Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
G-Love LLC See All Filings	D	2018-09-06 16:54:43 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001752257 Filed Document 0001752257-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:54:43 UTC Type of Offering D Industry Restaurants Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Zeehaus Inc. See All Filings	C	2018-09-06 16:54:37 UTC
Financial Interest The intermediary will receive a number of Crowd Notes of the issuer that is equal to two percent (2.0%) of the total number of Crowd Notes sold by the issuer in the Offering. Filing Platform First Democracy VC Offering Amount $1,070,000 CIK Number 0001750894 Filed Document 0001750894-18-000001 Accepted Date 2018-09-06 16:54:37 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Legion Capital Corp See All Filings	1-A POS	2018-09-06 16:51:25 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001661166 Filed Document 0001213900-18-012215 Accepted Date 2018-09-06 16:51:25 UTC Type of Offering 1-A POS Industry INVESTMENT ADVICE Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $1,080,667 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Guggenheim Loan Fund, Ltd. See All Filings	D/A	2018-09-06 16:50:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001641541 Filed Document 0000899140-18-000496 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:50:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Partners Opportunistic Investment Grade Securities Private Pensions Fund, LLC See All Filings	D/A	2018-09-06 16:49:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001647291 Filed Document 0000899140-18-000495 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:49:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC See All Filings	D/A	2018-09-06 16:49:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001641219 Filed Document 0000899140-18-000494 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:49:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund I, a series of Nelstone Ventures, LP See All Filings	D/A	2018-09-06 16:48:58 UTC
Amount To Be Raised $2,408,000 Associated Brokers / Dealers N/A CIK Number 0001730403 Filed Document 0001730403-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:48:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GUGGENHEIM LOAN FUND, LLC See All Filings	D/A	2018-09-06 16:48:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001588382 Filed Document 0000899140-18-000493 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:48:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SURF AIR INC. See All Filings	D	2018-09-06 16:47:21 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001558124 Filed Document 0001567619-18-002199 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:47:21 UTC Type of Offering D Industry Other Travel Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
AQR DELTA XN Offshore Fund Ltd. See All Filings	D/A	2018-09-06 16:46:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill, Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001606428 Filed Document 0001537171-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:46:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Constellation Fund, SPC, for & on behalf of its Equities III Segregated Portfolio See All Filings	D/A	2018-09-06 16:42:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588829 Filed Document 0001588829-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:42:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crescent European Specialty Lending Fund II (Levered) LP See All Filings	D	2018-09-06 16:40:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sepulveda Distributors LLC CIK Number 0001748689 Filed Document 0001748689-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:40:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Physicians Senior Care Fund, LLC See All Filings	D	2018-09-06 16:39:40 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001517633 Filed Document 0001517633-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:39:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
STEELWOOD CAPITAL, LLC See All Filings	D/A	2018-09-06 16:38:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743364 Filed Document 0001743364-18-000006 Exclusions or Exemptions 506c Accepted Date 2018-09-06 16:38:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
AQR Managed Futures Offshore Fund Ltd. See All Filings	D/A	2018-09-06 16:38:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537171 Filed Document 0001537171-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:38:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fanfactor Inc See All Filings	D	2018-09-06 16:36:26 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001751775 Filed Document 0001751775-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-09-06 16:36:26 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Other
Krnc Inc. See All Filings	D	2018-09-06 16:33:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752236 Filed Document 0001752236-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:33:47 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Fanfactor Inc See All Filings	D	2018-09-06 16:32:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751775 Filed Document 0001751775-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:32:32 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
BrookTree Fund LLC See All Filings	D	2018-09-06 16:28:31 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001751723 Filed Document 0001751723-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-09-06 16:28:31 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Platform Ventures Diversified Housing REIT, LLC See All Filings	1-A/A	2018-09-06 16:28:13 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001726676 Filed Document 0001144204-18-048302 Accepted Date 2018-09-06 16:28:13 UTC Type of Offering 1-A/A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business KANSAS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Polaris TX11, LLC See All Filings	D	2018-09-06 16:22:35 UTC
Amount To Be Raised $2,624,681 Associated Brokers / Dealers N/A CIK Number 0001745973 Filed Document 0001745973-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:22:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL HEALTHCARE REIT, INC. See All Filings	D	2018-09-06 16:22:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers GVC Capital LLC CIK Number 0000727346 Filed Document 0001011034-18-000088 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:22:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Northwest Nutritional Foods LLC See All Filings	D	2018-09-06 16:16:59 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001662971 Filed Document 0001662971-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:16:59 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Aden Park Richmond Associates LP See All Filings	D	2018-09-06 16:16:08 UTC
Amount To Be Raised $11,375,000 Associated Brokers / Dealers N/A CIK Number 0001751968 Filed Document 0001751968-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:16:08 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Crescent European Specialty Loan Fund II (GBP) SCSp See All Filings	D	2018-09-06 16:13:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748136 Filed Document 0001748136-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:13:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
valisure llc See All Filings	D	2018-09-06 16:13:10 UTC
Amount To Be Raised $1,500,025 Associated Brokers / Dealers N/A CIK Number 0001721269 Filed Document 0001209191-18-049786 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:13:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Prosight Plus Fund, LP See All Filings	D/A	2018-09-06 16:07:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680381 Filed Document 0001680381-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:07:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archipelago Analytics, Inc. See All Filings	D	2018-09-06 16:06:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750629 Filed Document 0001750629-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:06:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BAHIA AM BRAZIL EQUITY FUND LLC See All Filings	D/A	2018-09-06 16:05:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535188 Filed Document 0001535188-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:05:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crafty Holdings, Inc. See All Filings	D	2018-09-06 16:04:31 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001740560 Filed Document 0001740560-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:04:31 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Ample, Inc. See All Filings	D	2018-09-06 16:04:08 UTC
Amount To Be Raised $25,449,981 Associated Brokers / Dealers N/A CIK Number 0001750259 Filed Document 0000897069-18-000523 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:04:08 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Intelligent Fund Management, LLC See All Filings	D/A	2018-09-06 16:03:48 UTC
Amount To Be Raised $5,000,210 Associated Brokers / Dealers N/A CIK Number 0001705871 Filed Document 0001705871-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-06 16:03:48 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ample, Inc. See All Filings	D	2018-09-06 16:01:26 UTC
Amount To Be Raised $5,116,174 Associated Brokers / Dealers N/A CIK Number 0001750259 Filed Document 0000897069-18-000522 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:01:26 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Alliant Tax Credit Fund 92, LP See All Filings	D	2018-09-06 16:01:14 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Alliant Equity Investments, LLC and Compass Securities Corporation CIK Number 0001752244 Filed Document 0001752244-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-06 16:01:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trilio Data Inc. See All Filings	D/A	2018-09-06 15:58:10 UTC
Amount To Be Raised $7,300,000 Associated Brokers / Dealers N/A CIK Number 0001721609 Filed Document 0001721609-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-06 15:58:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JCP Single-Asset Partnership, LP See All Filings	D/A	2018-09-06 15:57:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661071 Filed Document 0001315863-18-000708 Exclusions or Exemptions 506b Accepted Date 2018-09-06 15:57:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JCP Investment Partnership, LP See All Filings	D/A	2018-09-06 15:56:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461946 Filed Document 0001315863-18-000707 Exclusions or Exemptions 506b Accepted Date 2018-09-06 15:56:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JCP Investment Partnership II, Offshore Ltd. See All Filings	D/A	2018-09-06 15:54:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714842 Filed Document 0001315863-18-000706 Exclusions or Exemptions 506b Accepted Date 2018-09-06 15:54:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JCP Investment Partnership II, Domestic LP See All Filings	D/A	2018-09-06 15:53:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714841 Filed Document 0001315863-18-000705 Exclusions or Exemptions 506b Accepted Date 2018-09-06 15:53:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JCP Drawdown Partnership IV, LP See All Filings	D/A	2018-09-06 15:50:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722250 Filed Document 0001315863-18-000704 Exclusions or Exemptions 506b Accepted Date 2018-09-06 15:50:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Crescent European Specialty Loan Fund II SCSp See All Filings	D	2018-09-06 15:44:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748141 Filed Document 0001748141-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-06 15:44:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedTrust Holdings, Inc. See All Filings	D	2018-09-06 15:40:24 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001752242 Filed Document 0001752242-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-06 15:40:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CONCENTRATED ACTIVE EQUITY STRATEGIES, LLC See All Filings	D	2018-09-06 15:33:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001751979 Filed Document 0001751979-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-06 15:33:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Equity
BLUE HERON PARTNERS L P See All Filings	D/A	2018-09-06 15:29:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001284451 Filed Document 0001284451-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-06 15:29:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RWC Emerging Markets Equity Fund LP See All Filings	D	2018-09-06 15:28:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651287 Filed Document 0000902664-18-003364 Exclusions or Exemptions 506b Accepted Date 2018-09-06 15:28:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paystack, Inc. See All Filings	D	2018-09-06 15:20:43 UTC
Amount To Be Raised $10,205,002 Associated Brokers / Dealers N/A CIK Number 0001751829 Filed Document 0001751829-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-06 15:20:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Man FRM Alternative Multi-Strategy Fund QP a Series of Man FRM Multi-Strategy Fund LLC See All Filings	D/A	2018-09-06 15:17:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001459891 Filed Document 0001459891-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-06 15:17:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMF Bentham Ltd See All Filings	D	2018-09-06 15:15:23 UTC
Amount To Be Raised $3,148,974 Associated Brokers / Dealers N/A CIK Number 0001684212 Filed Document 0001684212-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-06 15:15:23 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business AUSTRALIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DotAlign, Inc. See All Filings	D	2018-09-06 15:14:40 UTC
Amount To Be Raised $3,006,054 Associated Brokers / Dealers N/A CIK Number 0001514754 Filed Document 0001514754-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-06 15:14:40 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Airwavz Solutions, Inc. See All Filings	D	2018-09-06 15:09:13 UTC
Amount To Be Raised $29,652,057 Associated Brokers / Dealers Citizens Capital Markets, Inc. CIK Number 0001597791 Filed Document 0001597791-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-06 15:09:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity