001185185-18-001568 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:54:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IMEX USA Inc. See All Filings	D	2018-08-28 16:53:16 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001750832 Filed Document 0001750832-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-08-28 16:53:16 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ExchangeRight Net Leased Portfolio 23 DST See All Filings	D	2018-08-28 16:50:32 UTC
Amount To Be Raised $42,800,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001751474 Filed Document 0001751474-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:50:32 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Legacy Trail Surgery Center, LLC See All Filings	D	2018-08-28 16:49:38 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001724688 Filed Document 0001567619-18-001839 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:49:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AirTM Inc See All Filings	D/A	2018-08-28 16:48:25 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers NA CIK Number 0001751266 Filed Document 0001751266-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:48:25 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
HCM SMS, LLC See All Filings	D	2018-08-28 16:46:02 UTC
Amount To Be Raised $8,025,000 Associated Brokers / Dealers N/A CIK Number 0001743271 Filed Document 0001743271-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:46:02 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
InPress Technologies, Inc. See All Filings	D	2018-08-28 16:45:54 UTC
Amount To Be Raised $12,600,000 Associated Brokers / Dealers N/A CIK Number 0001679323 Filed Document 0001679323-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:45:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sparkplug Studios LLC See All Filings	D	2018-08-28 16:45:12 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001748223 Filed Document 0001748223-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:45:12 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sparkplug Studios LLC See All Filings	D	2018-08-28 16:40:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001748223 Filed Document 0001748223-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:40:46 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FINTECH COLLECTIVE SL3 LLC See All Filings	D	2018-08-28 16:35:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750017 Filed Document 0001750017-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:35:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonoma Capital, LP See All Filings	D/A	2018-08-28 16:32:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458331 Filed Document 0001013594-18-000514 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:32:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AirTM Inc See All Filings	D	2018-08-28 16:29:34 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers NA CIK Number 0001751266 Filed Document 0001751266-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:29:34 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
AMERI Holdings, Inc. See All Filings	D/A	2018-08-28 16:24:30 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers A.G.P. / Alliance Global Partners CIK Number 0000890821 Filed Document 0000890821-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:24:30 UTC Type of Offering D/A Industry Business Services Principal Place of Business GEORGIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
AS Bach Fund LLC See All Filings	D	2018-08-28 16:22:37 UTC
Amount To Be Raised $7,011,000 Associated Brokers / Dealers N/A CIK Number 0001745661 Filed Document 0001751223-18-000016 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:22:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cove Debt Free Winston-Salem Distribution DST See All Filings	D	2018-08-28 16:18:44 UTC
Amount To Be Raised $2,735,250 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001750221 Filed Document 0001567619-18-001836 Exclusions or Exemptions 506c Accepted Date 2018-08-28 16:18:44 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cove Debt Free Charlotte Pharmacy DST See All Filings	D	2018-08-28 16:18:01 UTC
Amount To Be Raised $5,436,250 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001750114 Filed Document 0001567619-18-001835 Exclusions or Exemptions 506c Accepted Date 2018-08-28 16:18:01 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greater China Market Neutral Fund of Sino Vision See All Filings	D/A	2018-08-28 16:13:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001682602 Filed Document 0001567619-18-001833 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:13:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quicket Solutions, Inc. See All Filings	D/A	2018-08-28 16:12:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001660058 Filed Document 0001660058-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:12:18 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
COMMUNITY DEVELOPMENT TRUST INC See All Filings	D	2018-08-28 16:11:38 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001088633 Filed Document 0001088633-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:11:38 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jennison Global Healthcare Offshore Fund, Ltd. See All Filings	D/A	2018-08-28 16:03:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001582260 Filed Document 0001464243-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-28 16:03:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Open Finance Fund, a series of Kings County Ventures, LLC See All Filings	D	2018-08-28 15:56:22 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001751213 Filed Document 0001751223-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-08-28 15:56:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ - RRA, a series of Equidate Investments LLC See All Filings	D/A	2018-08-28 15:49:59 UTC
Amount To Be Raised $35,186,062 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001676065 Filed Document 0001751223-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-08-28 15:49:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-NTZ, a series of Equidate Investments LLC See All Filings	D/A	2018-08-28 15:45:02 UTC
Amount To Be Raised $2,520,999 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001719154 Filed Document 0001751223-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-08-28 15:45:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MINISTRY PARTNERS INVESTMENT COMPANY, LLC See All Filings	D/A	2018-08-28 15:40:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Ministry Partners Securities, LLC CIK Number 0000944130 Filed Document 0000944130-18-000061 Exclusions or Exemptions 506b Accepted Date 2018-08-28 15:40:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
JENNISON GLOBAL HEALTHCARE FUND LP See All Filings	D/A	2018-08-28 15:39:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001464243 Filed Document 0001464243-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-28 15:39:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cocoa Beach Hospitality Investors LLC See All Filings	D/A	2018-08-28 15:36:33 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001751034 Filed Document 0001751034-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-08-28 15:36:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Walton Village Senior Phase 2 State Credit, LLC See All Filings	D	2018-08-28 15:28:32 UTC
Amount To Be Raised $826,500 Associated Brokers / Dealers N/A CIK Number 0001534601 Filed Document 0001534601-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-28 15:28:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ripe Technology, Inc. See All Filings	D	2018-08-28 15:26:20 UTC
Amount To Be Raised $2,440,314 Associated Brokers / Dealers N/A CIK Number 0001751135 Filed Document 0001751135-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-28 15:26:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FAM OPPORTUNITY FUND, LLC See All Filings	D	2018-08-28 15:24:38 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001737473 Filed Document 0001737473-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-28 15:24:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SummitSync, Inc. See All Filings	D	2018-08-28 15:11:33 UTC
Amount To Be Raised $5,821,523 Associated Brokers / Dealers N/A CIK Number 0001750016 Filed Document 0001750016-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-28 15:11:33 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cloverdale Capital, L.P. See All Filings	D/A	2018-08-28 14:59:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605177 Filed Document 0001651710-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-28 14:59:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ - LQA, a series of Equidate Investments LLC See All Filings	D/A	2018-08-28 14:52:58 UTC
Amount To Be Raised $2,238,715 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001674878 Filed Document 0001751223-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-08-28 14:52:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloverdale Capital Offshore, Ltd. See All Filings	D/A	2018-08-28 14:44:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651710 Filed Document 0001651710-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-28 14:44:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SpineThera, Inc. See All Filings	D	2018-08-28 14:44:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001608110 Filed Document 0001608110-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-28 14:44:21 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Fund EQ-ONJ, a series of Equidate Investments LLC See All Filings	D/A	2018-08-28 14:43:47 UTC
Amount To Be Raised $5,757,171 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001728390 Filed Document 0001751223-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-08-28 14:43:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freestone Manufactured Housing Communities II LP See All Filings	D	2018-08-28 14:27:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751183 Filed Document 0001751183-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-28 14:27:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LA Aloe, LLC See All Filings	D	2018-08-28 14:27:20 UTC
Amount To Be Raised $3,000,444 Associated Brokers / Dealers N/A CIK Number 0001737602 Filed Document 0001737602-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-28 14:27:20 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SciTech Development L.L.C. See All Filings	D	2018-08-28 14:21:34 UTC
Amount To Be Raised $1,240,000 Associated Brokers / Dealers N/A CIK Number 0001682585 Filed Document 0001682585-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-28 14:21:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Sky440, Inc. See All Filings	1-A/A	2018-08-28 14:18:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001661264 Filed Document 0001683168-18-002529 Accepted Date 2018-08-28 14:18:03 UTC Type of Offering 1-A/A Industry SERVICES-MANAGEMENT CONSULTING SERVICES Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Kalo Capital Management, LP See All Filings	D	2018-08-28 14:15:26 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001513907 Filed Document 0001513907-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-28 14:15:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Freestone Manufactured Housing Communities II Qualified LP See All Filings	D	2018-08-28 14:13:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751184 Filed Document 0001751184-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-28 14:13:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tightdb, Inc. See All Filings	D	2018-08-28 14:08:16 UTC
Amount To Be Raised $17,202,846 Associated Brokers / Dealers N/A CIK Number 0001582311 Filed Document 0001582311-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-28 14:08:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-ONJ, a series of Equidate Investments LLC See All Filings	D/A	2018-08-28 14:06:56 UTC
Amount To Be Raised $5,289,277 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001728390 Filed Document 0001751223-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-08-28 14:06:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund