Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Snowball Fund, LP See All Filings	D/A	2018-09-07 13:36:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Young America Capital, LLC CIK Number 0001473405 Filed Document 0001473405-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:36:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Blockchain Holdings Capital Ventures, Inc. See All Filings	D	2018-09-07 13:34:49 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001614826 Filed Document 0001683168-18-002652 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:34:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cruxpoint Health Breakthrough, Inc. See All Filings	D	2018-09-07 13:34:36 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001751663 Filed Document 0001751663-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:34:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
venBio Select Fund Ltd. See All Filings	D/A	2018-09-07 13:28:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC and Direct Access Partners, LLC CIK Number 0001498990 Filed Document 0001498990-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:28:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WhiteSpruce Fund Ltd. See All Filings	D/A	2018-09-07 13:28:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711730 Filed Document 0001711730-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:28:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Aphios Pharma LLC See All Filings	C	2018-09-07 13:26:08 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001750795 Filed Document 0001669191-18-000398 Accepted Date 2018-09-07 13:26:08 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State MASSACHUSETTS
A-AMP-19-Fund, a series of AX-ViNt-Funds, LLC See All Filings	D/A	2018-09-07 13:22:49 UTC
Amount To Be Raised $178,000 Associated Brokers / Dealers N/A CIK Number 0001683552 Filed Document 0001683552-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:22:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
I-V Access Technology, Inc. See All Filings	D	2018-09-07 13:22:40 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001674987 Filed Document 0001674987-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:22:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Spyce Food Co. See All Filings	D	2018-09-07 13:20:28 UTC
Amount To Be Raised $21,040,241 Associated Brokers / Dealers N/A CIK Number 0001680647 Filed Document 0001680647-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:20:28 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Penn Square IV U.S. Real Estate Fund, LP See All Filings	D	2018-09-07 13:12:14 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Infinity Financial Services and LPL Financial LLC CIK Number 0001752121 Filed Document 0001752121-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:12:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 385, LLC See All Filings	D	2018-09-07 13:08:05 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001746493 Filed Document 0001739111-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:08:05 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
venBio Select Fund LLC See All Filings	D/A	2018-09-07 13:03:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC CIK Number 0001498991 Filed Document 0001498991-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:03:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstart Partners LP See All Filings	D/A	2018-09-07 12:59:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001666315 Filed Document 0000919574-18-006041 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:59:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ParkWhiz, Inc. See All Filings	D	2018-09-07 12:57:25 UTC
Amount To Be Raised $24,970,703 Associated Brokers / Dealers N/A CIK Number 0001614092 Filed Document 0001614092-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:57:25 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ModoPayments, LLC See All Filings	D	2018-09-07 12:50:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752297 Filed Document 0000897069-18-000526 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:50:24 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Investor Cash Management Holdings, Inc. See All Filings	D	2018-09-07 12:50:11 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001752147 Filed Document 0001752147-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:50:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FCAO NetCenter LLC See All Filings	D	2018-09-07 12:49:08 UTC
Amount To Be Raised $6,444,856 Associated Brokers / Dealers N/A CIK Number 0001752144 Filed Document 0001752144-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:49:08 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ACL ALTERNATIVE FUND SAC Ltd See All Filings	D/A	2018-09-07 12:48:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Uhlmann Price Securities, LLC, Citigroup Global Markets Inc., Wells Fargo Advisors Financial Network LLC, Wells Fargo Clearing Services, LLC, CAIS Capital LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley CIK Number 0001292004 Filed Document 0001292004-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:48:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snow Park Capital Partners Offshore Fund, Ltd. See All Filings	D/A	2018-09-07 12:45:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652696 Filed Document 0000919574-18-006039 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:45:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Eiger Funding (PCC) Ltd for the account of its protected cell, Cell 2 - SREO See All Filings	D	2018-09-07 12:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751627 Filed Document 0001751627-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:40:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snow Park Capital Partners Domestic Fund, LP See All Filings	D/A	2018-09-07 12:33:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652695 Filed Document 0000919574-18-006037 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:33:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vetd LLC See All Filings	D	2018-09-07 12:22:17 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001751939 Filed Document 0001751939-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:22:17 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
RealtyShares 328, LLC See All Filings	D	2018-09-07 12:21:49 UTC
Amount To Be Raised $2,211,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001739111 Filed Document 0001739111-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-09-07 12:21:49 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
XRO ENERGY LLC See All Filings	D	2018-09-07 12:16:33 UTC
Amount To Be Raised $38,000,000 Associated Brokers / Dealers N/A CIK Number 0001752138 Filed Document 0001752138-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:16:33 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
3:10 Capital WPF III, LLC See All Filings	D	2018-09-07 12:08:34 UTC
Amount To Be Raised $8,424,000 Associated Brokers / Dealers N/A CIK Number 0001734857 Filed Document 0001654954-18-009961 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:08:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UC Asset LP See All Filings	1-A POS	2018-09-07 12:02:39 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001723517 Filed Document 0001213900-18-012262 Accepted Date 2018-09-07 12:02:39 UTC Type of Offering 1-A POS Industry REAL ESTATE DEALERS (FOR THEIR OWN ACCOUNT) Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $882,932 State of Jurisdiction DELAWARE Type of Security Other(describe)
SAN FELASCO NURSERIES, INC. See All Filings	D	2018-09-07 11:54:06 UTC
Amount To Be Raised $600,215 Associated Brokers / Dealers N/A CIK Number 0001679814 Filed Document 0001679814-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:54:06 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Premier Storage II LLC See All Filings	D	2018-09-07 11:49:46 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001752310 Filed Document 0001752310-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:49:46 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NETLIST INC See All Filings	D	2018-09-07 11:34:57 UTC
Amount To Be Raised $2,270,000 Associated Brokers / Dealers N/A CIK Number 0001282631 Filed Document 0001713695-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:34:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Capitol Federal Financial, Inc. See All Filings	D	2018-09-07 11:32:34 UTC
Amount To Be Raised $39,113,238 Associated Brokers / Dealers N/A CIK Number 0001490906 Filed Document 0000927089-18-000329 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:32:34 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KANSAS Revenue or Assets $Over $100,000,000 Type of Security Equity
AHCO Bond Fund, LLC See All Filings	D/A	2018-09-07 11:27:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585243 Filed Document 0001585243-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:27:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Upland Outpatient Surgical Center, L.P. See All Filings	D	2018-09-07 11:24:58 UTC
Amount To Be Raised $490,875 Associated Brokers / Dealers N/A CIK Number 0001464000 Filed Document 0001464000-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:24:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Spring Care, Inc. See All Filings	D	2018-09-07 11:12:36 UTC
Amount To Be Raised $199,999 Associated Brokers / Dealers N/A CIK Number 0001716933 Filed Document 0001716933-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:12:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Partners for Payment Relief DE IV, LLC See All Filings	D	2018-09-07 11:09:32 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001615595 Filed Document 0001615595-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-07 11:09:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AHCO CORE FUND LLC See All Filings	D/A	2018-09-07 11:05:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001088968 Filed Document 0001088968-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:05:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Shinnecock Niche Opportunity Fund L.P. See All Filings	D/A	2018-09-07 11:05:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586849 Filed Document 0001586849-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:05:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZENITH ADVISORY GROUP PRIVATE EQUITY FUND LLC See All Filings	D	2018-09-07 11:01:29 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001752215 Filed Document 0001752215-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:01:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CK Diversified Fund LLC See All Filings	D/A	2018-09-07 10:55:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558319 Filed Document 0000945621-18-000290 Exclusions or Exemptions 506b Accepted Date 2018-09-07 10:55:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Seattle Capital Lenders, LLC See All Filings	D	2018-09-07 10:54:48 UTC
Amount To Be Raised $1,675,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001752032 Filed Document 0001752032-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 10:54:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Eckard Global, LLC See All Filings	D	2018-09-07 10:52:10 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-09-07 10:52:10 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MILA GROUP, LLC See All Filings	D	2018-09-07 10:40:48 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001728761 Filed Document 0001591408-18-000026 Exclusions or Exemptions 506b Accepted Date 2018-09-07 10:40:48 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Myriad Mobile, LLC See All Filings	D	2018-09-07 10:40:38 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001636229 Filed Document 0001636229-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-07 10:40:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
GREENOAKS CAPITAL MS LP - VINCEFINKEL SERIES See All Filings	D	2018-09-07 10:37:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752251 Filed Document 0001752251-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-07 10:37:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montana Urological Services LLC See All Filings	D	2018-09-07 10:34:37 UTC
Amount To Be Raised $178,800 Associated Brokers / Dealers N/A CIK Number 0001534102 Filed Document 0001534102-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-07 10:34:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
XANGBO TRADE CREDIT OFFSHORE FUND LTD. See All Filings	D/A	2018-09-07 10:32:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488888 Filed Document 0000919574-18-006033 Exclusions or Exemptions 506b Accepted Date 2018-09-07 10:32:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EJF Sidecar Fund, Series LLC See All Filings	D/A	2018-09-07 10:31:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capulent, LLC CIK Number 0001450970 Filed Document 0001750858-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-07 10:31:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snowsuit Studio, LLC See All Filings	D	2018-09-07 10:21:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001752298 Filed Document 0001752298-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 10:21:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Blockwise Fund I, LLC See All Filings	D	2018-09-07 10:19:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001750978 Filed Document 0001750978-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 10:19:45 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
RRIF VI, LP See All Filings	D/A	2018-09-07 10:18:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sunbelt Securities, Inc, Equus Financial Consulting LLC, and Spire Securities, LLC CIK Number 0001664650 Filed Document 0001664650-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-07 10:18:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Polaris TX12, LLC See All Filings	D	2018-09-07 10:16:15 UTC
Amount To Be Raised $5,317,500 Associated Brokers / Dealers N/A CIK Number 0001745970 Filed Document 0001745970-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 10:16:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity