Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sophos Return Partners, L.P. See All Filings	D/A	2016-08-04 16:33:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615980 Filed Document 0000935836-16-001043 Exclusions or Exemptions 506b Accepted Date 2016-08-04 16:33:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Assurity Energy Holdings, LLC See All Filings	D/A	2016-08-04 16:32:29 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001609750 Filed Document 0001209191-16-135501 Exclusions or Exemptions 506b Accepted Date 2016-08-04 16:32:29 UTC Type of Offering D/A Industry Investing Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
83rd & Thunderbird, LLC See All Filings	D	2016-08-04 16:29:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001681538 Filed Document 0001681538-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 16:29:41 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Weller Investment I, LLC See All Filings	D	2016-08-04 16:27:24 UTC
Amount To Be Raised $2,115,000 Associated Brokers / Dealers N/A CIK Number 0001680968 Filed Document 0001680968-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 16:27:24 UTC Type of Offering D Industry Investing Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Sophos Alpha Partners, L.P. See All Filings	D/A	2016-08-04 16:26:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615968 Filed Document 0000935836-16-001042 Exclusions or Exemptions 506b Accepted Date 2016-08-04 16:26:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRATEGIC ALTERNATIVE FUNDS GROUP, LLC See All Filings	D	2016-08-04 16:13:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681581 Filed Document 0001681581-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 16:13:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix MAG, Ltd. See All Filings	D	2016-08-04 16:12:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681590 Filed Document 0001681590-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 16:12:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Encentiv Energy, Inc. See All Filings	D	2016-08-04 16:10:55 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001676612 Filed Document 0000898432-16-002813 Exclusions or Exemptions 506b Accepted Date 2016-08-04 16:10:55 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Concorde Group Holdings Inc. See All Filings	D/A	2016-08-04 16:05:22 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers JOHN W. LOOFBOURROW CIK Number 0001634096 Filed Document 0001549212-16-000057 Exclusions or Exemptions 506b Accepted Date 2016-08-04 16:05:22 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
PrimeGen Biotech LLC See All Filings	D	2016-08-04 16:04:10 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001617353 Filed Document 0001140361-16-074830 Exclusions or Exemptions 506b Accepted Date 2016-08-04 16:04:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CU Capital Market Solutions, LLC See All Filings	D	2016-08-04 16:03:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001681418 Filed Document 0001681418-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 16:03:44 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Dance Biopharm Holdings, Inc. See All Filings	D	2016-08-04 16:00:43 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers Aegis Capital Corp CIK Number 0001650840 Filed Document 0000905718-16-001577 Exclusions or Exemptions 506b Accepted Date 2016-08-04 16:00:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Salient 2016 Multi Strategy Fund Series A See All Filings	D	2016-08-04 15:55:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676607 Filed Document 0001676607-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 15:55:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Equity Realty Capital II, Inc. See All Filings	D	2016-08-04 15:54:27 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001672249 Filed Document 0001672249-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 15:54:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
GSP BABY FUND, L.P. See All Filings	D	2016-08-04 15:53:19 UTC
Amount To Be Raised $19,937,000 Associated Brokers / Dealers N/A CIK Number 0001679995 Filed Document 0001679995-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 15:53:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AMBERSTONE BABY, LLC See All Filings	D	2016-08-04 15:52:08 UTC
Amount To Be Raised $1,385,000 Associated Brokers / Dealers N/A CIK Number 0001681511 Filed Document 0001681511-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 15:52:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MENDON CAPITAL LLC See All Filings	D/A	2016-08-04 15:40:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031376 Filed Document 0001031376-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 15:40:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLVD Sponsor, LLC See All Filings	D	2016-08-04 15:39:56 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001681558 Filed Document 0001681558-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 15:39:56 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Comstock Metals Ltd. See All Filings	D	2016-08-04 15:29:49 UTC
Amount To Be Raised $1,318,798 Associated Brokers / Dealers N/A CIK Number 0001557185 Filed Document 0001557185-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 15:29:49 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Diversified Resources Inc. See All Filings	D	2016-08-04 15:21:32 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001509692 Filed Document 0001004878-16-000452 Exclusions or Exemptions 506b Accepted Date 2016-08-04 15:21:32 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Industrial Services Investments, LLC See All Filings	D	2016-08-04 15:18:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681179 Filed Document 0001681179-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 15:18:31 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EquityBender LLC See All Filings	D	2016-08-04 15:11:09 UTC
Amount To Be Raised $68,750 Associated Brokers / Dealers N/A CIK Number 0001681493 Filed Document 0001019687-16-007072 Exclusions or Exemptions 506b Accepted Date 2016-08-04 15:11:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
WG DST 4 See All Filings	D	2016-08-04 15:08:56 UTC
Amount To Be Raised $18,015,000 Associated Brokers / Dealers CANTOR FITZGERALD & CO. CIK Number 0001681566 Filed Document 0001681566-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 15:08:56 UTC Type of Offering D Industry Commercial Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Grafoid Inc. See All Filings	D	2016-08-04 15:06:25 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001570286 Filed Document 0001570286-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-08-04 15:06:25 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Formlabs Inc. See All Filings	D	2016-08-04 15:03:58 UTC
Amount To Be Raised $40,633,827 Associated Brokers / Dealers N/A CIK Number 0001535399 Filed Document 0001535399-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-04 15:03:58 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pacify Health, Inc. See All Filings	D	2016-08-04 15:03:48 UTC
Amount To Be Raised $2,299,994 Associated Brokers / Dealers N/A CIK Number 0001681553 Filed Document 0001681553-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 15:03:48 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Not Applicable Type of Security Equity
AQR Style Premia Fund (AUD), L.P. See All Filings	D/A	2016-08-04 15:00:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576241 Filed Document 0001539540-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-04 15:00:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Navisens, Inc. See All Filings	D	2016-08-04 15:00:47 UTC
Amount To Be Raised $2,612,025 Associated Brokers / Dealers N/A CIK Number 0001648704 Filed Document 0001648704-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-04 15:00:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HOMESTEAD CAPITAL USA FARMLAND FUND II, L.P. See All Filings	D	2016-08-04 15:00:14 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001678951 Filed Document 0001678951-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 15:00:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALASKA NATIONAL CORP See All Filings	D	2016-08-04 14:55:38 UTC
Amount To Be Raised $1,025,059 Associated Brokers / Dealers None CIK Number 0001043788 Filed Document 0001043788-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-04 14:55:38 UTC Type of Offering D Industry Insurance Principal Place of Business ALASKA Revenue or Assets $Over $100,000,000 Type of Security Equity
CRAFTIQUE, LLC See All Filings	D	2016-08-04 14:50:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681525 Filed Document 0001681525-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-04 14:50:35 UTC Type of Offering D Industry Other Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
SMYNC, INC. See All Filings	D	2016-08-04 14:34:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers John R. Pangere CIK Number 0001681106 Filed Document 0001681106-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 14:34:07 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Affinity Beverages LLC See All Filings	D	2016-08-04 14:33:39 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001681549 Filed Document 0001681549-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 14:33:39 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Mill Street & Co. Inc. See All Filings	D	2016-08-04 14:27:50 UTC
Amount To Be Raised $149,351 Associated Brokers / Dealers N/A CIK Number 0001680778 Filed Document 0001680778-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 14:27:50 UTC Type of Offering D Industry Investing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Ripelocker LLC See All Filings	D/A	2016-08-04 14:26:29 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001679705 Filed Document 0001679705-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-04 14:26:29 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PERMA FIX ENVIRONMENTAL SERVICES INC See All Filings	D	2016-08-04 14:17:33 UTC
Amount To Be Raised $155,750 Associated Brokers / Dealers N/A CIK Number 0000891532 Filed Document 0001437749-16-036437 Exclusions or Exemptions 506b Accepted Date 2016-08-04 14:17:33 UTC Type of Offering D Industry Environmental Services Principal Place of Business GEORGIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Security To Be Acquired
Granite Peak Partnership LP See All Filings	D/A	2016-08-04 14:16:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523563 Filed Document 0000935836-16-001040 Exclusions or Exemptions 506b Accepted Date 2016-08-04 14:16:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MILLER GLOBAL PARTNERS, L.P. See All Filings	D/A	2016-08-04 14:15:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001060765 Filed Document 0001060765-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-04 14:15:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East Coast Wholesale Portfolio DST See All Filings	D/A	2016-08-04 14:04:43 UTC
Amount To Be Raised $32,741,394 Associated Brokers / Dealers Richard S. Schwartz, Scott D. Offerman, Michael A. Bendix, Steven D. Meahan, Mark S. Gopen, Deborah E. O'Connell, Jason L. Mc Mullin, Steven M. Netzel, Silver Portal Capital, LLC, Joral T. Schmalle, David C. Grossling, William M. Swayne II, Philip G. Oleson, Gary H. Hughes, Robin L. Krolewski, Gordon Hamilton, David B. Levinson, Ronald W. Manning II, Cindy S. Shi, Craig E. Fernsler, Peggy J. Cozine, Barry W. Lemay, Timothy L. Stauffer, Kenneth J. Thomas, Roger T. Tadsen, Hagop (Jacob) S. Tujian, Robert A. Bye, Robert S. Smith, Trawnegan Gall, and Donald R. Hehir Jr. CIK Number 0001674809 Filed Document 0001674809-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-04 14:04:43 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Adler Kawa Real Estate Fund III, LLC See All Filings	D/A	2016-08-04 14:04:11 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Jacques Kugler CIK Number 0001649117 Filed Document 0001649117-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-04 14:04:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Walden Ridge Acquisitions, LLC See All Filings	D	2016-08-04 14:00:31 UTC
Amount To Be Raised $3,825,000 Associated Brokers / Dealers N/A CIK Number 0001681404 Filed Document 0001681404-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 14:00:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
David Ortiz Advisor LLC See All Filings	D	2016-08-04 13:53:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681554 Filed Document 0001681554-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 13:53:01 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Other
TIPO Entertainment, Inc. See All Filings	D	2016-08-04 13:42:16 UTC
Amount To Be Raised $6,523,121 Associated Brokers / Dealers N/A CIK Number 0001680959 Filed Document 0001231919-16-000050 Exclusions or Exemptions 506b Accepted Date 2016-08-04 13:42:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CCAP Fund MRA (Cayman), Ltd. See All Filings	D	2016-08-04 13:34:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679289 Filed Document 0001144204-16-116534 Exclusions or Exemptions 506b Accepted Date 2016-08-04 13:34:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IFM Australian Infrastructure Wholesale Fund A See All Filings	D/A	2016-08-04 13:24:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IFM (US) Securities, LLC CIK Number 0001583132 Filed Document 0001583132-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-04 13:24:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Teza Offshore Fund IV, Ltd. See All Filings	D	2016-08-04 13:20:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664461 Filed Document 0001664461-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 13:20:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OBLONG INDUSTRIES, INC. See All Filings	D/A	2016-08-04 12:59:40 UTC
Amount To Be Raised $50,337,000 Associated Brokers / Dealers N/A CIK Number 0001420890 Filed Document 0001420890-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-04 12:59:40 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PI Richfield Avenue LLC See All Filings	D	2016-08-04 12:49:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681535 Filed Document 0001681535-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 12:49:52 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SecureAuth Corp See All Filings	D	2016-08-04 12:49:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001615773 Filed Document 0001615773-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-04 12:49:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DigiTx Partners LLC See All Filings	D	2016-08-04 12:27:39 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001680989 Filed Document 0001680989-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-04 12:27:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity