Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Conway RIEF Onshore Access Fund, LLC See All Filings	D/A	2018-10-15 15:03:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722345 Filed Document 0001722345-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-15 15:03:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smule, Inc. See All Filings	D	2018-10-15 15:00:17 UTC
Amount To Be Raised $55,500,000 Associated Brokers / Dealers N/A CIK Number 0001441408 Filed Document 0001441408-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-15 15:00:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pre-Funding Group, LLC See All Filings	D/A	2018-10-15 14:56:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Independent Investment Bankers, Corp. CIK Number 0001631670 Filed Document 0001631670-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-10-15 14:56:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoVenture - Returnly Equity SPV, LLC See All Filings	D	2018-10-15 14:51:13 UTC
Amount To Be Raised $485,000 Associated Brokers / Dealers N/A CIK Number 0001754537 Filed Document 0001754537-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-15 14:51:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brentwood ASC, LLC See All Filings	D	2018-10-15 14:50:38 UTC
Amount To Be Raised $2,447,550 Associated Brokers / Dealers The Securities Group, LLC CIK Number 0001754631 Filed Document 0001754631-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-15 14:50:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PITCHLY, INC. See All Filings	D	2018-10-15 14:49:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001740803 Filed Document 0001740803-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-15 14:49:21 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
RIDGE Select: Private Investors Offshore, Ltd. See All Filings	D	2018-10-15 14:38:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001755167 Filed Document 0000950103-18-012020 Exclusions or Exemptions 506b Accepted Date 2018-10-15 14:38:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RIDGE Select: Private Investors, LLC See All Filings	D	2018-10-15 14:36:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001755181 Filed Document 0000950103-18-012019 Exclusions or Exemptions 506b Accepted Date 2018-10-15 14:36:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SRA US Equity Fund, LP See All Filings	D/A	2018-10-15 14:29:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614286 Filed Document 0001614286-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-15 14:29:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JB CAPITAL PARTNERS LP See All Filings	D/A	2018-10-15 14:28:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138532 Filed Document 0001138532-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-15 14:28:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DWEALTH LLC See All Filings	C/A	2018-10-15 14:13:35 UTC
Financial Interest Filing Platform title3funds.com Offering Amount CIK Number 0001746291 Filed Document 0001746291-18-000005 Accepted Date 2018-10-15 14:13:35 UTC Type of Offering C/A Security Offered Amount 136,708 Security Offered Type Common Stock State TEXAS
YOTTAA, INC. See All Filings	D	2018-10-15 14:00:07 UTC
Amount To Be Raised $15,561,401 Associated Brokers / Dealers N/A CIK Number 0001581816 Filed Document 0001581816-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-15 14:00:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 93V LLC See All Filings	D	2018-10-15 13:50:02 UTC
Amount To Be Raised $335,088 Associated Brokers / Dealers N/A CIK Number 0001755231 Filed Document 0001755231-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-15 13:50:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIVATE EQUITY CORE FUND (QP) VIII (OFFSHORE), L.P. See All Filings	D	2018-10-15 13:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001755959 Filed Document 0001755959-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-15 13:41:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Southern Tier Region Rural Broadband Company, Inc. See All Filings	1-A/A	2018-10-15 13:39:10 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001587999 Filed Document 0001587999-18-000003 Accepted Date 2018-10-15 13:39:10 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
TTF ENTERTAINMENT, INC. See All Filings	D	2018-10-15 13:32:32 UTC
Amount To Be Raised $516,523 Associated Brokers / Dealers N/A CIK Number 0001520956 Filed Document 0001405086-18-000208 Exclusions or Exemptions 506b Accepted Date 2018-10-15 13:32:32 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
G2 Crowd, Inc. See All Filings	D	2018-10-15 13:28:07 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001606571 Filed Document 0001606571-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-15 13:28:07 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Docker, Inc. See All Filings	D/A	2018-10-15 13:15:51 UTC
Amount To Be Raised $191,846,716 Associated Brokers / Dealers N/A CIK Number 0001516587 Filed Document 0001516587-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-15 13:15:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Green Sheep, Inc. See All Filings	D	2018-10-15 13:11:49 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001682952 Filed Document 0001682952-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-15 13:11:49 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MGI Arbea Fund Ltd See All Filings	D/A	2018-10-15 13:07:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590577 Filed Document 0000943663-18-000199 Exclusions or Exemptions 506b Accepted Date 2018-10-15 13:07:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mr. Hector Ltd Liability Co See All Filings	D	2018-10-15 13:03:18 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001755741 Filed Document 0001755741-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-15 13:03:18 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Other
Cloud9 Esports, Inc. See All Filings	D	2018-10-15 13:03:11 UTC
Amount To Be Raised $53,658,730 Associated Brokers / Dealers N/A CIK Number 0001690706 Filed Document 0001690706-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-15 13:03:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Capitalworks Private Equity Fund III L.P. See All Filings	D	2018-10-15 12:54:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752776 Filed Document 0000943663-18-000198 Exclusions or Exemptions 506b Accepted Date 2018-10-15 12:54:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schroder Strategic Beta Portfolio, L.P. See All Filings	D	2018-10-15 12:47:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001576084 Filed Document 0001576084-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-15 12:47:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Back Story, LLC See All Filings	D	2018-10-15 12:40:10 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001746633 Filed Document 0001746633-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-15 12:40:10 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
WLK Fund 1 LP See All Filings	D	2018-10-15 12:39:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755955 Filed Document 0001755955-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-15 12:39:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Midnight Star Ventures Corp. See All Filings	D/A	2018-10-15 12:36:59 UTC
Amount To Be Raised $1,019,578 Associated Brokers / Dealers N/A CIK Number 0001723464 Filed Document 0001534122-18-000030 Exclusions or Exemptions 506b Accepted Date 2018-10-15 12:36:59 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MPC Federal 2018 Historic ICF 3, LLC See All Filings	D	2018-10-15 12:36:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755232 Filed Document 0001755637-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-15 12:36:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Powell Development Group Inc. See All Filings	C/A	2018-10-15 12:33:23 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001701378 Filed Document 0001665160-18-001072 Accepted Date 2018-10-15 12:33:23 UTC Type of Offering C/A Security Offered Amount 8,928 Security Offered Type Common Stock State CALIFORNIA
Naspers Ventures BV See All Filings	D/A	2018-10-15 12:24:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688665 Filed Document 0001688665-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-15 12:24:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
RAIKE REAL ESTATE INCOME FUND LLC See All Filings	D/A	2018-10-15 12:23:28 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Woodstock Financial Group, Inc. CIK Number 0001382999 Filed Document 0001382999-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-15 12:23:28 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Heard Opportunity Fund LLC See All Filings	D/A	2018-10-15 12:16:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574457 Filed Document 0001574457-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-15 12:16:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midnight Star Ventures Corp. See All Filings	D	2018-10-15 12:16:37 UTC
Amount To Be Raised $5,366,200 Associated Brokers / Dealers N/A CIK Number 0001723464 Filed Document 0001534122-18-000029 Exclusions or Exemptions 506b Accepted Date 2018-10-15 12:16:37 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - Select Equity Series See All Filings	D/A	2018-10-15 12:10:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654743 Filed Document 0001654743-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-15 12:10:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Cliff Resort LLC See All Filings	D	2018-10-15 12:03:55 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001753949 Filed Document 0001753949-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-15 12:03:55 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Hedge Fund Select: Holocene Ltd See All Filings	D/A	2018-10-15 11:58:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001719244 Filed Document 0001755483-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-15 11:58:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACS Opportunity Fund LP See All Filings	D	2018-10-15 11:57:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fairview Securities, Inc CIK Number 0001755694 Filed Document 0001755694-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-15 11:57:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
SonderMind Inc. See All Filings	D/A	2018-10-15 11:48:27 UTC
Amount To Be Raised $3,052,766 Associated Brokers / Dealers N/A CIK Number 0001726194 Filed Document 0001726194-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-15 11:48:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HEITMAN AMERICA REAL ESTATE REIT LLC See All Filings	D	2018-10-15 11:43:43 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001426974 Filed Document 0001426974-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-15 11:43:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Advent Equity Group, LLC See All Filings	D	2018-10-15 11:37:09 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001734547 Filed Document 0001734547-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-15 11:37:09 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MPC 2019 Energy Fund I, LLC See All Filings	D	2018-10-15 11:29:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755637 Filed Document 0001755637-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-15 11:29:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Municipal Capital Trading Master Fund, LP See All Filings	D/A	2018-10-15 11:18:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC CIK Number 0001686576 Filed Document 0001567619-18-004094 Exclusions or Exemptions 506b Accepted Date 2018-10-15 11:18:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OC Opportunities Fund II, L.P. See All Filings	D	2018-10-15 11:17:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755679 Filed Document 0000902664-18-003721 Exclusions or Exemptions 506b Accepted Date 2018-10-15 11:17:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQUILIBRIA JAPAN FUND See All Filings	D/A	2018-10-15 11:10:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437520 Filed Document 0000919574-18-006699 Exclusions or Exemptions 506b Accepted Date 2018-10-15 11:10:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Municipal Capital Trading Fund, LP See All Filings	D/A	2018-10-15 11:07:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, John W. Akkerman, and Bruno Machado CIK Number 0001686551 Filed Document 0001567619-18-004092 Exclusions or Exemptions 506b Accepted Date 2018-10-15 11:07:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RHI Peachtree Investment LLC See All Filings	D	2018-10-15 11:07:42 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001755646 Filed Document 0001755646-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-15 11:07:42 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RBI OPPORTUNITIES FUND, LLC See All Filings	D	2018-10-15 11:04:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755611 Filed Document 0001755611-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-15 11:04:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winton Fund Ltd See All Filings	D/A	2018-10-15 11:04:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities, LLC CIK Number 0001388465 Filed Document 0001388465-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-15 11:04:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAVILE ROW MANAGED FUTURES T, LLC See All Filings	D/A	2018-10-15 10:58:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532124 Filed Document 0001532124-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-15 10:58:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
KLARA HOLDINGS LTD See All Filings	D	2018-10-15 10:58:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR Capital Markets, LLC CIK Number 0001755834 Filed Document 0001755834-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-15 10:58:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity