Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DUNDEE PRECIOUS METALS INC See All Filings	D	2016-07-20 12:15:21 UTC
Amount To Be Raised $299,970 Associated Brokers / Dealers RBC Capital Markets LLC CIK Number 0001212233 Filed Document 0001062993-16-010630 Exclusions or Exemptions 506b Accepted Date 2016-07-20 12:15:21 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Equity
MatchTx, LLC See All Filings	D	2016-07-20 12:14:20 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001680110 Filed Document 0001680110-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 12:14:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
INCA Latin American Offshore Fund, Ltd. See All Filings	D/A	2016-07-20 12:14:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489660 Filed Document 0001489660-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-20 12:14:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Leerink Transformation Fund I L.P. See All Filings	D/A	2016-07-20 12:12:01 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Sagent Advisors, LLC and Freeman & Co. Securities LLC CIK Number 0001673062 Filed Document 0001673062-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-20 12:12:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ANKURA HOLDINGS, LP See All Filings	D	2016-07-20 12:08:25 UTC
Amount To Be Raised $2,365,000 Associated Brokers / Dealers N/A CIK Number 0001669360 Filed Document 0001669360-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 12:08:25 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
PC Normandy, LLC See All Filings	D	2016-07-20 12:03:56 UTC
Amount To Be Raised $2,323,300 Associated Brokers / Dealers N/A CIK Number 0001680207 Filed Document 0001680207-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 12:03:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
INCA Latin American Fund, LP See All Filings	D/A	2016-07-20 11:55:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425432 Filed Document 0001425432-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-20 11:55:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgeline Digital, Inc. See All Filings	D	2016-07-20 11:50:30 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001378590 Filed Document 0001448897-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-20 11:50:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MJMR MANAGEMENT 1 LLC See All Filings	D	2016-07-20 11:41:42 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001680075 Filed Document 0001680075-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 11:41:42 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Hartman Retail II, DST See All Filings	D	2016-07-20 11:37:26 UTC
Amount To Be Raised $17,720,000 Associated Brokers / Dealers D.H. Hill Securities, LLLP CIK Number 0001678756 Filed Document 0001678756-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 11:37:26 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Evolution RE Hall Arts Hotel, LP See All Filings	D	2016-07-20 11:27:11 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Titan Securities CIK Number 0001680114 Filed Document 0001144204-16-113668 Exclusions or Exemptions 506b Accepted Date 2016-07-20 11:27:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MLW Squared, Inc. See All Filings	D	2016-07-20 11:24:55 UTC
Amount To Be Raised $3,267,832 Associated Brokers / Dealers N/A CIK Number 0001595719 Filed Document 0001595719-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 11:24:55 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Corpus Christi Endoscopy, LLP See All Filings	D	2016-07-20 11:22:29 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001679974 Filed Document 0001679974-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 11:22:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Maverick Realty Partners, LLC See All Filings	D	2016-07-20 11:16:56 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001680186 Filed Document 0001680186-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 11:16:56 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
InfoBionic, Inc. See All Filings	D/A	2016-07-20 11:06:41 UTC
Amount To Be Raised $8,508,742 Associated Brokers / Dealers N/A CIK Number 0001562779 Filed Document 0001140361-16-072858 Exclusions or Exemptions 506b Accepted Date 2016-07-20 11:06:41 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAMAC FUND II, LP See All Filings	D/A	2016-07-20 10:44:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616547 Filed Document 0000919574-16-014225 Exclusions or Exemptions 506b Accepted Date 2016-07-20 10:44:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Taizen Offshore Fund See All Filings	D/A	2016-07-20 10:36:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614004 Filed Document 0001614004-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 10:36:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Third Motion Equities Fund LLC See All Filings	D/A	2016-07-20 10:20:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613862 Filed Document 0001613862-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 10:20:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARE ANGEL, INC. See All Filings	D	2016-07-20 10:20:12 UTC
Amount To Be Raised $1,666,667 Associated Brokers / Dealers N/A CIK Number 0001679968 Filed Document 0001679968-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-20 10:20:12 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Neuberger Berman Greater China Equity Fund Ltd. See All Filings	D/A	2016-07-20 10:12:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001554529 Filed Document 0001554529-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 10:12:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
10445 Greens Crossing, LP See All Filings	D	2016-07-20 10:02:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001680127 Filed Document 0001680127-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 10:02:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Center at Eden Hill, LLC See All Filings	D	2016-07-20 09:58:27 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001680128 Filed Document 0001140361-16-072854 Exclusions or Exemptions 506b Accepted Date 2016-07-20 09:58:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Kenesto Corp See All Filings	D	2016-07-20 09:51:24 UTC
Amount To Be Raised $561,662 Associated Brokers / Dealers N/A CIK Number 0001656141 Filed Document 0001656141-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-20 09:51:24 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Roxie Capital LP See All Filings	D	2016-07-20 09:33:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678539 Filed Document 0001678539-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 09:33:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bansen Labs LLC See All Filings	D	2016-07-20 09:22:33 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001680106 Filed Document 0001680106-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 09:22:33 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Helton Management Group, LLC See All Filings	D	2016-07-20 09:10:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679680 Filed Document 0001679680-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 09:10:47 UTC Type of Offering D Industry Business Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Invenra Inc. See All Filings	D	2016-07-20 08:57:09 UTC
Amount To Be Raised $3,012,881 Associated Brokers / Dealers N/A CIK Number 0001539734 Filed Document 0001539734-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-20 08:57:09 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mogo Finance Technology Inc. See All Filings	D	2016-07-19 19:47:59 UTC
Amount To Be Raised $387,595 Associated Brokers / Dealers N/A CIK Number 0001602842 Filed Document 0001140361-16-072838 Exclusions or Exemptions 506b Accepted Date 2016-07-19 19:47:59 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Exitus Technologies Inc. See All Filings	D	2016-07-19 19:28:57 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001680027 Filed Document 0001680027-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-19 19:28:57 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
ZEV TECHNOLOGIES, INC. See All Filings	D	2016-07-19 19:21:34 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001679789 Filed Document 0001679789-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-19 19:21:34 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
R Value, Inc. See All Filings	D	2016-07-19 18:46:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001544654 Filed Document 0001544654-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-19 18:46:39 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ROW Diversified 2X Offshore Fund, Ltd. See All Filings	D	2016-07-19 18:39:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679952 Filed Document 0001679952-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-19 18:39:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROW Diversified 2X Fund, L.P. See All Filings	D	2016-07-19 18:37:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679951 Filed Document 0001679951-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-19 18:37:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virta Health Corp. See All Filings	D	2016-07-19 18:27:20 UTC
Amount To Be Raised $32,195,267 Associated Brokers / Dealers N/A CIK Number 0001680065 Filed Document 0001680065-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-19 18:27:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Island C-III Holdings VII LLC See All Filings	D	2016-07-19 18:24:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anubis Securities LLC CIK Number 0001680061 Filed Document 0001680061-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-19 18:24:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TeraBAT, Inc. See All Filings	D	2016-07-19 18:11:49 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001679678 Filed Document 0001679678-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-19 18:11:49 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AV / Meadow SPV, L.P. See All Filings	D	2016-07-19 17:45:26 UTC
Amount To Be Raised $3,285,000 Associated Brokers / Dealers N/A CIK Number 0001679417 Filed Document 0001679417-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-19 17:45:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Greenoaks Capital MS LP - GCP-MAP II LP Series See All Filings	D	2016-07-19 17:26:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679852 Filed Document 0001679852-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-19 17:26:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARALLEL MINING CORP. See All Filings	D	2016-07-19 17:22:53 UTC
Amount To Be Raised $324,600 Associated Brokers / Dealers N/A CIK Number 0001679849 Filed Document 0001679849-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-19 17:22:53 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
POWERHOUSE HOLDING CORP. See All Filings	D	2016-07-19 17:16:44 UTC
Amount To Be Raised $13,200,000 Associated Brokers / Dealers N/A CIK Number 0001680125 Filed Document 0001405086-16-000545 Exclusions or Exemptions 506b Accepted Date 2016-07-19 17:16:44 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Midtown Miami Investors LLC See All Filings	D	2016-07-19 17:13:08 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Antarctica Advisors LLC CIK Number 0001679285 Filed Document 0001679285-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-19 17:13:08 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Gateway Privileged Fund LLC See All Filings	D	2016-07-19 17:11:06 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers Spencer Clarke LLC CIK Number 0001680014 Filed Document 0001680014-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-19 17:11:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
POWERHOUSE HOLDING CORP. See All Filings	D	2016-07-19 17:10:22 UTC
Amount To Be Raised $11,110,000 Associated Brokers / Dealers N/A CIK Number 0001680125 Filed Document 0001405086-16-000544 Exclusions or Exemptions 506b Accepted Date 2016-07-19 17:10:22 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sol Boards, Inc. See All Filings	D	2016-07-19 17:03:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573591 Filed Document 0001573591-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-19 17:03:40 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal Mid-Cap Value Equity Partners, L.P. See All Filings	D/A	2016-07-19 16:55:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582804 Filed Document 0000919574-16-014223 Exclusions or Exemptions 506b Accepted Date 2016-07-19 16:55:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CARDINAL VALUE EQUITY PARTNERS, L.P. See All Filings	D/A	2016-07-19 16:51:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000947351 Filed Document 0000919574-16-014221 Exclusions or Exemptions 506b Accepted Date 2016-07-19 16:51:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AR Systems, Inc. See All Filings	D	2016-07-19 16:48:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679267 Filed Document 0001078782-16-003120 Exclusions or Exemptions 506b Accepted Date 2016-07-19 16:48:46 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ombitron, Inc. See All Filings	D/A	2016-07-19 16:47:48 UTC
Amount To Be Raised $670,000 Associated Brokers / Dealers N/A CIK Number 0001571887 Filed Document 0001571887-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-19 16:47:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PINT SIZE HAWAII, LLC See All Filings	D	2016-07-19 16:44:04 UTC
Amount To Be Raised $22,400,000 Associated Brokers / Dealers N/A CIK Number 0001680109 Filed Document 0001680109-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-19 16:44:04 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
VARAGON FUND I, L.P. See All Filings	D	2016-07-19 16:43:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679463 Filed Document 0000943663-16-000416 Exclusions or Exemptions 506b Accepted Date 2016-07-19 16:43:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund