Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
COMMUNITY FIRST INC See All Filings	D	2016-07-15 15:24:53 UTC
Amount To Be Raised $7,738,211 Associated Brokers / Dealers N/A CIK Number 0001179500 Filed Document 0001179500-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:24:53 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Rockwood North Carolina Note Issuer III 2016 LLC See All Filings	D	2016-07-15 15:18:17 UTC
Amount To Be Raised $13,311,121 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001679821 Filed Document 0001571049-16-016605 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:18:17 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
VIXLET LLC See All Filings	D	2016-07-15 15:17:11 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001588024 Filed Document 0001588024-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:17:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Montrock48 Offshore Ltd. See All Filings	D	2016-07-15 15:06:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678883 Filed Document 0000919574-16-014191 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:06:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RQM Partners, LP See All Filings	D/A	2016-07-15 15:00:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617357 Filed Document 0001617357-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:00:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARDWOODS DISTRIBUTION INC. See All Filings	D	2016-07-15 14:54:11 UTC
Amount To Be Raised $71,330 Associated Brokers / Dealers CORMARK SECURITIES INC. CIK Number 0001679764 Filed Document 0001591408-16-000025 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:54:11 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Other
COUNTRY BANK HOLDING CO INC See All Filings	D	2016-07-15 14:47:41 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001276919 Filed Document 0001140361-16-072577 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:47:41 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Nineteen77 Global Merger Arbitrage LLC See All Filings	D/A	2016-07-15 14:45:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001643062 Filed Document 0001643062-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:45:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apothecary Health Solutions, LLC See All Filings	D	2016-07-15 14:44:51 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001679714 Filed Document 0001679714-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:44:51 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Acrux Fund, LLC See All Filings	D	2016-07-15 14:44:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679216 Filed Document 0000919574-16-014190 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:44:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spearhead Insurance Solutions IDF, LLC See All Filings	D/A	2016-07-15 14:44:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spearhead Capital, LLC CIK Number 0001616070 Filed Document 0001616070-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:44:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
MedScience Ventures, L.P. See All Filings	D	2016-07-15 14:39:36 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001679701 Filed Document 0001192482-16-000667 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:39:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Candidate.Guru, Inc. See All Filings	D/A	2016-07-15 14:37:46 UTC
Amount To Be Raised $953,614 Associated Brokers / Dealers N/A CIK Number 0001679818 Filed Document 0001679818-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:37:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Technology Keiretsu, LLC See All Filings	D	2016-07-15 14:33:49 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001565794 Filed Document 0001565794-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:33:49 UTC Type of Offering D Industry Computers Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Industry Ventures Direct, L.P. See All Filings	D/A	2016-07-15 14:28:09 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001676385 Filed Document 0001676385-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:28:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man AHL Short Term Trading Ltd See All Filings	D	2016-07-15 14:22:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001679819 Filed Document 0001679819-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:22:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freestone Manufactured Housing Communities LP See All Filings	D	2016-07-15 14:19:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679816 Filed Document 0001679816-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:19:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Candidate.Guru, Inc. See All Filings	D	2016-07-15 14:19:04 UTC
Amount To Be Raised $953,614 Associated Brokers / Dealers N/A CIK Number 0001679818 Filed Document 0001679818-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:19:04 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Iagnosis, Inc. See All Filings	D	2016-07-15 14:17:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001543039 Filed Document 0001543039-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:17:52 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Betaworks Ventures 1.0, LP See All Filings	D	2016-07-15 14:15:35 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001678175 Filed Document 0001678175-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:15:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PayJoy, Inc. See All Filings	D	2016-07-15 14:15:31 UTC
Amount To Be Raised $10,526,111 Associated Brokers / Dealers N/A CIK Number 0001655009 Filed Document 0001655009-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:15:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WEALTHHUB SOLUTIONS, LLC See All Filings	D/A	2016-07-15 14:14:10 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001654916 Filed Document 0001654916-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:14:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Industry Ventures Partnership Holdings IV, L.P. See All Filings	D/A	2016-07-15 14:14:01 UTC
Amount To Be Raised $205,480,000 Associated Brokers / Dealers N/A CIK Number 0001638852 Filed Document 0001638852-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:14:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest Partners Cayman Mezzanine Income Fund L.P. See All Filings	D/A	2016-07-15 14:12:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001647960 Filed Document 0001647960-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:12:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners Mezzanine Income Fund L.P. See All Filings	D/A	2016-07-15 14:10:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001647953 Filed Document 0001647953-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:10:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ALPHABET ENERGY, INC. See All Filings	D	2016-07-15 14:04:32 UTC
Amount To Be Raised $23,500,000 Associated Brokers / Dealers N/A CIK Number 0001476250 Filed Document 0001476250-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:04:32 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FBFC Custodial Account, LLC See All Filings	D	2016-07-15 14:00:23 UTC
Amount To Be Raised $25,080,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001679311 Filed Document 0001679311-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:00:23 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Other
LSV Special Opportunities Fund V, L.P. See All Filings	D/A	2016-07-15 13:59:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Old City Securities LLC, Castle Hills Capital Partners, Inc., and Blue Sand Securities LLC CIK Number 0001659131 Filed Document 0001659131-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:59:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EWT Holdings I Corp. See All Filings	D	2016-07-15 13:52:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604643 Filed Document 0000895345-16-000512 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:52:51 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Uptown Loma Linda Auto Spa, LLC See All Filings	D	2016-07-15 13:51:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001679221 Filed Document 0001679221-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:51:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
FIAM Global Low Volatility Equity Fund, L.P. See All Filings	D	2016-07-15 13:43:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services CIK Number 0001679614 Filed Document 0001679614-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:43:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHT MIDSPAN, L.P. See All Filings	D	2016-07-15 13:38:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001141568 Filed Document 0001141568-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:38:51 UTC Type of Offering D Industry Investment Banking Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Helocyte, Inc. See All Filings	D	2016-07-15 13:36:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001679808 Filed Document 0001679808-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:36:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Discovery Equity Partners Ltd. See All Filings	D/A	2016-07-15 13:28:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497112 Filed Document 0001613108-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:28:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prenexus Health, LLC See All Filings	D	2016-07-15 13:22:01 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001641628 Filed Document 0001140361-16-072560 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:22:01 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sequentia Corp See All Filings	D	2016-07-15 13:20:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678822 Filed Document 0001678822-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:20:30 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AIRSPAN NETWORKS INC See All Filings	D	2016-07-15 13:10:00 UTC
Amount To Be Raised $30,000,008 Associated Brokers / Dealers N/A CIK Number 0001105542 Filed Document 0001209191-16-132858 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:10:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
FIAM Global Concentrated Unconstrained Fund, L.P. See All Filings	D	2016-07-15 13:07:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services CIK Number 0001679615 Filed Document 0001679615-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:07:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global SME Growth Fund LP See All Filings	D	2016-07-15 13:05:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679462 Filed Document 0001315863-16-001624 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:05:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Airdog, Inc. See All Filings	D	2016-07-15 13:02:46 UTC
Amount To Be Raised $4,647,555 Associated Brokers / Dealers N/A CIK Number 0001649457 Filed Document 0001649457-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:02:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Old Peak Asia Fund Ltd. See All Filings	D/A	2016-07-15 13:00:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678928 Filed Document 0001678928-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:00:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBH Global Discovery Fund, Ltd. See All Filings	D/A	2016-07-15 12:57:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001072103 Filed Document 0001072103-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:57:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Naturaliste Fund LP See All Filings	D	2016-07-15 12:54:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620930 Filed Document 0001620930-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:54:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRE U.S. Property Fund L.P. See All Filings	D/A	2016-07-15 12:54:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524439 Filed Document 0001524439-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:54:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRION ENERGY SOLUTIONS CORP. See All Filings	D	2016-07-15 12:50:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001602563 Filed Document 0001602563-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:50:50 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
OMEGA OVERSEAS PARTNERS, LTD. See All Filings	D/A	2016-07-15 12:44:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001030696 Filed Document 0000945621-16-000675 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:44:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERICAN CORE REALTY FUND, L.P. See All Filings	D/A	2016-07-15 12:43:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KIM NELSON, MICHAEL S. BARNES, PATRICIA WINANS, and PETER HAPGOOD CIK Number 0001270500 Filed Document 0001270500-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:43:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
York European Strategic Investors Holdings Fund, L.P. See All Filings	D/A	2016-07-15 12:43:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613304 Filed Document 0001144204-16-113095 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:43:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York European Strategic Investors Fund Ltd See All Filings	D/A	2016-07-15 12:43:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613303 Filed Document 0001144204-16-113094 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:43:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Port Meadow Fund See All Filings	D/A	2016-07-15 12:39:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613108 Filed Document 0001613108-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 12:39:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund