Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Venture City Fund I, L.P. See All Filings	D/A	2018-09-13 11:20:15 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001710725 Filed Document 0001710725-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 11:20:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VPEG Pinnacle III, LLC See All Filings	D	2018-09-13 11:19:40 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001752710 Filed Document 0001752710-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 11:19:40 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
TEGEAN OFFSHORE FUND LTD See All Filings	D/A	2018-09-13 11:19:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454541 Filed Document 0000919574-18-006115 Exclusions or Exemptions 506b Accepted Date 2018-09-13 11:19:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AG Asia Realty Fund IV, L.P. See All Filings	D	2018-09-13 11:17:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Castling Investment Group CIK Number 0001748924 Filed Document 0001748924-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 11:17:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEGEAN FUND LP See All Filings	D/A	2018-09-13 11:16:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454540 Filed Document 0000919574-18-006113 Exclusions or Exemptions 506b Accepted Date 2018-09-13 11:16:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aegis Special Situations Fund LLC - Series Education I See All Filings	D	2018-09-13 11:16:26 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001752625 Filed Document 0001752625-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 11:16:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wasabi Technologies, Inc. See All Filings	D	2018-09-13 11:12:39 UTC
Amount To Be Raised $13,400,000 Associated Brokers / Dealers N/A CIK Number 0001674548 Filed Document 0000897069-18-000537 Exclusions or Exemptions 506b Accepted Date 2018-09-13 11:12:39 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Private Equity 2018 LLC See All Filings	D/A	2018-09-13 11:08:23 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001739273 Filed Document 0001739273-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-13 11:08:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Trilogy Investment Funds PLC-Trilogy Emerging Wealth Fund See All Filings	D/A	2018-09-13 11:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trilogy Global Advisors International LLP CIK Number 0001557952 Filed Document 0000919574-18-006111 Exclusions or Exemptions 506b Accepted Date 2018-09-13 11:06:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Veruna, Inc. See All Filings	D	2018-09-13 11:06:49 UTC
Amount To Be Raised $3,139,998 Associated Brokers / Dealers N/A CIK Number 0001739229 Filed Document 0001739229-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 11:06:49 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Wasabi Technologies, Inc. See All Filings	D	2018-09-13 11:06:44 UTC
Amount To Be Raised $39,816,025 Associated Brokers / Dealers N/A CIK Number 0001674548 Filed Document 0000897069-18-000536 Exclusions or Exemptions 506b Accepted Date 2018-09-13 11:06:44 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Improved Nature, LLC See All Filings	D	2018-09-13 11:05:58 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001752636 Filed Document 0001752636-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 11:05:58 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Debt
Avvay, Inc. See All Filings	D	2018-09-13 11:03:32 UTC
Amount To Be Raised $1,675,022 Associated Brokers / Dealers N/A CIK Number 0001727580 Filed Document 0001727580-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-13 11:03:32 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Lord Abbett Short Duration Credit Trust See All Filings	D/A	2018-09-13 10:59:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001653088 Filed Document 0001653088-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 10:59:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Funicular Fund (BVI), Ltd. See All Filings	D	2018-09-13 10:56:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752622 Filed Document 0001752622-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 10:56:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MicroVascular Tissues, Inc. See All Filings	D	2018-09-13 10:43:50 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001607334 Filed Document 0001607334-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 10:43:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
USEDC 2018 A Drilling Fund LP See All Filings	D/A	2018-09-13 10:42:40 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Michael Reiman CIK Number 0001739764 Filed Document 0001739764-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-09-13 10:42:40 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Rael Inc. See All Filings	D	2018-09-13 10:42:22 UTC
Amount To Be Raised $17,080,000 Associated Brokers / Dealers N/A CIK Number 0001737184 Filed Document 0001737184-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-13 10:42:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INTERTECH SECURITY GROUP, LLC See All Filings	D/A	2018-09-13 10:40:01 UTC
Amount To Be Raised $1,063,561 Associated Brokers / Dealers N/A CIK Number 0001615332 Filed Document 0001615332-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-13 10:40:01 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Funicular Fund, LP See All Filings	D	2018-09-13 10:36:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752618 Filed Document 0001752618-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 10:36:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metritrack,Inc. See All Filings	D	2018-09-13 10:33:02 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers None CIK Number 0001623473 Filed Document 0001623473-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-13 10:33:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
BioFluidica, Inc. See All Filings	D	2018-09-13 10:31:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001670738 Filed Document 0001670738-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 10:31:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
clirSPV LLC See All Filings	D	2018-09-13 10:30:02 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001747304 Filed Document 0001747304-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 10:30:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Equity
Fort Myers Reef Partners, LLC See All Filings	D	2018-09-13 10:28:34 UTC
Amount To Be Raised $1,737,500 Associated Brokers / Dealers N/A CIK Number 0001752682 Filed Document 0001752682-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 10:28:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2018 A Drilling Fund LP See All Filings	D/A	2018-09-13 10:28:27 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Joseph Dambrosio CIK Number 0001739764 Filed Document 0001739764-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-09-13 10:28:27 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Record Umbrella Fund See All Filings	D	2018-09-13 10:28:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561365 Filed Document 0001561365-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 10:28:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodmont Frisco Academy, LLC See All Filings	D	2018-09-13 10:26:59 UTC
Amount To Be Raised $927,000 Associated Brokers / Dealers N/A CIK Number 0001752841 Filed Document 0001752841-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-13 10:26:59 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Galaxy Benchmark Crypto Index Offshore Fund, Ltd. See All Filings	D	2018-09-13 10:24:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749818 Filed Document 0000950103-18-010734 Exclusions or Exemptions 506c Accepted Date 2018-09-13 10:24:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petra Pharma Corp See All Filings	D	2018-09-13 10:20:48 UTC
Amount To Be Raised $10,000,005 Associated Brokers / Dealers N/A CIK Number 0001662118 Filed Document 0001662118-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-13 10:20:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2018-09-13 10:20:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-09-13 10:20:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2018 A Drilling Fund LP See All Filings	D/A	2018-09-13 10:17:38 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Joseph Dambrosio CIK Number 0001739764 Filed Document 0001739764-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-09-13 10:17:38 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
USEDC 2018 A Drilling Fund LP See All Filings	D/A	2018-09-13 10:10:07 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Gary Sauve CIK Number 0001739764 Filed Document 0001739764-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-09-13 10:10:07 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Fort Myers Reef Partners II, LLC See All Filings	D	2018-09-13 09:59:44 UTC
Amount To Be Raised $15,687,500 Associated Brokers / Dealers N/A CIK Number 0001752680 Filed Document 0001752680-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 09:59:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2018 A Drilling Fund LP See All Filings	D/A	2018-09-13 09:58:34 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Scott Lehigh CIK Number 0001739764 Filed Document 0001739764-18-000016 Exclusions or Exemptions 506b Accepted Date 2018-09-13 09:58:34 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Aqualitas Inc. See All Filings	D	2018-09-13 09:57:58 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001711917 Filed Document 0001711917-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-13 09:57:58 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Edgestream Nias Fund, Ltd. See All Filings	D/A	2018-09-13 09:51:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496123 Filed Document 0001315863-18-000719 Exclusions or Exemptions 506b Accepted Date 2018-09-13 09:51:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
C360 Technologies, Inc. See All Filings	D	2018-09-13 09:43:35 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001689049 Filed Document 0001689049-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 09:43:35 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
FARMHOUSE SCOTTSDALE LLC See All Filings	D	2018-09-13 09:42:06 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001742381 Filed Document 0001591408-18-000028 Exclusions or Exemptions 506b Accepted Date 2018-09-13 09:42:06 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atana, Inc. See All Filings	D	2018-09-13 09:40:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751659 Filed Document 0001751659-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-09-13 09:40:56 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Gathering, Inc. See All Filings	D	2018-09-13 09:37:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001665182 Filed Document 0001665182-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 09:37:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PF4, LLC See All Filings	D	2018-09-13 09:34:47 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001698743 Filed Document 0001698743-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-13 09:34:47 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aegon High Yield Fund, a series of Aegon AM Funds, LLC See All Filings	D/A	2018-09-13 09:24:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716663 Filed Document 0001716663-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 09:24:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Little Pharma, Inc. See All Filings	D	2018-09-13 08:36:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001752787 Filed Document 0001209191-18-050747 Exclusions or Exemptions 506b Accepted Date 2018-09-13 08:36:57 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Glacier Pass Partners LP See All Filings	D/A	2018-09-13 08:17:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737303 Filed Document 0001737303-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-13 08:17:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Toro Capital Income Fund LP See All Filings	D/A	2018-09-13 08:11:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517958 Filed Document 0001517958-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 08:11:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PBRELF I, LLC See All Filings	D/A	2018-09-13 08:09:24 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001500821 Filed Document 0001730608-18-000005 Exclusions or Exemptions 506c Accepted Date 2018-09-13 08:09:24 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BRELF II, LLC See All Filings	D/A	2018-09-13 08:05:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001607840 Filed Document 0001730608-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-09-13 08:05:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BRELF III, LLC See All Filings	D/A	2018-09-13 08:01:41 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Broadmark Capital LLC CIK Number 0001730608 Filed Document 0001730608-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-09-13 08:01:41 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Saba Capital CEF Opportunities 2 Offshore, Ltd. See All Filings	D/A	2018-09-13 06:18:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683717 Filed Document 0000902664-18-003421 Exclusions or Exemptions 506b Accepted Date 2018-09-13 06:18:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba Capital CEF Opportunities 2 Onshore, L.P. See All Filings	D/A	2018-09-13 06:14:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683728 Filed Document 0000902664-18-003420 Exclusions or Exemptions 506b Accepted Date 2018-09-13 06:14:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund