Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fourth Dimension Income Fund LP See All Filings	D/A	2016-08-01 17:16:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514862 Filed Document 0001514862-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-01 17:16:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UGen Inc. See All Filings	D	2016-08-01 17:11:54 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001681186 Filed Document 0001681186-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-08-01 17:11:54 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FQS Alternatives, Multi Manager Quant Series LP See All Filings	D	2016-08-01 17:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681177 Filed Document 0001681177-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 17:08:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pawnguru, Inc. See All Filings	D	2016-08-01 17:05:42 UTC
Amount To Be Raised $1,919,298 Associated Brokers / Dealers N/A CIK Number 0001681149 Filed Document 0001681149-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 17:05:42 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
FQS Alternatives, Multi Manager Long Short Equity Series LP See All Filings	D	2016-08-01 16:58:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681180 Filed Document 0001681180-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:58:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TERI OAT REAL ESTATE FUND, LP See All Filings	D	2016-08-01 16:54:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680182 Filed Document 0001680182-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:54:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
DONNA SUMMER BROADWAY LLC See All Filings	D	2016-08-01 16:51:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681035 Filed Document 0001681035-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:51:02 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FQS Alternatives, Multi Manager Multi Strategy Series LP See All Filings	D	2016-08-01 16:49:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681181 Filed Document 0001681181-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:49:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEPHROS INC See All Filings	D/A	2016-08-01 16:44:21 UTC
Amount To Be Raised $10,162,500 Associated Brokers / Dealers N/A CIK Number 0001196298 Filed Document 0001209191-16-134615 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:44:21 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ARDELYX, INC. See All Filings	D	2016-08-01 16:36:48 UTC
Amount To Be Raised $110,000,008 Associated Brokers / Dealers N/A CIK Number 0001437402 Filed Document 0001140361-16-074089 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:36:48 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
D Orazio Capital - GLM, L.P. See All Filings	D	2016-08-01 16:30:32 UTC
Amount To Be Raised $3,556,000 Associated Brokers / Dealers N/A CIK Number 0001681067 Filed Document 0001393725-16-000248 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:30:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Toro Capital Fund II, LP See All Filings	D/A	2016-08-01 16:27:51 UTC
Amount To Be Raised $448,430,494 Associated Brokers / Dealers N/A CIK Number 0001660793 Filed Document 0001660793-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:27:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
CASTLERIGG PARTNERS, L.P. See All Filings	D/A	2016-08-01 16:19:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001068278 Filed Document 0001013594-16-001182 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:19:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Castlerigg Merger Arbitrage & Equity Event Fund, Ltd. See All Filings	D/A	2016-08-01 16:14:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001479083 Filed Document 0001013594-16-001181 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:14:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AbsoluteCARE, Inc. See All Filings	D	2016-08-01 16:12:35 UTC
Amount To Be Raised $13,650,000 Associated Brokers / Dealers N/A CIK Number 0001663277 Filed Document 0001663277-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:12:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Castlerigg Merger Arbitrage & Equity Event Fund, L.P. See All Filings	D/A	2016-08-01 16:06:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001479085 Filed Document 0001013594-16-001180 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:06:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CASTLERIGG INTERNATIONAL LTD See All Filings	D/A	2016-08-01 16:02:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001068409 Filed Document 0001013594-16-001179 Exclusions or Exemptions 506b Accepted Date 2016-08-01 16:02:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Castlerigg Active Investment Fund, Ltd. See All Filings	D/A	2016-08-01 15:55:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001565785 Filed Document 0001013594-16-001178 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:55:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Reverence Capital Partners Opportunities Fund I (AI), L.P. See All Filings	D/A	2016-08-01 15:53:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ascent Capital Advisors Limited, Firerush Ventures No. 3 LP, BTIG, LLC, Hycroft LLP, Moravia Capital AG, Sparring Partners Capital LLC, BW Albatross Invest Gmbh, and Penserra Securities, LLC CIK Number 0001621529 Filed Document 0000950103-16-015225 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:53:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FixtHub LLC See All Filings	D	2016-08-01 15:51:52 UTC
Amount To Be Raised $400,002 Associated Brokers / Dealers N/A CIK Number 0001681175 Filed Document 0001681175-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:51:52 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IMYourDoc.com, Inc. See All Filings	D	2016-08-01 15:51:23 UTC
Amount To Be Raised $751,224 Associated Brokers / Dealers N/A CIK Number 0001623493 Filed Document 0001623493-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:51:23 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Reverence Capital Partners Opportunities Fund I (Cayman), L.P. See All Filings	D/A	2016-08-01 15:50:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ascent Capital Advisors Limited, Firerush Ventures No. 3 LP, BTIG, LLC, Hycroft LLP, Moravia Capital AG, Sparring Partners Capital LLC, BW Albatross Invest Gmbh, and Penserra Securities, LLC CIK Number 0001621531 Filed Document 0000950103-16-015223 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:50:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LCP Tampa Investors, LLC See All Filings	D	2016-08-01 15:49:02 UTC
Amount To Be Raised $4,500,100 Associated Brokers / Dealers N/A CIK Number 0001680183 Filed Document 0001680183-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:49:02 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OAKSTAR BANCSHARES INC See All Filings	D	2016-08-01 15:47:56 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001452342 Filed Document 0001014108-16-000468 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:47:56 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Reverence Capital Partners Opportunities Fund I, L.P. See All Filings	D/A	2016-08-01 15:47:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ascent Capital Advisors Limited, Firerush Ventures No. 3 LP, BTIG, LLC, Hycroft LLP, Moravia Capital AG, Sparring Partners Capital LLC, BW Albatross Invest Gmbh, and Penserra Securities, LLC CIK Number 0001621530 Filed Document 0000950103-16-015222 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:47:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prime Meridian Small Business Lending Fund, LP See All Filings	D/A	2016-08-01 15:47:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614185 Filed Document 0001614185-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:47:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castlerigg Active Investment Fund, L.P. See All Filings	D/A	2016-08-01 15:44:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001565788 Filed Document 0001013594-16-001177 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:44:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hullabu Inc. See All Filings	D	2016-08-01 15:43:51 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001681243 Filed Document 0001681243-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:43:51 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
AIC Income Fund QP REIT, Inc. See All Filings	D	2016-08-01 15:35:08 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001587967 Filed Document 0001587954-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:35:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kamanu Holdings, LLC See All Filings	D	2016-08-01 15:14:19 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001681229 Filed Document 0001681229-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:14:19 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
ISAM SYSTEMATIC TREND See All Filings	D/A	2016-08-01 15:10:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590873 Filed Document 0001590873-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:10:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Luvo, Inc. See All Filings	D	2016-08-01 15:06:48 UTC
Amount To Be Raised $14,870,939 Associated Brokers / Dealers N/A CIK Number 0001577963 Filed Document 0001577963-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:06:48 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AIC Income Fund, L.P. See All Filings	D	2016-08-01 15:01:41 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001587954 Filed Document 0001587954-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:01:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ISAM SYSTEMATIC TREND LLC See All Filings	D/A	2016-08-01 15:00:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stephens Inc. CIK Number 0001591138 Filed Document 0001591138-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-01 15:00:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
DogHero, Ltd. See All Filings	D	2016-08-01 14:58:31 UTC
Amount To Be Raised $3,095,201 Associated Brokers / Dealers N/A CIK Number 0001679568 Filed Document 0001679568-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 14:58:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sapienco, Inc. See All Filings	D	2016-08-01 14:56:08 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001680706 Filed Document 0001680706-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 14:56:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Industrious National Management Co LLC See All Filings	D	2016-08-01 14:45:57 UTC
Amount To Be Raised $12,147,501 Associated Brokers / Dealers N/A CIK Number 0001680969 Filed Document 0001680969-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 14:45:57 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aligned Telehealth, Inc. See All Filings	D	2016-08-01 14:36:22 UTC
Amount To Be Raised $11,892,762 Associated Brokers / Dealers N/A CIK Number 0001586137 Filed Document 0001586137-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-01 14:36:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vesta Technology, Inc. See All Filings	D/A	2016-08-01 14:31:02 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001671115 Filed Document 0001671115-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-01 14:31:02 UTC Type of Offering D/A Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
23RD AVE 305, LLC See All Filings	D	2016-08-01 14:26:56 UTC
Amount To Be Raised $305,000 Associated Brokers / Dealers N/A CIK Number 0001681230 Filed Document 0001681230-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 14:26:56 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
BIOVENTRIX INC See All Filings	D/A	2016-08-01 14:26:36 UTC
Amount To Be Raised $8,250,000 Associated Brokers / Dealers TAGLICH BROTHERS, INC. CIK Number 0001283259 Filed Document 0001461859-16-000030 Exclusions or Exemptions 506b Accepted Date 2016-08-01 14:26:36 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Vestaron Corp See All Filings	D	2016-08-01 14:23:49 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001398181 Filed Document 0001398181-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 14:23:49 UTC Type of Offering D Industry Agriculture Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ESCHATON OPPORTUNITIES FUND II LP See All Filings	D/A	2016-08-01 14:06:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678483 Filed Document 0001678483-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-01 14:06:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ESCHATON OPPORTUNITIES FUND I LP See All Filings	D/A	2016-08-01 14:05:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678485 Filed Document 0001678485-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-01 14:05:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SWIMLANE LLC See All Filings	D	2016-08-01 14:04:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001680930 Filed Document 0001680930-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-01 14:04:24 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Indus Markor Master Fund, L.P. See All Filings	D/A	2016-08-01 13:45:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468489 Filed Document 0000919574-16-014372 Exclusions or Exemptions 506b Accepted Date 2016-08-01 13:45:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
INDUS PACIFICHOICE MASTER FUND, L.P. See All Filings	D/A	2016-08-01 13:41:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527690 Filed Document 0000919574-16-014369 Exclusions or Exemptions 506b Accepted Date 2016-08-01 13:41:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Indus Oreamnos Fund, SPC - Segregated Portfolio 1 See All Filings	D	2016-08-01 13:38:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680740 Filed Document 0000919574-16-014367 Exclusions or Exemptions 506b Accepted Date 2016-08-01 13:38:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sunset Digital Communications, Inc. See All Filings	D/A	2016-08-01 13:32:19 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001673730 Filed Document 0001673730-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-01 13:32:19 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Walnut Grove Partners LP See All Filings	D/A	2016-08-01 13:29:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579432 Filed Document 0001579432-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-01 13:29:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity