Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FotoSwipe, Inc. See All Filings	D	2016-07-25 13:08:28 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001611900 Filed Document 0001611900-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 13:08:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
CIC Patrician, LLC See All Filings	D	2016-07-25 13:02:38 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001680606 Filed Document 0001680606-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 13:02:38 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Cercacor Laboratories, Inc. See All Filings	D	2016-07-25 13:01:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001061031 Filed Document 0001140361-16-073170 Exclusions or Exemptions 506b Accepted Date 2016-07-25 13:01:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tricida, Inc. See All Filings	D	2016-07-25 12:59:48 UTC
Amount To Be Raised $55,500,000 Associated Brokers / Dealers N/A CIK Number 0001595585 Filed Document 0001595585-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:59:48 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MY COI, LLC See All Filings	D/A	2016-07-25 12:56:17 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001523405 Filed Document 0001523405-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:56:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
TORAX MEDICAL INC See All Filings	D	2016-07-25 12:46:55 UTC
Amount To Be Raised $25,001,500 Associated Brokers / Dealers N/A CIK Number 0001214172 Filed Document 0001214172-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:46:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Aon Hewitt Group Trust See All Filings	D/A	2016-07-25 12:43:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Securities, Inc. CIK Number 0001496672 Filed Document 0001496672-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:43:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
My-Villages, Inc. See All Filings	D	2016-07-25 12:24:05 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001680306 Filed Document 0001680306-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:24:05 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Arel Funding II LP See All Filings	D	2016-07-25 12:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680481 Filed Document 0000902664-16-007693 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:20:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FULLER ENDOWMENT FUND, LP See All Filings	D/A	2016-07-25 12:15:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468622 Filed Document 0001140361-16-073164 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:15:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scout IoT, Inc. See All Filings	D	2016-07-25 12:08:07 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001680577 Filed Document 0001680360-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:08:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AGSF LP See All Filings	D/A	2016-07-25 12:04:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emerging Manager Advisors, LLC CIK Number 0001582333 Filed Document 0001582333-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:04:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FULLER ENDOWMENT FUND, LP See All Filings	D	2016-07-25 12:03:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468622 Filed Document 0001140361-16-073159 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:03:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coronation Universal Fund - Coronation Global Emerging Markets Equity Fund See All Filings	D/A	2016-07-25 12:00:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569349 Filed Document 0000943663-16-000420 Exclusions or Exemptions 506b Accepted Date 2016-07-25 12:00:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hosen Investment Fund III, L.P. See All Filings	D	2016-07-25 11:54:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001680327 Filed Document 0001680327-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 11:54:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOTI, Inc. See All Filings	D/A	2016-07-25 11:51:51 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001639756 Filed Document 0001639756-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 11:51:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neighborhood Market Portfolio DST See All Filings	D	2016-07-25 11:46:22 UTC
Amount To Be Raised $8,408,635 Associated Brokers / Dealers James K. Johnston and Douglas A. Henrickson CIK Number 0001679005 Filed Document 0001679005-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 11:46:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ELLINGTON QUANTITATIVE EQUITY PARTNERS, LP See All Filings	D/A	2016-07-25 11:40:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487400 Filed Document 0001012975-16-001365 Exclusions or Exemptions 506b Accepted Date 2016-07-25 11:40:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Ellington Quantitative Equity Overseas, Ltd. See All Filings	D/A	2016-07-25 11:34:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494130 Filed Document 0001012975-16-001364 Exclusions or Exemptions 506b Accepted Date 2016-07-25 11:34:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BlackBox Master Fund, LP See All Filings	D/A	2016-07-25 11:11:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Emerging Manager Advisors, LLC CIK Number 0001520175 Filed Document 0001520175-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 11:11:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
DCM Multi-Manager Fund, LLC Series G See All Filings	D/A	2016-07-25 11:11:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679670 Filed Document 0001679670-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 11:11:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
51maps INC See All Filings	D	2016-07-25 11:00:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001680325 Filed Document 0001680325-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 11:00:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
DCM Multi-Manager Fund, LLC Series F See All Filings	D	2016-07-25 10:56:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679635 Filed Document 0001679635-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 10:56:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DCM Multi-Manager Fund, LLC Series H See All Filings	D	2016-07-25 10:45:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679636 Filed Document 0001679636-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 10:45:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DRA Growth & Income Master Fund IX, LLC See All Filings	D	2016-07-25 10:38:59 UTC
Amount To Be Raised $1,257,500,000 Associated Brokers / Dealers N/A CIK Number 0001680317 Filed Document 0000902664-16-007692 Exclusions or Exemptions 506b Accepted Date 2016-07-25 10:38:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DRA Growth & Income Fund IX, LLC See All Filings	D	2016-07-25 10:37:49 UTC
Amount To Be Raised $1,400,000,000 Associated Brokers / Dealers N/A CIK Number 0001680316 Filed Document 0000902664-16-007691 Exclusions or Exemptions 506b Accepted Date 2016-07-25 10:37:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Heritage Fund, L.P. See All Filings	D/A	2016-07-25 10:37:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469088 Filed Document 0001144204-16-114201 Exclusions or Exemptions 506b Accepted Date 2016-07-25 10:37:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEOSPHERE INDIA FUND See All Filings	D	2016-07-25 10:34:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679044 Filed Document 0000919574-16-014302 Exclusions or Exemptions 506b Accepted Date 2016-07-25 10:34:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Entvantage Diagnostics, Inc. See All Filings	D	2016-07-25 10:28:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001619159 Filed Document 0001619159-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-25 10:28:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GEOSPHERE INDIA FUND See All Filings	D	2016-07-25 10:18:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679044 Filed Document 0000919574-16-014298 Exclusions or Exemptions 506b Accepted Date 2016-07-25 10:18:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
DCM Multi-Manager Fund, LLC Series G See All Filings	D	2016-07-25 10:15:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679670 Filed Document 0001679670-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 10:15:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds PLC - MW Global Opportunities Fund See All Filings	D/A	2016-07-25 10:04:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504528 Filed Document 0000902664-16-007690 Exclusions or Exemptions 506b Accepted Date 2016-07-25 10:04:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matterhorn Global Emerging Markets Fund See All Filings	D/A	2016-07-25 10:02:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581667 Filed Document 0000902664-16-007689 Exclusions or Exemptions 506b Accepted Date 2016-07-25 10:02:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matterhorn Global Emerging Markets Fund L.P. See All Filings	D/A	2016-07-25 10:00:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581668 Filed Document 0000902664-16-007688 Exclusions or Exemptions 506b Accepted Date 2016-07-25 10:00:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fulcrum Therapeutics, Inc. See All Filings	D	2016-07-25 09:42:12 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001680581 Filed Document 0001680581-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 09:42:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NEVADA EXPLORATION INC See All Filings	D	2016-07-25 09:42:12 UTC
Amount To Be Raised $83,609 Associated Brokers / Dealers N/A CIK Number 0001398713 Filed Document 0001062993-16-010675 Exclusions or Exemptions 506b Accepted Date 2016-07-25 09:42:12 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
SWC Funds, LLC Bond Income Strategy Series B See All Filings	D	2016-07-25 09:28:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680242 Filed Document 0001680242-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 09:28:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Orla Mining Ltd. See All Filings	D	2016-07-22 21:16:38 UTC
Amount To Be Raised $379,400 Associated Brokers / Dealers N/A CIK Number 0001680056 Filed Document 0001680056-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-22 21:16:38 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DeepWater Desal, LLC See All Filings	D	2016-07-22 21:05:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers n/a CIK Number 0001679964 Filed Document 0001679964-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-22 21:05:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DeepWater Desal, LLC See All Filings	D	2016-07-22 20:43:14 UTC
Amount To Be Raised $3,887,700 Associated Brokers / Dealers none CIK Number 0001679964 Filed Document 0001679964-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-22 20:43:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nuran Wireless Inc. See All Filings	D	2016-07-22 19:59:40 UTC
Amount To Be Raised $58,631 Associated Brokers / Dealers N/A CIK Number 0001680637 Filed Document 0001085037-16-000308 Exclusions or Exemptions 506b Accepted Date 2016-07-22 19:59:40 UTC Type of Offering D Industry Telecommunications Principal Place of Business QUEBEC, CANADA Revenue or Assets $Not Applicable Type of Security Equity
SEMANTIC RESEARCH, INC. See All Filings	D	2016-07-22 19:42:51 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Semantic Research, Inc. CIK Number 0001680198 Filed Document 0001680198-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-22 19:42:51 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MY CORE CONTROL, INC. See All Filings	D	2016-07-22 19:22:13 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001640346 Filed Document 0001640346-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-22 19:22:13 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CAPSTONE COMPANIES, INC. See All Filings	D	2016-07-22 18:56:57 UTC
Amount To Be Raised $91,350 Associated Brokers / Dealers N/A CIK Number 0000814926 Filed Document 0000939802-16-000132 Exclusions or Exemptions 506b Accepted Date 2016-07-22 18:56:57 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Aurora Capital LLC See All Filings	D	2016-07-22 18:29:06 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001680635 Filed Document 0001680621-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-22 18:29:06 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Zignage LLC See All Filings	D	2016-07-22 18:17:20 UTC
Amount To Be Raised $190,476 Associated Brokers / Dealers N/A CIK Number 0001680492 Filed Document 0001680492-16-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2016-07-22 18:17:20 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Accelerant Equity - OcuHub, LLC See All Filings	D	2016-07-22 17:56:01 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001680594 Filed Document 0001680594-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-22 17:56:01 UTC Type of Offering D Industry Investing Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
Phoenix Ventures III, LLC See All Filings	D	2016-07-22 17:51:51 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001680621 Filed Document 0001680621-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-22 17:51:51 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Whitebox Special Opportunities Fund, LP - Series O See All Filings	D/A	2016-07-22 17:48:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001525513 Filed Document 0000919574-16-014296 Exclusions or Exemptions 506b Accepted Date 2016-07-22 17:48:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Clean Power Engineering INC. See All Filings	D	2016-07-22 17:35:57 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers kirk Tsiaperas CIK Number 0001680350 Filed Document 0001680350-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-22 17:35:57 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity