|
|
D |
2016-07-22 17:27:47 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680305
- Filed Document
- 0001680305-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:27:47 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2016-07-22 17:26:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- First Allied Securities and World Equity Group, Inc.
- CIK Number
- 0001529163
- Filed Document
- 0001529163-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:26:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-07-22 17:25:07 UTC |
- Amount To Be Raised
- $81,667
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540634
- Filed Document
- 0001540634-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:25:07 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-07-22 17:21:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TEACHERS PERSONAL INVESTORS SERVICES INC
- CIK Number
- 0001378575
- Filed Document
- 0001378575-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:21:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 17:17:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571340
- Filed Document
- 0001571340-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:17:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 17:15:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571342
- Filed Document
- 0001571342-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:15:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 17:14:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001489003
- Filed Document
- 0000919574-16-014294
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:14:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 17:13:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571334
- Filed Document
- 0001571334-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:13:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 17:12:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Finanacial Group, Inc.
- CIK Number
- 0001263713
- Filed Document
- 0000919574-16-014292
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:12:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 17:12:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FIRST ALLIED SECURITIES, World Equity Group, Inc., and Cetera Advisors LLC.
- CIK Number
- 0001398443
- Filed Document
- 0001482814-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:12:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 17:12:12 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001641314
- Filed Document
- 0001641314-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:12:12 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 17:10:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc.
- CIK Number
- 0001307360
- Filed Document
- 0000919574-16-014290
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:10:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 17:10:08 UTC |
- Amount To Be Raised
- $8,263,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670441
- Filed Document
- 0001670441-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:10:08 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-07-22 17:06:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc.
- CIK Number
- 0001489001
- Filed Document
- 0000919574-16-014288
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:06:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 17:02:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc.
- CIK Number
- 0001461782
- Filed Document
- 0000919574-16-014286
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:02:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 17:01:56 UTC |
- Amount To Be Raised
- $13,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001478941
- Filed Document
- 0001478941-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 17:01:56 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 16:59:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc.
- CIK Number
- 0001461778
- Filed Document
- 0000919574-16-014284
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:59:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 16:56:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FIRST ALLIED SECURITIES and World Equity Group, Inc.
- CIK Number
- 0001482814
- Filed Document
- 0001482814-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:56:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 16:56:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc.
- CIK Number
- 0001461781
- Filed Document
- 0000919574-16-014282
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:56:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 16:55:44 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001358856
- Filed Document
- 0001358856-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:55:44 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MONTANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 16:54:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc., UBS Financial Services Inc., Watermill Institutional Trading LLC, and Constellar Capital Partners Hong Kong Limited
- CIK Number
- 0001461779
- Filed Document
- 0000919574-16-014280
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:54:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 16:53:46 UTC |
- Amount To Be Raised
- $16,524,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680508
- Filed Document
- 0001680508-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:53:46 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 16:52:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc.
- CIK Number
- 0001461768
- Filed Document
- 0000919574-16-014278
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:52:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 16:50:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc.
- CIK Number
- 0001461780
- Filed Document
- 0000919574-16-014275
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:50:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 16:48:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001549526
- Filed Document
- 0000919574-16-014273
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:48:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 16:46:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668424
- Filed Document
- 0000919574-16-014271
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:46:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 16:43:43 UTC |
- Amount To Be Raised
- $2,736,957
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589100
- Filed Document
- 0001589100-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:43:43 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 16:38:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FIRST ALLIED SECURITIES, World Equity Group, Inc., and Cetera Advisors LLC.
- CIK Number
- 0000934130
- Filed Document
- 0000934130-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:38:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 16:19:59 UTC |
- Amount To Be Raised
- $1,674,100
- Associated Brokers / Dealers
- North Capital Private Securities Corp.
- CIK Number
- 0001679718
- Filed Document
- 0001679718-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:19:59 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-07-22 16:15:12 UTC |
- Amount To Be Raised
- $29,995,759
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680199
- Filed Document
- 0001680199-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:15:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 16:07:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680191
- Filed Document
- 0001680191-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:07:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 16:01:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001252763
- Filed Document
- 0001252763-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 16:01:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 15:57:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Caedmon Partners LLP
- CIK Number
- 0001448746
- Filed Document
- 0001448746-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:57:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 15:56:18 UTC |
- Amount To Be Raised
- $1,618,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680368
- Filed Document
- 0001666068-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:56:18 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 15:52:49 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680296
- Filed Document
- 0001015325-16-000067
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:52:49 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-07-22 15:52:25 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639474
- Filed Document
- 0001639474-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:52:25 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2016-07-22 15:49:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC ("JPMS")
- CIK Number
- 0001647886
- Filed Document
- 0001647886-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:49:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 15:34:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679385
- Filed Document
- 0001679385-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:34:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-07-22 15:32:42 UTC |
- Amount To Be Raised
- $3,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680169
- Filed Document
- 0001680169-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:32:42 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-07-22 15:31:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680247
- Filed Document
- 0001140361-16-073087
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:31:11 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
MacKay Shields Unconstrained Bond Portfolio, a sub-fund of Plainview Funds plc
See All Filings
|
D/A |
2016-07-22 15:25:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors LLC, Therese M. Hernandez, Kirk C. Kashevaroff, John W. Akkerman, and Not Applicable
- CIK Number
- 0001609154
- Filed Document
- 0001140361-16-073085
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:25:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc
See All Filings
|
D/A |
2016-07-22 15:24:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors LLC, Therese M. Hernandez, and Kirk C. Kashevaroff
- CIK Number
- 0001609117
- Filed Document
- 0001140361-16-073084
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:24:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-07-22 15:24:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- KKR Capital Markets LLC
- CIK Number
- 0001639161
- Filed Document
- 0001639161-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:24:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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MacKay Shields Flexible Bond Portfolio, a sub-fund of Plainview Funds plc
See All Filings
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D/A |
2016-07-22 15:20:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors LLC, Therese M. Hernandez, Kirk C. Kashevaroff, and Not Applicable
- CIK Number
- 0001609114
- Filed Document
- 0001140361-16-073081
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:20:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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MacKay Shields Emerging Markets Credit Portfolio, a sub-fund of Plainview Funds plc
See All Filings
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D/A |
2016-07-22 15:18:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors LLC, Therese M. Hernandez, and Kirk C. Kashevaroff
- CIK Number
- 0001609144
- Filed Document
- 0001140361-16-073080
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:18:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2016-07-22 15:15:05 UTC |
- Amount To Be Raised
- $875,000,000
- Associated Brokers / Dealers
- CREDIT SUISSE SECURITIES (USA) LLC, AXONIA PARTNERS, S.A.S., KONOMI, INC., GREENSTONE GROUP FZC, and EQUUS FINANCIAL CONSULTING LLC
- CIK Number
- 0001650852
- Filed Document
- 0001650852-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:15:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D/A |
2016-07-22 15:14:37 UTC |
- Amount To Be Raised
- $875,000,000
- Associated Brokers / Dealers
- CREDIT SUISSE SECURITIES (USA) LLC, AXONIA PARTNERS, S.A.S., KONOMI, INC., GREENSTONE GROUP FZC, and EQUUS FINANCIAL CONSULTING LLC
- CIK Number
- 0001650850
- Filed Document
- 0001650850-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:14:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
MacKay Shields Core Plus Opportunities Portfolio, a sub-fund of Plainview Funds plc
See All Filings
|
D/A |
2016-07-22 15:14:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors LLC, Therese M. Hernandez, Kirk C. Kashevaroff, and Not Applicable
- CIK Number
- 0001609116
- Filed Document
- 0001140361-16-073079
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:14:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D/A |
2016-07-22 15:08:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638600
- Filed Document
- 0001566114-16-000126
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 15:08:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D |
2016-07-22 14:49:30 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680584
- Filed Document
- 0001680584-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-07-22 14:49:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|