Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fairfield Offset #8, L.P. See All Filings	D	2018-09-12 09:56:03 UTC
Amount To Be Raised $1,164,000 Associated Brokers / Dealers N/A CIK Number 0001752755 Filed Document 0001752755-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-12 09:56:03 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property
Ancile Global Diversification Fund I LLC See All Filings	D/A	2018-09-12 09:52:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321908 Filed Document 0001321908-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 09:52:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CRF Baltimore Affordable Housing, LLC See All Filings	C	2018-09-12 09:42:13 UTC
Financial Interest Filing Platform NSSC Funding Portal, LLC Offering Amount $500,000 CIK Number 0001745594 Filed Document 0001745594-18-000001 Accepted Date 2018-09-12 09:42:13 UTC Type of Offering C Security Offered Amount 1,000 Security Offered Type Preferred Stock State GEORGIA
TWO SIGMA COMPASS CAYMAN FUND, LTD. See All Filings	D/A	2018-09-12 09:38:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470920 Filed Document 0000919574-18-006101 Exclusions or Exemptions 506b Accepted Date 2018-09-12 09:38:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ReAlta Life Sciences, Inc. See All Filings	D	2018-09-12 09:10:44 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001752530 Filed Document 0001752530-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 09:10:44 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Good Hill Overseas Fund Ltd See All Filings	D/A	2018-09-12 06:21:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001388567 Filed Document 0000902664-18-003389 Exclusions or Exemptions 506b Accepted Date 2018-09-12 06:21:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Good Hill Partners Fund LP See All Filings	D/A	2018-09-12 06:17:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001470636 Filed Document 0000902664-18-003388 Exclusions or Exemptions 506b Accepted Date 2018-09-12 06:17:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MKP Select, L.P. See All Filings	D/A	2018-09-12 06:14:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714853 Filed Document 0000902664-18-003387 Exclusions or Exemptions 506b Accepted Date 2018-09-12 06:14:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alanda Opportunities Fund LP See All Filings	D/A	2018-09-12 06:10:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716784 Filed Document 0000902664-18-003386 Exclusions or Exemptions 506b Accepted Date 2018-09-12 06:10:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Managed Accounts PLC - MW Eureka SRI Fund See All Filings	D/A	2018-09-12 06:07:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684384 Filed Document 0000902664-18-003385 Exclusions or Exemptions 506b Accepted Date 2018-09-12 06:07:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RWC Frontier Markets Opportunity Fund LP See All Filings	D/A	2018-09-12 06:01:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651265 Filed Document 0000902664-18-003384 Exclusions or Exemptions 506b Accepted Date 2018-09-12 06:01:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Daniel Boone Fund LLC See All Filings	D/A	2018-09-12 06:01:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529267 Filed Document 0000902664-18-003383 Exclusions or Exemptions 506b Accepted Date 2018-09-12 06:01:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sing 1, LLC See All Filings	C/A	2018-09-11 20:49:50 UTC
Financial Interest None Filing Platform NextSeed US LLC Offering Amount $107,000 CIK Number 0001746343 Filed Document 0001746343-18-000004 Accepted Date 2018-09-11 20:49:50 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State TEXAS
Provenance SPV, LLC See All Filings	D	2018-09-11 20:31:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736755 Filed Document 0001736755-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-11 20:31:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Packet Host, Inc. See All Filings	D	2018-09-11 20:01:41 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001675222 Filed Document 0001675222-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-11 20:01:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Granite Hill Opportunities Fund II, L.P. See All Filings	D/A	2018-09-11 19:53:58 UTC
Amount To Be Raised $24,640,000 Associated Brokers / Dealers N/A CIK Number 0001669826 Filed Document 0001669826-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 19:53:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PRESCOTT SWAIN I, LLC See All Filings	D	2018-09-11 19:51:29 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001752649 Filed Document 0001752649-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 19:51:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BR Jefferson Place, DST See All Filings	D	2018-09-11 19:43:07 UTC
Amount To Be Raised $26,269,952 Associated Brokers / Dealers EMERSON EQUITY LLC, CFD INVESTMENTS, INC., COURTLANDT SECURITIES CORPORATION, and LIGHTPATH CAPITAL, INC CIK Number 0001752246 Filed Document 0001752246-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 19:43:07 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Urological Institute of Maryland, LLC See All Filings	D	2018-09-11 19:29:05 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001752742 Filed Document 0001752742-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 19:29:05 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Inyo Absolute Return LP See All Filings	D	2018-09-11 19:13:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683244 Filed Document 0001683244-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 19:13:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wilshire Quinn Income Fund, LLC See All Filings	D/A	2018-09-11 19:04:43 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001751934 Filed Document 0001751934-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-09-11 19:04:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Viziv Technologies, LLC See All Filings	D	2018-09-11 18:57:10 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001684586 Filed Document 0001684586-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-09-11 18:57:10 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 283 See All Filings	D	2018-09-11 18:54:37 UTC
Amount To Be Raised $105,022 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001747916 Filed Document 0001750583-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-09-11 18:54:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FIRST US BANCSHARES INC See All Filings	D	2018-09-11 18:54:12 UTC
Amount To Be Raised $2,299,006 Associated Brokers / Dealers N/A CIK Number 0000717806 Filed Document 0000717806-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 18:54:12 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ALABAMA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Mycroft AI Inc. See All Filings	C/A	2018-09-11 18:51:03 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,998 CIK Number 0001685404 Filed Document 0001665160-18-000914 Accepted Date 2018-09-11 18:51:03 UTC Type of Offering C/A Security Offered Amount 6,370 Security Offered Type Other State MISSOURI
Transatlantic Real Estate LLC See All Filings	C	2018-09-11 18:35:00 UTC
Financial Interest None Filing Platform truCrowd, Inc Offering Amount $1,070,000 CIK Number 0001751443 Filed Document 0001751443-18-000001 Accepted Date 2018-09-11 18:35:00 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MICHIGAN
Colorado Multifamily Portfolio IV DST See All Filings	D/A	2018-09-11 18:33:46 UTC
Amount To Be Raised $115,374,057 Associated Brokers / Dealers Michael Franklin, Gregory Mankey, Iaian Filippini, Jennifer Wildman, David Levinson, Mark Baran, Joseph Broadbent, Cynthia Shelton, Christina Nielson, Kenneth Tanaka, Edward Fernandez, Justin Lowy, Kirk Dobson, Christopher Riel, Roger Coit, Alex Kowalski, Troy Thomas, Stuart Valentine, Tom Velken, Edwin Suzuki, Carl Benedict, Jordan Murray, Paul Getty, Chay Lapin, Raymond DeWitt, David Hays, Jason Salmon, Gordon Hamilton, Josh Griffin, Craig Rollins, Andrew Friedman, Robert Binkele, Jack Creighton, Bryon Martinsen, Clint Potts, Michael Puls, William Herford, Scott Sheehan, David Kangas, Jason Santos, Toni Sutherland, Dieter Thurow, Neil McAuliffe, Michael Stieglitz, Scott Parker Inabnet, Ronald Manso, Ronald Myers, Robert Smith, Robert Schultz, David Anderson, Aaron Broz, Mark Gillelen, Milan Madhani, Michael Moomaw, Damian Dering, Benjamin Horn, Shao-Tsung Tseng, John Weiss, Christopher Haberl, Ann Stewart, Charles Wagner, Larry Law, Michael Desepoli, Byron Ishiwata, John Nguyen, John Marcheso, Taylor Ashland, John Lewis, RCX Capital Group LLC, Eric Scaff, Chris Vizzi, Timothy Croak, Christina Orta, Brian Peardon, Samuel Heller, William Tufts, Scott Offerman, Benjamin Disalle, Mike Kilpatrick, Peter Mc Neil, Aubrey Morrow, Frank Maldonado, Kevin Fitzgerald, Scott Brown, Roberto J Duran, Ross Atefi, John McKee, Kevin Neyrey, Terri Fassi, Spencer Weston, Daniel Ruben, Kristina Paz, Ann Stewart, Karen Codman, Loren Kagan, Nathan Kuhn, Jack Thomas, Biho Cha, Donovan Kelly, and Matthew Roberson CIK Number 0001734673 Filed Document 0001747750-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-11 18:33:46 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Florida Multifamily Portfolio DST See All Filings	D/A	2018-09-11 18:25:16 UTC
Amount To Be Raised $36,472,643 Associated Brokers / Dealers Troy Thomas, Peter Finnegan, Chris Boynton, Corbin Thomas, Inland Securities Corporation, James Lamont, Iaian Filippini, Scott Sheehan, Justin Lowy, David Levinson, Biho Cha, Ronald Cole, John Jenkins, Edward Fernandez, David Dahill, Timothy Whipple, Alexander Haviland, Jeff Graumlich, Brian Kampbell, Adam Bryan, Trawnegan Gall, Christina Nielson, Mark Gopen, Brian Vosberg, James Watkins, Shelley Cole, Robert Charlton, Ivan West, Evan Dickens, Thomas Paine, Dan Werry, Michael Franklin, Lois Leynse, Andres Ichaso, Dinesh Gupta, Grant Conness, Kyle Imholte, Konstantin Chrenow, Jeffrey Bangerter, Jody Otto, Ronald Pompei, Stephen Holt, Douglas Langley, Nir Regev, John Vento, Lynn Rotz, Timur Mezhlumov, Ryan Haag, Terry Shea, Keith Patterson, Jason McMurtry, James Walesa, Barbara Larson, John Azzara, Andrew Martz, Eric Bicknese, Adam Young, Scott Sheehan, Carmen Morrone, Marcel Pahmer, Roger Gamble, James Parry, Edward Waldron, Bryan Decker, Wil Felix, Joshua Koehnen, George Vieth, Peter Mc Neil, Christopher Halbleib, Jared Sutton, John Chess, Patrick Conway, Rohn Hein, and Carl Worden CIK Number 0001741029 Filed Document 0001747750-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-11 18:25:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TRA 1138 SPONSOR, LP See All Filings	D	2018-09-11 18:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752473 Filed Document 0001752473-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 18:24:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Florida Multifamily Portfolio II DST See All Filings	D/A	2018-09-11 18:17:44 UTC
Amount To Be Raised $98,479,389 Associated Brokers / Dealers Debra Schleining, Jason McMurtry, Edward Fernandez, Curt Smiley, Joseph Nugent, David Levinson, Troy Thomas, John Uyeki, Kirk Dobson, Andrew Pesha, Daniel Raupp, Gali Horev, Jennifer Jost, Paul Getty, John Powell, Coleman Goldsmith, Brian Herking, Jeff Vollmer, Matt Rubis, Donald Meredith, Kerri Sullivan-Kreiss, Jesus Quezada, Daniel Charron, James Walesa, Carmen Morrone, Gene Alvin Brehm, Brian Horn, Richard Grace, Daniel Moskowitz, Christina Nielson, James Parry, Kraig Mickelsen, Trawnegan Gall, Stacey Morimoto, Lisa Lyons, Mark Cosenza, Steven Smith, William Hensley, Ann Stewart, David Eurton, Robert Coleman, Stephen Quiner, Byron Ishiwata, Inland Securities Corporation, Robert Smith, Ronald York, Patrick Conway, Matthew Myers, Brian Kern, Jordan Murray, and George Martin CIK Number 0001747750 Filed Document 0001747750-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-11 18:17:44 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
IOOI See All Filings	D	2018-09-11 18:08:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001752665 Filed Document 0001752665-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 18:08:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Kaaboo Texas Investments, LLC See All Filings	D	2018-09-11 18:00:11 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001751898 Filed Document 0001014108-18-000212 Exclusions or Exemptions 506b Accepted Date 2018-09-11 18:00:11 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
A-TAF-18-Fund, a series of AX-AlaDge-Funds, LP See All Filings	D	2018-09-11 17:59:18 UTC
Amount To Be Raised $134,500 Associated Brokers / Dealers N/A CIK Number 0001750583 Filed Document 0001750583-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:59:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CFBB Pictures, LLC See All Filings	C	2018-09-11 17:57:07 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001750358 Filed Document 0001665160-18-000912 Accepted Date 2018-09-11 17:57:07 UTC Type of Offering C Security Offered Amount 100 Security Offered Type Common Stock State NORTH CAROLINA
PH Hammetts Wharf Partners, LLC See All Filings	D	2018-09-11 17:51:33 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001752658 Filed Document 0001752658-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:51:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
500 Durians II, L.P. See All Filings	D/A	2018-09-11 17:43:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688193 Filed Document 0001688193-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-11 17:43:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Armistice Capital Offshore Fund Ltd. See All Filings	D/A	2018-09-11 17:35:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554378 Filed Document 0000919574-18-006099 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:35:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Scene2Order LLC See All Filings	D	2018-09-11 17:27:45 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001752730 Filed Document 0001752730-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:27:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silverwest-I Clayton Holdings, LLC See All Filings	D	2018-09-11 17:23:56 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001751900 Filed Document 0001751900-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:23:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trait Inc. See All Filings	C/A	2018-09-11 17:23:44 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $106,999 CIK Number 0001743730 Filed Document 0001665160-18-000910 Accepted Date 2018-09-11 17:23:44 UTC Type of Offering C/A Security Offered Amount 41,666 Security Offered Type Common Stock State VIRGINIA
Armistice Capital Fund LP See All Filings	D/A	2018-09-11 17:23:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554349 Filed Document 0000919574-18-006096 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:23:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Liquid Science Holdings, LLC See All Filings	D	2018-09-11 17:22:38 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers NONE CIK Number 0001702565 Filed Document 0001702565-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:22:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Toast Spirits LLC See All Filings	D	2018-09-11 17:11:19 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001503882 Filed Document 0001503882-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:11:19 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Carmenta Growth Portfolio 2017, L.P. See All Filings	D/A	2018-09-11 17:08:14 UTC
Amount To Be Raised $34,359,999 Associated Brokers / Dealers N/A CIK Number 0001717856 Filed Document 0001717856-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:08:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
500 Fintech, L.P. See All Filings	D/A	2018-09-11 17:08:09 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001671021 Filed Document 0001671021-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-11 17:08:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Dominis-Embree AHA GP, LLC See All Filings	D	2018-09-11 17:08:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001751039 Filed Document 0001751039-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-11 17:08:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
500 Falcons, L.P. See All Filings	D/A	2018-09-11 17:06:23 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001659234 Filed Document 0001659234-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-11 17:06:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Caerus DT Fund, LLC See All Filings	D/A	2018-09-11 17:03:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618858 Filed Document 0001746111-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:03:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarborOne Bancorp, Inc. See All Filings	D	2018-09-11 17:00:05 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. and FIG Partners, LLC CIK Number 0001668224 Filed Document 0001668224-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:00:05 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
500 Startups Vietnam, L.P. See All Filings	D/A	2018-09-11 16:56:48 UTC
Amount To Be Raised $15,020,000 Associated Brokers / Dealers N/A CIK Number 0001667852 Filed Document 0001667852-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-11 16:56:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund