Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tosca Opportunity See All Filings	D/A	2016-07-22 10:08:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459292 Filed Document 0000919574-16-014254 Exclusions or Exemptions 506b Accepted Date 2016-07-22 10:08:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tosca See All Filings	D/A	2016-07-22 10:06:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404712 Filed Document 0000919574-16-014252 Exclusions or Exemptions 506b Accepted Date 2016-07-22 10:06:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CBPE Capital Fund IX A LP See All Filings	D/A	2016-07-22 09:51:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BA SECURITIES, LLC CIK Number 0001663400 Filed Document 0001663400-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-22 09:51:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BENNETT RESTRUCTURING FUND, L.P. See All Filings	D/A	2016-07-22 09:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000882968 Filed Document 0000919574-16-014250 Exclusions or Exemptions 506b Accepted Date 2016-07-22 09:20:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Woofbert, Inc. See All Filings	D	2016-07-22 08:21:41 UTC
Amount To Be Raised $3,999,999 Associated Brokers / Dealers N/A CIK Number 0001640650 Filed Document 0000905718-16-001565 Exclusions or Exemptions 506b Accepted Date 2016-07-22 08:21:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PROfounders Capital II LP See All Filings	D	2016-07-22 08:14:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636818 Filed Document 0000905718-16-001563 Exclusions or Exemptions 506b Accepted Date 2016-07-22 08:14:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAK Severin Fund II Ltd See All Filings	D/A	2016-07-22 06:45:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647878 Filed Document 0000902664-16-007676 Exclusions or Exemptions 506b Accepted Date 2016-07-22 06:45:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cignifi Inc. See All Filings	D	2016-07-21 21:54:17 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001519436 Filed Document 0001519436-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-21 21:54:17 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
2560 Welton, LLC See All Filings	D	2016-07-21 21:24:31 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001677639 Filed Document 0001677639-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 21:24:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BirkSun, Inc. See All Filings	D	2016-07-21 20:54:47 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001679149 Filed Document 0001679149-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 20:54:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Zeller-Woodfield Investors, L.L.C. See All Filings	D	2016-07-21 19:47:06 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001680377 Filed Document 0001680377-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 19:47:06 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NVISION MEDICAL Corp See All Filings	D	2016-07-21 19:33:52 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers None CIK Number 0001541518 Filed Document 0001541518-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 19:33:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Soliton, Inc. See All Filings	D	2016-07-21 18:57:17 UTC
Amount To Be Raised $2,000,002 Associated Brokers / Dealers N/A CIK Number 0001548187 Filed Document 0001548187-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 18:57:17 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Direct Flow Medical, Inc. See All Filings	D/A	2016-07-21 18:55:49 UTC
Amount To Be Raised $32,300,000 Associated Brokers / Dealers N/A CIK Number 0001296743 Filed Document 0001296743-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-21 18:55:49 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sage Investments, LP See All Filings	D	2016-07-21 18:47:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680259 Filed Document 0001680131-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 18:47:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Grace Ridge of Greenville NC, LLC See All Filings	D	2016-07-21 18:40:29 UTC
Amount To Be Raised $1,181,000 Associated Brokers / Dealers N/A CIK Number 0001680315 Filed Document 0001680315-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 18:40:29 UTC Type of Offering D Industry Construction Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Neurensic, Inc. See All Filings	D	2016-07-21 18:37:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645819 Filed Document 0001645819-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-21 18:37:47 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
IRG Whispering Holdings LLC See All Filings	D/A	2016-07-21 18:11:02 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001679369 Filed Document 0001680069-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-21 18:11:02 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TOWERSTREAM CORP See All Filings	D	2016-07-21 18:09:18 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001349437 Filed Document 0001437749-16-035476 Exclusions or Exemptions 506b Accepted Date 2016-07-21 18:09:18 UTC Type of Offering D Industry Telecommunications Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Saltstone Capital Energy Fund I, LP See All Filings	D	2016-07-21 18:01:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678069 Filed Document 0001678069-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 18:01:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IRG Whispering Holdings LLC See All Filings	D/A	2016-07-21 17:55:50 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001679369 Filed Document 0001680069-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 17:55:50 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2016-07-21 17:52:21 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-16-000023 Exclusions or Exemptions 506b Accepted Date 2016-07-21 17:52:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Kindara, Inc. See All Filings	D	2016-07-21 17:51:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001650519 Filed Document 0001650519-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 17:51:37 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Precog Capital Partners, L.P. See All Filings	D/A	2016-07-21 17:50:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544732 Filed Document 0001140361-16-073020 Exclusions or Exemptions 506b Accepted Date 2016-07-21 17:50:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SAYKARA, INC. See All Filings	D	2016-07-21 17:45:54 UTC
Amount To Be Raised $2,533,180 Associated Brokers / Dealers N/A CIK Number 0001663895 Filed Document 0001663895-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-21 17:45:54 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SR31 Sam Fox, LLC See All Filings	D	2016-07-21 17:41:11 UTC
Amount To Be Raised $465,000 Associated Brokers / Dealers N/A CIK Number 0001675725 Filed Document 0001664370-16-000003 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-07-21 17:41:11 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Saguaro Resources Ltd. See All Filings	D/A	2016-07-21 17:40:28 UTC
Amount To Be Raised $6,250,002 Associated Brokers / Dealers N/A CIK Number 0001562168 Filed Document 0001562168-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-21 17:40:28 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ATA101 Properties LLC See All Filings	D	2016-07-21 17:38:06 UTC
Amount To Be Raised $2,075,000 Associated Brokers / Dealers None CIK Number 0001680069 Filed Document 0001680069-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 17:38:06 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
McGinley Orthopaedic Innovations, LLC See All Filings	D	2016-07-21 17:36:40 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001560823 Filed Document 0001560823-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 17:36:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PICATCHA, INC. See All Filings	D	2016-07-21 17:31:17 UTC
Amount To Be Raised $18,375 Associated Brokers / Dealers N/A CIK Number 0001573167 Filed Document 0001140361-16-073018 Exclusions or Exemptions 506b Accepted Date 2016-07-21 17:31:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Alvarium Capital Strategies Fund LLC See All Filings	D/A	2016-07-21 17:28:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001678815 Filed Document 0001678815-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-21 17:28:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oakwood Real Estate Partners Fund II, LLC See All Filings	D/A	2016-07-21 17:19:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648331 Filed Document 0001648331-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 17:19:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SR28 Shadowridge, LLC See All Filings	D	2016-07-21 17:19:01 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001664373 Filed Document 0001664370-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-21 17:19:01 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Urjanet, Inc. See All Filings	D	2016-07-21 17:14:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001514892 Filed Document 0001514892-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-21 17:14:07 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Wright Avenue Partners LLC See All Filings	D/A	2016-07-21 17:10:31 UTC
Amount To Be Raised $1,757,500 Associated Brokers / Dealers N/A CIK Number 0001670537 Filed Document 0001670537-16-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-21 17:10:31 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TEC Football, LLC See All Filings	D	2016-07-21 17:08:05 UTC
Amount To Be Raised $1,365,000 Associated Brokers / Dealers Richard J. Rice CIK Number 0001680098 Filed Document 0001680098-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 17:08:05 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
One Up Games, LLC See All Filings	D	2016-07-21 17:07:59 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001595142 Filed Document 0001595142-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 17:07:59 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
REVEL VENTURE FUND II, LP See All Filings	D	2016-07-21 17:06:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001680331 Filed Document 0001680331-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 17:06:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CONSENSUS ORTHOPEDICS INC See All Filings	D	2016-07-21 17:06:19 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001452822 Filed Document 0001452822-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 17:06:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TORCHLIGHT ENERGY RESOURCES INC See All Filings	D	2016-07-21 17:02:00 UTC
Amount To Be Raised $8,900,000 Associated Brokers / Dealers N/A CIK Number 0001431959 Filed Document 0001199835-16-000866 Exclusions or Exemptions 506b Accepted Date 2016-07-21 17:02:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SR27 3193 Lionshead, LLC See All Filings	D	2016-07-21 17:00:42 UTC
Amount To Be Raised $740,000 Associated Brokers / Dealers N/A CIK Number 0001664370 Filed Document 0001664370-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-07-21 17:00:42 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Denali Holding Inc. See All Filings	D	2016-07-21 16:59:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571996 Filed Document 0001571996-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-07-21 16:59:08 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ExWorks Capital Fund I-Parallel Vehicle, L.P. See All Filings	D	2016-07-21 16:56:02 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001680272 Filed Document 0001680272-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 16:56:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HRA Campus Investors IV LLC See All Filings	D	2016-07-21 16:55:11 UTC
Amount To Be Raised $23,390,000 Associated Brokers / Dealers Timothy D. Smith, Michael O. Strand, and Gregory L. Beckel CIK Number 0001680201 Filed Document 0000927087-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-07-21 16:55:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Daruma Bodhi Fund, LP See All Filings	D/A	2016-07-21 16:54:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528430 Filed Document 0000919574-16-014246 Exclusions or Exemptions 506b Accepted Date 2016-07-21 16:54:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Daruma Ginkgo Fund, LP See All Filings	D/A	2016-07-21 16:51:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528431 Filed Document 0000919574-16-014244 Exclusions or Exemptions 506b Accepted Date 2016-07-21 16:51:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Dog Frontier Fund I, LLC See All Filings	D	2016-07-21 16:42:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680124 Filed Document 0001462573-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-21 16:42:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ACM Fund II, LLC See All Filings	D	2016-07-21 16:37:48 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001680100 Filed Document 0001680100-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 16:37:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAFANAD Star US Feeder, LP See All Filings	D/A	2016-07-21 16:34:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633089 Filed Document 0001633089-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 16:34:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoastEdge GS Vintage Real Estate LLC See All Filings	D	2016-07-21 16:28:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679950 Filed Document 0001679950-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 16:28:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund