Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Harmonic Investors LLC Fund I See All Filings	D/A	2017-07-06 10:17:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676758 Filed Document 0001676758-17-000006 Exclusions or Exemptions 506c Accepted Date 2017-07-06 10:17:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Wetrock Farm I, LLC See All Filings	D	2017-07-06 10:03:02 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Sageworks Capital LLC CIK Number 0001706133 Filed Document 0001706133-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-06 10:03:02 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Brunswick RC Investors II, LLC See All Filings	D	2017-07-05 19:12:13 UTC
Amount To Be Raised $3,440,000 Associated Brokers / Dealers N/A CIK Number 0001706767 Filed Document 0001706767-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-05 19:12:13 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Brunswick RC Investors I, LLC See All Filings	D	2017-07-05 16:18:11 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001706787 Filed Document 0001706787-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-05 16:18:11 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Roll Entertainment LLC See All Filings	D	2017-07-05 15:36:02 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001710416 Filed Document 0001710416-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-07-05 15:36:02 UTC Type of Offering D Industry Restaurants Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
California Green Tree Development Inc. See All Filings	D	2017-07-05 12:13:21 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001711091 Filed Document 0001711091-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-05 12:13:21 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Trans Atlantics Real Estate LLC See All Filings	D	2017-07-05 11:45:01 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001711081 Filed Document 0001711081-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-05 11:45:01 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH DAKOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Black Stone Minerals, L.P. See All Filings	D	2017-07-03 16:17:04 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001621434 Filed Document 0001209191-17-042829 Exclusions or Exemptions 506c Accepted Date 2017-07-03 16:17:04 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OUIBY, INC. See All Filings	D	2017-07-03 14:53:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001711042 Filed Document 0001711042-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-03 14:53:26 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Greater States Sports Authority, Inc. See All Filings	D/A	2017-07-03 13:21:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shone Bagley, Sr CIK Number 0001709179 Filed Document 0001709179-17-000012 Exclusions or Exemptions 504, 505, and 506c Accepted Date 2017-07-03 13:21:36 UTC Type of Offering D/A Industry Business Services Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Trion Multifamily Opportunity Fund I, LLC See All Filings	D/A	2017-07-03 11:32:56 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001665346 Filed Document 0001665346-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-03 11:32:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EE Phoenix MF, LP See All Filings	D/A	2017-06-30 18:37:17 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001670617 Filed Document 0001670617-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-30 18:37:17 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EE South Congress ER, LP See All Filings	D/A	2017-06-30 18:28:48 UTC
Amount To Be Raised $2,745,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001675940 Filed Document 0001675940-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-30 18:28:48 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VOP Trovillion L.P. See All Filings	D	2017-06-30 17:00:33 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001710712 Filed Document 0001654954-17-006056 Exclusions or Exemptions 506c Accepted Date 2017-06-30 17:00:33 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Cornerstone Bancshares, Inc. See All Filings	D	2017-06-30 14:56:34 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Situs Capital Management, LLC CIK Number 0001502762 Filed Document 0000950138-17-000510 Exclusions or Exemptions 506c Accepted Date 2017-06-30 14:56:34 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ART OF COACHING VOLLEYBALL, LLC See All Filings	D	2017-06-30 14:45:49 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001709570 Filed Document 0001709570-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-30 14:45:49 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WF3, LLC See All Filings	D	2017-06-30 14:08:27 UTC
Amount To Be Raised $255,000 Associated Brokers / Dealers N/A CIK Number 0001710907 Filed Document 0001710907-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-06-30 14:08:27 UTC Type of Offering D Industry Investing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Boulevard Plaza, LLC See All Filings	D	2017-06-30 13:38:58 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001710933 Filed Document 0001710933-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-30 13:38:58 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Brazil Consulting Services Holding, LLC See All Filings	D	2017-06-30 11:27:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001710500 Filed Document 0001710500-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-30 11:27:00 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
KB Dialysis Southwest, DST See All Filings	D	2017-06-30 09:23:00 UTC
Amount To Be Raised $6,725,000 Associated Brokers / Dealers N/A CIK Number 0001710820 Filed Document 0001710820-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-30 09:23:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
AMILLIONBRANDS.COM See All Filings	D	2017-06-29 17:24:18 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001709958 Filed Document 0001709958-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-06-29 17:24:18 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Juno Therapeutics, Inc. See All Filings	D/A	2017-06-29 16:34:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594864 Filed Document 0001594864-17-000029 Exclusions or Exemptions 506c Accepted Date 2017-06-29 16:34:26 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
IamBot Inc. See All Filings	D	2017-06-29 14:52:49 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001710367 Filed Document 0001710367-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-06-29 14:52:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BV Capital Multifamily Fund I LLC See All Filings	D/A	2017-06-29 11:34:03 UTC
Amount To Be Raised $23,500,000 Associated Brokers / Dealers Nobles and Richards, Inc CIK Number 0001665489 Filed Document 0001665489-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-29 11:34:03 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Wexford Focused Equities, L.P. See All Filings	D	2017-06-29 11:23:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707805 Filed Document 0000902664-17-002761 Exclusions or Exemptions 506c Accepted Date 2017-06-29 11:23:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Tide Mill LLC See All Filings	D	2017-06-29 09:05:39 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001705875 Filed Document 0001705875-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-06-29 09:05:39 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Christina Real Estate Investors 2, LLC See All Filings	D	2017-06-28 18:43:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Brandon Wilson CIK Number 0001707327 Filed Document 0001707327-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-28 18:43:50 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EWM Alternative Investments SPV, LLC- Series 2- Unicorn Technology See All Filings	D/A	2017-06-28 17:30:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698536 Filed Document 0001698536-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-06-28 17:30:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
NVNG Bridge Capital, LLC See All Filings	D	2017-06-28 16:13:53 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers na CIK Number 0001710708 Filed Document 0001710708-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-28 16:13:53 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
VC FinTech Fund II, LLC See All Filings	D	2017-06-28 15:28:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001710672 Filed Document 0001710672-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-28 15:28:27 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets $Not Applicable Type of Security Equity
Arelant, Inc. See All Filings	D	2017-06-28 12:19:24 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001703679 Filed Document 0001703679-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-28 12:19:24 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Permira Credit Solutions III Master (Feeder) L.P. See All Filings	D	2017-06-28 11:18:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709228 Filed Document 0001709663-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-06-28 11:18:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Permira Credit Solutions III Senior GBP L.P. See All Filings	D	2017-06-28 11:10:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Partners International LLP CIK Number 0001709308 Filed Document 0001709663-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-06-28 11:10:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Permira Credit Solutions III Master Euro L.P. See All Filings	D	2017-06-28 10:45:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709985 Filed Document 0001709663-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-06-28 10:45:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Coral Investment Partners, L.P. See All Filings	D/A	2017-06-28 08:33:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001682195 Filed Document 0001683168-17-001664 Exclusions or Exemptions 506c Accepted Date 2017-06-28 08:33:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
BCP COMMERCIAL REAL ESTATE FINANCE FUND, LLC See All Filings	D/A	2017-06-27 18:02:25 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001702482 Filed Document 0001702482-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-06-27 18:02:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Encore Kentucky 2017-G See All Filings	D	2017-06-27 17:25:14 UTC
Amount To Be Raised $5,317,416 Associated Brokers / Dealers N/A CIK Number 0001710542 Filed Document 0001144204-17-034459 Exclusions or Exemptions 506c Accepted Date 2017-06-27 17:25:14 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
Reflexion Interactive Technology, LLC See All Filings	D	2017-06-27 16:52:07 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001709855 Filed Document 0001709855-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-27 16:52:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
D3UC Ltd Liability Co See All Filings	D	2017-06-27 15:56:31 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Kyle Clark CIK Number 0001616078 Filed Document 0001616078-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-06-27 15:56:31 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Midland Four LS, LLC See All Filings	D	2017-06-27 15:41:22 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001710411 Filed Document 0001654954-17-005928 Exclusions or Exemptions 506c Accepted Date 2017-06-27 15:41:22 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
AVADIM TECHNOLOGIES INC See All Filings	D/A	2017-06-27 14:55:01 UTC
Amount To Be Raised $20,000,003 Associated Brokers / Dealers Westbury Group LLC CIK Number 0001614824 Filed Document 0001183740-17-000109 Exclusions or Exemptions 506c Accepted Date 2017-06-27 14:55:01 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Rivers of Gold, Alaska Mining, Global TV Show, Global Merchandising LP See All Filings	D	2017-06-27 13:47:23 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers David Sao Marcos CIK Number 0001710464 Filed Document 0001710464-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-27 13:47:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SSPH 1117 S Longwood LLC See All Filings	D	2017-06-27 11:26:23 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001710354 Filed Document 0001710354-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-27 11:26:23 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
NEO Farmaceuticals LLC See All Filings	D/A	2017-06-27 08:49:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001709598 Filed Document 0001709598-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-06-27 08:49:35 UTC Type of Offering D/A Industry Agriculture Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ROM3 Rehab LLC See All Filings	D	2017-06-26 20:49:12 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001600001 Filed Document 0001600001-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-06-26 20:49:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Other
NEO Farmaceuticals LLC See All Filings	D	2017-06-26 20:45:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001709598 Filed Document 0001709598-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-26 20:45:10 UTC Type of Offering D Industry Agriculture Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Alamere Ventures See All Filings	D	2017-06-26 19:11:20 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers XIAOJING GUO CIK Number 0001710345 Filed Document 0001710345-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-26 19:11:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lawn Buddy, LLC See All Filings	D	2017-06-26 17:00:39 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001710300 Filed Document 0001710300-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-26 17:00:39 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Trueline Capital Fund II, LLC See All Filings	D/A	2017-06-26 15:35:02 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001667867 Filed Document 0001667867-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-06-26 15:35:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Fairway America Fund VII, LP See All Filings	D/A	2017-06-26 13:15:34 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001618352 Filed Document 0001618352-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-26 13:15:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity