Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sango Private Equity II LP See All Filings	D	2016-07-18 17:00:37 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Deer Isle Capital LLC CIK Number 0001679541 Filed Document 0001679541-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:00:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoastEdge Starwood Opportunities, LLC See All Filings	D/A	2016-07-18 17:00:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634142 Filed Document 0001634142-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:00:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A&Q Global Diversified Strategies Fund LLC See All Filings	D/A	2016-07-18 16:55:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001521518 Filed Document 0001521518-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:55:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ginkgo Parkwood LLC See All Filings	D	2016-07-18 16:50:16 UTC
Amount To Be Raised $2,565,000 Associated Brokers / Dealers N/A CIK Number 0001679743 Filed Document 0001679743-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:50:16 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Windermere Equity Fund Series See All Filings	D/A	2016-07-18 16:46:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489788 Filed Document 0001140361-16-072705 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:46:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FJ Labs 3VC LLC See All Filings	D/A	2016-07-18 16:40:50 UTC
Amount To Be Raised $3,913,300 Associated Brokers / Dealers N/A CIK Number 0001673093 Filed Document 0001673093-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:40:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINDERMERE OPPORTUNISTIC FUND SERIES OF WINDERMERE JUPITER FUND LLC See All Filings	D/A	2016-07-18 16:32:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001220963 Filed Document 0001140361-16-072699 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:32:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUGMENIX INC See All Filings	D	2016-07-18 16:29:40 UTC
Amount To Be Raised $5,999,971 Associated Brokers / Dealers N/A CIK Number 0001432435 Filed Document 0001432435-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:29:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Polaris Investment Holdings, L.P. See All Filings	D	2016-07-18 16:25:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676262 Filed Document 0001676262-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:25:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Moneda Latin American Small Caps Fund (Cayman) Ltd. See All Filings	D/A	2016-07-18 16:21:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542486 Filed Document 0001542486-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:21:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CHILE Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Milo Sensors, Inc. See All Filings	D/A	2016-07-18 16:17:39 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001673054 Filed Document 0001673054-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:17:39 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 194, LLC See All Filings	D	2016-07-18 16:15:45 UTC
Amount To Be Raised $721,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001674869 Filed Document 0001674869-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:15:45 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Connect Financial Software Solutions, LLC See All Filings	D	2016-07-18 16:14:23 UTC
Amount To Be Raised $2,625,000 Associated Brokers / Dealers N/A CIK Number 0001483461 Filed Document 0001483461-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:14:23 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Moneda Latin American Corporate Debt See All Filings	D/A	2016-07-18 16:13:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545913 Filed Document 0001545913-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:13:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Debt
A&Q Global Diversified Strategies Fund Ltd See All Filings	D/A	2016-07-18 16:12:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001529223 Filed Document 0001679421-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:12:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IDEA Co-Investment Fund I, LP See All Filings	D	2016-07-18 16:11:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678715 Filed Document 0001461373-16-000099 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:11:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RCP Fund XI, LP See All Filings	D/A	2016-07-18 16:05:13 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001673878 Filed Document 0001673878-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:05:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Evanston Focused Alpha Fund Ltd. See All Filings	D	2016-07-18 15:50:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679421 Filed Document 0001679421-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:50:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thiele Marketplace Income Fund LP See All Filings	D/A	2016-07-18 15:39:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679535 Filed Document 0001679535-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:39:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Building Energy Inc. See All Filings	D	2016-07-18 15:35:21 UTC
Amount To Be Raised $1,274 Associated Brokers / Dealers N/A CIK Number 0001621405 Filed Document 0001621405-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:35:21 UTC Type of Offering D Industry Other Energy Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sirona Medical Technologies, Inc. See All Filings	D/A	2016-07-18 15:30:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001677383 Filed Document 0001677383-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:30:09 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Aisling Capital IV, LP See All Filings	D/A	2016-07-18 15:27:12 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Sagent Advisors, LLC CIK Number 0001652910 Filed Document 0000950142-16-004106 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:27:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DPE Deutschland III GmbH & Co. KG See All Filings	D	2016-07-18 15:25:30 UTC
Amount To Be Raised $554,577,500 Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001679806 Filed Document 0001679806-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:25:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHARMACEUTICAL OPPORTUNITIES FUND L P See All Filings	D/A	2016-07-18 15:15:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001089294 Filed Document 0001089294-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:15:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Capital II LP See All Filings	D	2016-07-18 15:14:28 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001677911 Filed Document 0001677911-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:14:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHLANDS VENTURES HOLDINGS, LLC See All Filings	D	2016-07-18 15:12:45 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001679317 Filed Document 0000932440-16-000424 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:12:45 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
J.W. Partners, LP See All Filings	D/A	2016-07-18 15:10:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001082644 Filed Document 0001082644-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:10:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J.W. Opportunities Fund, LLC See All Filings	D/A	2016-07-18 15:07:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Chardan Capital Markets, LLC CIK Number 0001594084 Filed Document 0001594084-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:07:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J.W. Opportunities Fund, Ltd. See All Filings	D	2016-07-18 15:03:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657044 Filed Document 0001657044-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:03:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DC Capital Partners Fund II, L.P. See All Filings	D/A	2016-07-18 14:58:47 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers CHAMPLAIN ADVISORS, LLC CIK Number 0001670588 Filed Document 0001670588-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:58:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Essex Woodlands Fund IX, L.P. See All Filings	D/A	2016-07-18 14:54:53 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001612343 Filed Document 0001612343-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:54:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds LP - MW Global Opportunities (US) Fund See All Filings	D/A	2016-07-18 14:52:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552909 Filed Document 0000902664-16-007638 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:52:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund See All Filings	D/A	2016-07-18 14:51:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504529 Filed Document 0000902664-16-007637 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:51:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UTILITIES, INFRASTRUCTURE & RENEWABLES SUB-FUND, A SUB-FUND OF CYGNUS SICAV p.l.c. See All Filings	D/A	2016-07-18 14:49:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447273 Filed Document 0001447273-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:49:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
H/2 CREDIT PARTNERS L.P. See All Filings	D/A	2016-07-18 14:43:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461028 Filed Document 0000919574-16-014213 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:43:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Savara Inc. See All Filings	D	2016-07-18 14:41:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001461492 Filed Document 0001461492-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:41:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
WEX Inc. See All Filings	D	2016-07-18 14:41:01 UTC
Amount To Be Raised $354,952,739 Associated Brokers / Dealers N/A CIK Number 0001309108 Filed Document 0001309108-16-000236 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:41:01 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MAINE Revenue or Assets $Over $100,000,000 Type of Security Equity
Scratch Vinyl, LLC See All Filings	D	2016-07-18 14:35:56 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001679619 Filed Document 0001679619-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:35:56 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cygnus Utilities, Infrastructure & Renewables LLC See All Filings	D/A	2016-07-18 14:35:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463531 Filed Document 0001463531-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:35:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
MV Startup Fund XXXI LLC See All Filings	D/A	2016-07-18 14:34:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667325 Filed Document 0001667325-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:34:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
HGI AIF Select I, LLC See All Filings	D	2016-07-18 14:31:51 UTC
Amount To Be Raised $15,584,020 Associated Brokers / Dealers N/A CIK Number 0001679753 Filed Document 0001679753-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:31:51 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cygnus Europa Event Driven LLC See All Filings	D/A	2016-07-18 14:30:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496186 Filed Document 0001496186-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:30:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
H/2 Investors II L.P. See All Filings	D/A	2016-07-18 14:30:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482308 Filed Document 0000919574-16-014211 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:30:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Upstream Research Inc. See All Filings	D	2016-07-18 14:29:08 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001653220 Filed Document 0001653220-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:29:08 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
H/2 Investors L.P. See All Filings	D/A	2016-07-18 14:27:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463639 Filed Document 0000919574-16-014209 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:27:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Springwood Hospitality VIII LP See All Filings	D	2016-07-18 14:15:43 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers N/A CIK Number 0001679838 Filed Document 0001679838-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:15:43 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Progress Financial Corp See All Filings	D	2016-07-18 14:08:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001675203 Filed Document 0001675203-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:08:16 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ALABAMA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Quota Labs, Inc. See All Filings	D	2016-07-18 14:02:43 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001679888 Filed Document 0001679888-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:02:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Catalyst Health Ventures Follow-On Fund, L.P. See All Filings	D	2016-07-18 13:58:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001679742 Filed Document 0001679742-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 13:58:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Claremount V Associates, L.P. See All Filings	D	2016-07-18 13:47:25 UTC
Amount To Be Raised $13,200,000 Associated Brokers / Dealers N/A CIK Number 0001678274 Filed Document 0001012975-16-001360 Exclusions or Exemptions 506b Accepted Date 2016-07-18 13:47:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund