Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BROADLY INC. See All Filings	D	2016-07-21 10:18:48 UTC
Amount To Be Raised $6,699,993 Associated Brokers / Dealers N/A CIK Number 0001680039 Filed Document 0001680039-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 10:18:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-07-21 10:17:55 UTC
Amount To Be Raised $1,209,072 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-16-000616 Exclusions or Exemptions 506b Accepted Date 2016-07-21 10:17:55 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-07-21 10:13:11 UTC
Amount To Be Raised $49,639,640 Associated Brokers / Dealers Eddie Allen, William MacDonald, Edmon J Tomes, and Michael D. Shannon CIK Number 0001135856 Filed Document 0001135856-16-000615 Exclusions or Exemptions 506b Accepted Date 2016-07-21 10:13:11 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
3GTMS, Inc. See All Filings	D/A	2016-07-21 10:09:34 UTC
Amount To Be Raised $9,008,811 Associated Brokers / Dealers N/A CIK Number 0001594432 Filed Document 0001594432-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 10:09:34 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
Billy Big LLC See All Filings	D	2016-07-21 10:07:31 UTC
Amount To Be Raised $215,000 Associated Brokers / Dealers N/A CIK Number 0001680292 Filed Document 0001680292-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 10:07:31 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Phoenix Venture Partners II LP See All Filings	D/A	2016-07-21 09:58:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647900 Filed Document 0001647900-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-21 09:58:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sitter Inc. See All Filings	D	2016-07-21 09:56:39 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001624963 Filed Document 0001624963-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-21 09:56:39 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Enlightened Hospitality Investments, LP See All Filings	D	2016-07-21 09:46:41 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001680120 Filed Document 0001680120-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 09:46:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SR&VD Capital Management, L.P. See All Filings	D/A	2016-07-21 09:41:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512990 Filed Document 0001512990-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 09:41:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PAVP Capital Fund, LP See All Filings	D/A	2016-07-21 09:37:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674865 Filed Document 0001674865-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 09:37:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ZOOTLY CORP. See All Filings	D	2016-07-21 09:37:22 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001679910 Filed Document 0000899797-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-07-21 09:37:22 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MatchTx Investment Group, LLC See All Filings	D	2016-07-21 09:33:45 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001680229 Filed Document 0001680229-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 09:33:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Equus Investment Partnership X, L.P. See All Filings	D/A	2016-07-21 09:29:35 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001647196 Filed Document 0001647196-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 09:29:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nemaska Lithium Inc. See All Filings	D	2016-07-21 09:19:38 UTC
Amount To Be Raised $58,330 Associated Brokers / Dealers Dundee Securities Ltd. CIK Number 0001635216 Filed Document 0001062993-16-010650 Exclusions or Exemptions 506b Accepted Date 2016-07-21 09:19:38 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Putnam Cash Collateral Pool, LLC See All Filings	D/A	2016-07-21 09:09:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497587 Filed Document 0001497587-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 09:09:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PUTNAM TOTAL RETURN FUND, LLC See All Filings	D/A	2016-07-21 09:06:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, Paul Heffernan, and John Palmer CIK Number 0001441058 Filed Document 0001441058-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 09:06:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-07-21 09:06:22 UTC
Amount To Be Raised $23,767 Associated Brokers / Dealers Jason Burlie, Steve Cwienkala, and Douglas Woolley CIK Number 0001135856 Filed Document 0001135856-16-000614 Exclusions or Exemptions 506b Accepted Date 2016-07-21 09:06:22 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Putnam Healthcare Long/Short Fund, LP See All Filings	D/A	2016-07-21 08:49:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554189 Filed Document 0001554189-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 08:49:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Natural Resources Long/Short Fund, LP See All Filings	D/A	2016-07-21 08:47:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554188 Filed Document 0001554188-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-21 08:47:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
United Silicon Carbide, Inc. See All Filings	D	2016-07-21 08:44:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001624351 Filed Document 0001624351-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-21 08:44:39 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Putnam Select U.S. Equity Fund, LP See All Filings	D/A	2016-07-21 08:43:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001580486 Filed Document 0001580486-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 08:43:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Select Global Equity Fund, LP See All Filings	D/A	2016-07-21 08:41:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001580487 Filed Document 0001580487-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 08:41:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-07-21 07:58:50 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers Sean Devlin and David Stecher CIK Number 0001135856 Filed Document 0001135856-16-000613 Exclusions or Exemptions 506b Accepted Date 2016-07-21 07:58:50 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-07-21 07:55:02 UTC
Amount To Be Raised $12,974,794 Associated Brokers / Dealers Rob Galbreath CIK Number 0001135856 Filed Document 0001135856-16-000612 Exclusions or Exemptions 506b Accepted Date 2016-07-21 07:55:02 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Forage Capital LP See All Filings	D	2016-07-21 07:37:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680096 Filed Document 0001680096-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 07:37:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IvyCap Ventures Mauritius Fund II See All Filings	D	2016-07-21 06:08:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680097 Filed Document 0001680097-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 06:08:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORGANIGRAM HOLDINGS INC See All Filings	D/A	2016-07-20 20:43:51 UTC
Amount To Be Raised $127,500 Associated Brokers / Dealers DUNDEE SECURITIES INC. CIK Number 0001620737 Filed Document 0001183740-16-000393 Exclusions or Exemptions 506b Accepted Date 2016-07-20 20:43:51 UTC Type of Offering D/A Industry Agriculture Principal Place of Business NEW BRUNSWICK, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Safespill Systems LLC See All Filings	D	2016-07-20 20:13:04 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001655278 Filed Document 0001140361-16-072939 Exclusions or Exemptions 506b Accepted Date 2016-07-20 20:13:04 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
HLH, LLC See All Filings	D/A	2016-07-20 20:11:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-16-000245 Exclusions or Exemptions 506b Accepted Date 2016-07-20 20:11:08 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Farmshelf Corp See All Filings	D	2016-07-20 20:03:32 UTC
Amount To Be Raised $553,350 Associated Brokers / Dealers N/A CIK Number 0001680253 Filed Document 0001382963-16-000195 Exclusions or Exemptions 506b Accepted Date 2016-07-20 20:03:32 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New American Bridges Fund, L.P. See All Filings	D	2016-07-20 20:02:02 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Champlain Advisors and Greenstone Advisors CIK Number 0001676886 Filed Document 0001676886-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 20:02:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panacea Oyster Co-op Corp See All Filings	D	2016-07-20 19:57:40 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001680261 Filed Document 0001680261-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 19:57:40 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
uZoom, Inc. See All Filings	D	2016-07-20 19:44:20 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001670845 Filed Document 0001670845-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-20 19:44:20 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AMPLERO, INC. See All Filings	D	2016-07-20 19:35:22 UTC
Amount To Be Raised $8,076,225 Associated Brokers / Dealers N/A CIK Number 0001680018 Filed Document 0001680018-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 19:35:22 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
6200 Hollywood Blvd South Institutional Corporate Feeder LLC See All Filings	D	2016-07-20 19:29:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679859 Filed Document 0001012975-16-001362 Exclusions or Exemptions 506b Accepted Date 2016-07-20 19:29:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
6200 Hollywood Blvd South Institutional, L.P. See All Filings	D	2016-07-20 19:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679858 Filed Document 0001012975-16-001361 Exclusions or Exemptions 506b Accepted Date 2016-07-20 19:20:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rulai, Inc. See All Filings	D	2016-07-20 19:11:16 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001676949 Filed Document 0001676949-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 19:11:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Merced Partners V, L.P. See All Filings	D	2016-07-20 18:38:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679959 Filed Document 0001679959-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:38:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lixivia, Inc. See All Filings	D	2016-07-20 18:34:30 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001570565 Filed Document 0001570565-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:34:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Bandier Holdings LLC See All Filings	D	2016-07-20 18:28:08 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Threadstone Advisors, LLC CIK Number 0001651312 Filed Document 0001651312-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:28:08 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alvarium Capital Strategies Fund LLC See All Filings	D	2016-07-20 18:25:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001678815 Filed Document 0001678815-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:25:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Theta Investments, LP See All Filings	D	2016-07-20 18:20:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001680055 Filed Document 0001621284-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:20:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Topical Remedy, LLC See All Filings	D	2016-07-20 18:18:19 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001558360 Filed Document 0000896595-16-000081 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:18:19 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ARCH Capital-TRG Asian Partners III, L.P. See All Filings	D/A	2016-07-20 18:11:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622986 Filed Document 0001622986-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:11:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BCGF I SPECIAL AFFILIATES LP See All Filings	D	2016-07-20 18:09:46 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001670045 Filed Document 0001670045-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:09:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
BCGF I AFFILIATES FUND LP See All Filings	D	2016-07-20 18:08:35 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001670043 Filed Document 0001670043-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:08:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
BAIRD CAPITAL GLOBAL FUND I LP See All Filings	D	2016-07-20 18:07:46 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001670042 Filed Document 0001670042-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:07:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Eyenuk, Inc. See All Filings	D	2016-07-20 18:06:09 UTC
Amount To Be Raised $2,285,545 Associated Brokers / Dealers N/A CIK Number 0001679996 Filed Document 0001679996-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:06:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ethio-American Doctors Group, Inc. See All Filings	D	2016-07-20 17:47:45 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers None - N/A CIK Number 0001550841 Filed Document 0001550841-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:47:45 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Gravyty Technologies, Inc. See All Filings	D	2016-07-20 17:46:54 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001680149 Filed Document 0001680149-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:46:54 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity