Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NAM Special Situations Fund I, LLC See All Filings	D/A	2016-07-26 10:42:38 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001665289 Filed Document 0001665289-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:42:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Doxly, Inc. See All Filings	D	2016-07-26 10:42:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001680620 Filed Document 0001680620-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:42:33 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
StemoniX, Inc. See All Filings	D	2016-07-26 10:37:21 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001663434 Filed Document 0001663434-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:37:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Pictet International Equity Fund LLC See All Filings	D	2016-07-26 10:31:05 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers n/a CIK Number 0001615425 Filed Document 0001615425-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:31:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Wyvern Medical Fund LP See All Filings	D/A	2016-07-26 10:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472433 Filed Document 0001472433-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Souktel Inc. See All Filings	D	2016-07-26 10:14:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001565726 Filed Document 0001565726-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:14:45 UTC Type of Offering D Industry Telecommunications Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Codeship Inc. See All Filings	D	2016-07-26 10:02:33 UTC
Amount To Be Raised $7,002,240 Associated Brokers / Dealers N/A CIK Number 0001599781 Filed Document 0001599781-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-26 10:02:33 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bell HNW West Coast Portfolio, LLC See All Filings	D	2016-07-26 09:44:20 UTC
Amount To Be Raised $33,381,000 Associated Brokers / Dealers N/A CIK Number 0001679912 Filed Document 0001679912-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 09:44:20 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Volition Capital Fund III, L.P. See All Filings	D	2016-07-26 09:43:56 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001675630 Filed Document 0001675630-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 09:43:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Progressive India Fund See All Filings	D/A	2016-07-26 09:28:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553275 Filed Document 0001553275-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 09:28:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Property Intel Corp. See All Filings	D	2016-07-26 09:20:09 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001680598 Filed Document 0001680598-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 09:20:09 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Intermediate Duration Fixed Income Trust See All Filings	D/A	2016-07-26 09:10:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494515 Filed Document 0001494515-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-26 09:10:05 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Oakley Kambel Corp See All Filings	D	2016-07-26 08:54:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680652 Filed Document 0001477932-16-011530 Exclusions or Exemptions 506b Accepted Date 2016-07-26 08:54:56 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account GVA 19 See All Filings	D/A	2016-07-26 08:28:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC and Royal Alliance Associates, Inc. CIK Number 0001440567 Filed Document 0001440567-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-26 08:28:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rotunda Medical Properties, L.P. See All Filings	D	2016-07-26 08:17:43 UTC
Amount To Be Raised $2,825,000 Associated Brokers / Dealers N/A CIK Number 0001680187 Filed Document 0001680187-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 08:17:43 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
INVENTUS CAPITAL PARTNERS FUND III, LTD. See All Filings	D	2016-07-26 07:23:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680226 Filed Document 0001680226-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-26 07:23:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2016-07-26 06:15:17 UTC
Amount To Be Raised $10,002 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-16-001002 Exclusions or Exemptions 506b Accepted Date 2016-07-26 06:15:17 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Total Return Income Fund, LLC See All Filings	D/A	2016-07-25 21:37:22 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001608039 Filed Document 0001608039-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-25 21:37:22 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Graham Partners IV, L.P. See All Filings	D/A	2016-07-25 21:36:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001649382 Filed Document 0001649382-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 21:36:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheon Systems, Inc. See All Filings	D	2016-07-25 20:47:32 UTC
Amount To Be Raised $28,758,858 Associated Brokers / Dealers N/A CIK Number 0001509079 Filed Document 0001509079-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 20:47:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Krome Photos, Inc. See All Filings	D	2016-07-25 19:32:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680210 Filed Document 0001673724-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-25 19:32:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
480 Holdings Ltd LLC See All Filings	D	2016-07-25 19:22:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673724 Filed Document 0001673724-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 19:22:30 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
MotoTrax, Inc. See All Filings	D	2016-07-25 19:11:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001679984 Filed Document 0001679984-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 19:11:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Town Street High Yield Full Discretion Fund, L.P. See All Filings	D	2016-07-25 18:57:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678881 Filed Document 0001625257-16-000173 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:57:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOVENTRIX INC See All Filings	D	2016-07-25 18:45:41 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers TAGLICH BROTHERS, INC. CIK Number 0001283259 Filed Document 0001461859-16-000029 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:45:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PAOLI SURGERY CENTER L P See All Filings	D	2016-07-25 18:44:51 UTC
Amount To Be Raised $276,900 Associated Brokers / Dealers N/A CIK Number 0000913919 Filed Document 0000913919-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:44:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Detection Group, Inc. See All Filings	D	2016-07-25 18:32:17 UTC
Amount To Be Raised $1,145,243 Associated Brokers / Dealers N/A CIK Number 0001602175 Filed Document 0001602175-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:32:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D	2016-07-25 18:30:56 UTC
Amount To Be Raised $1,370,000 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:30:56 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
CUNEXUS SOLUTIONS INC See All Filings	D	2016-07-25 18:23:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001439787 Filed Document 0001439787-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:23:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SHARETHIS INC See All Filings	D	2016-07-25 18:12:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001430050 Filed Document 0001430050-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:12:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Eagle Income Fund, LLC See All Filings	D	2016-07-25 18:06:47 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001626851 Filed Document 0001626851-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:06:47 UTC Type of Offering D Industry Investing Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NONAME CAPITAL LLC See All Filings	D	2016-07-25 18:05:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680700 Filed Document 0001680700-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 18:05:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SynGen Inc. See All Filings	D	2016-07-25 17:41:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001547876 Filed Document 0001547876-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:41:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REDWAVE ENERGY, INC. See All Filings	D	2016-07-25 17:36:04 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001544294 Filed Document 0001544294-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:36:04 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Knightsbridge Venture Capital IX-SPF LP See All Filings	D	2016-07-25 17:29:43 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001679729 Filed Document 0001679729-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:29:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Crust Holdings LLC See All Filings	D	2016-07-25 17:27:28 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001680690 Filed Document 0001680690-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:27:28 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Portfolio Advisors Secondary Fund III (Offshore), L.P. See All Filings	D	2016-07-25 17:26:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greenstone Group FZC CIK Number 0001680622 Filed Document 0000902664-16-007695 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:26:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
G Plus Fund, L.L.C. See All Filings	D/A	2016-07-25 17:25:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526779 Filed Document 0001140361-16-073281 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:25:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gresham G Plus Fund, Ltd. See All Filings	D/A	2016-07-25 17:25:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526782 Filed Document 0001140361-16-073280 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:25:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Onshore A Plus Fund, L.L.C. See All Filings	D/A	2016-07-25 17:23:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526778 Filed Document 0001140361-16-073277 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:23:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GIP CAPS Grendel Co-Invest, L.P. See All Filings	D	2016-07-25 17:22:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680702 Filed Document 0001140361-16-073275 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:22:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Onshore ETAP Fund, L.L.C. See All Filings	D/A	2016-07-25 17:21:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526712 Filed Document 0001140361-16-073273 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:21:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gresham A Plus Fund, Ltd. See All Filings	D/A	2016-07-25 17:19:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526713 Filed Document 0001140361-16-073269 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:19:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures V LLC, Series A-1 See All Filings	D/A	2016-07-25 17:19:50 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001679633 Filed Document 0001679633-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:19:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ETAP Fund, Ltd. See All Filings	D/A	2016-07-25 17:19:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483672 Filed Document 0001140361-16-073268 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:19:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TAP CommodityBuilder Fund, L.L.C. See All Filings	D/A	2016-07-25 17:18:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526718 Filed Document 0001140361-16-073267 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:18:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TAP Fund, Ltd. - TAP Strategy Portfolio See All Filings	D/A	2016-07-25 17:17:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483676 Filed Document 0001140361-16-073261 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:17:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ABS Capital Partners VIII-B, L.P. See All Filings	D/A	2016-07-25 17:14:18 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Shannon Advisors, LLC and Credit Suisse Securities (USA) LLC CIK Number 0001648931 Filed Document 0001648931-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:14:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DJF CommodityBuilder Fund, L.L.C. See All Filings	D/A	2016-07-25 17:13:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526717 Filed Document 0001140361-16-073258 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:13:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cinedigm Corp. See All Filings	D	2016-07-25 17:10:31 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001173204 Filed Document 0000932440-16-000432 Exclusions or Exemptions 506b Accepted Date 2016-07-25 17:10:31 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity