Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DeepBD Inc. See All Filings	D	2016-08-05 14:08:10 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001681148 Filed Document 0001681148-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-05 14:08:10 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Premier Oilfield Equipment Co. See All Filings	D	2016-08-05 14:07:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001550261 Filed Document 0001550261-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-05 14:07:09 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Oceanside Circle 154, LLC See All Filings	D	2016-08-05 13:58:44 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001680173 Filed Document 0001680173-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-05 13:58:44 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mirabilis Medica, Inc. See All Filings	D	2016-08-05 13:49:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001372781 Filed Document 0001372781-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-05 13:49:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Mason Target Systems, LLC See All Filings	D	2016-08-05 13:43:55 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001643425 Filed Document 0001446933-16-000032 Exclusions or Exemptions 506b Accepted Date 2016-08-05 13:43:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MIRAMAR LABS, INC. See All Filings	D/A	2016-08-05 13:31:29 UTC
Amount To Be Raised $15,520,477 Associated Brokers / Dealers The Benchmark Company, LLC and Katalyst Securities LLC CIK Number 0001586727 Filed Document 0001586727-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-08-05 13:31:29 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Signix, Inc. See All Filings	D/A	2016-08-05 13:30:17 UTC
Amount To Be Raised $6,451,250 Associated Brokers / Dealers N/A CIK Number 0001506625 Filed Document 0001506625-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-05 13:30:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ADELPHI EUROPE PARTNERS, L.P. See All Filings	D/A	2016-08-05 13:22:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145980 Filed Document 0000919574-16-014453 Exclusions or Exemptions 506b Accepted Date 2016-08-05 13:22:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ADELPHI EUROPE LONG ONLY FUND LTD. See All Filings	D/A	2016-08-05 13:19:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599929 Filed Document 0000919574-16-014451 Exclusions or Exemptions 506b Accepted Date 2016-08-05 13:19:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
M. Yates Realty & Finance, Inc. See All Filings	D	2016-08-05 13:17:56 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001680674 Filed Document 0001680674-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-05 13:17:56 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SOMA OFFSHORE LTD See All Filings	D	2016-08-05 13:16:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John D. Lowenberg, Jr. CIK Number 0001681185 Filed Document 0001681185-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-05 13:16:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Global Macro Fund, L.P. See All Filings	D/A	2016-08-05 13:15:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001463266 Filed Document 0001463266-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-05 13:15:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADELPHI EUROPE FUND See All Filings	D/A	2016-08-05 13:15:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593271 Filed Document 0000919574-16-014449 Exclusions or Exemptions 506b Accepted Date 2016-08-05 13:15:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Aspect UCITS Funds PLC See All Filings	D	2016-08-05 13:13:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680901 Filed Document 0001315863-16-001660 Exclusions or Exemptions 506b Accepted Date 2016-08-05 13:13:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
ChopShop Investors, LLC See All Filings	D	2016-08-05 13:10:28 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001681543 Filed Document 0001681543-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-05 13:10:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Matternet, Inc. See All Filings	D	2016-08-05 13:09:59 UTC
Amount To Be Raised $11,481,026 Associated Brokers / Dealers N/A CIK Number 0001681608 Filed Document 0001677494-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-05 13:09:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Altegris Winton Futures Fund, L.P. See All Filings	D/A	2016-08-05 13:09:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, morethan 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001198415 Filed Document 0001198415-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-05 13:09:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Emerging Markets Equity II Fund, LLC See All Filings	D/A	2016-08-05 13:08:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001461762 Filed Document 0001461762-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-05 13:08:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Network Funds See All Filings	D	2016-08-05 13:03:34 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001680993 Filed Document 0001680993-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-05 13:03:34 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Rainnet Systems, Inc. See All Filings	D	2016-08-05 13:03:08 UTC
Amount To Be Raised $4,321,930 Associated Brokers / Dealers N/A CIK Number 0001681277 Filed Document 0001681277-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-05 13:03:08 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Altegris Willowbridge Macro Fund LP See All Filings	D/A	2016-08-05 12:59:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001573839 Filed Document 0001573839-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-05 12:59:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Honeygrow Restaurant Organization, LP See All Filings	D/A	2016-08-05 12:57:49 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001609385 Filed Document 0001192482-16-000688 Exclusions or Exemptions 506b Accepted Date 2016-08-05 12:57:49 UTC Type of Offering D/A Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Haley Communities Limited Partnership Fund No. 3 See All Filings	D/A	2016-08-05 12:56:12 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Shirley Overly, Richard Backers, Charles Blount, Kathleen Spoonhour, Daniel Hilgendorf, Terri Greenwood, Brian Overly, Christine Cohoon, and Carol Leese, II CIK Number 0001649932 Filed Document 0001649932-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-05 12:56:12 UTC Type of Offering D/A Industry Residential Principal Place of Business NEBRASKA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Altegris QIM Futures Fund, L.P. See All Filings	D/A	2016-08-05 12:55:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001469317 Filed Document 0001469317-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-05 12:55:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boyd Watterson GSA Fund, LP See All Filings	D/A	2016-08-05 12:51:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588315 Filed Document 0001588315-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-05 12:51:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FirstMark Capital A1, L.P. See All Filings	D	2016-08-05 12:33:10 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001680769 Filed Document 0001680769-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-05 12:33:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PODICARE SERVICES, INC. See All Filings	D	2016-08-05 12:32:51 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001681631 Filed Document 0001681631-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-05 12:32:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mendon Capital Ltd. See All Filings	D/A	2016-08-05 12:31:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001254229 Filed Document 0001254229-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-05 12:31:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAG RELATIVE VALUE CLIENT FUND LP See All Filings	D/A	2016-08-05 12:17:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001099584 Filed Document 0001099584-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-05 12:17:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Infinite Alpha Opportunistic Fund I, L.P. See All Filings	D/A	2016-08-05 12:05:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471124 Filed Document 0001471124-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-05 12:05:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAG RELATIVE VALUE OFFSHORE FUND LTD See All Filings	D/A	2016-08-05 11:50:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001159160 Filed Document 0001159160-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-05 11:50:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Eco Oro Minerals Corp. See All Filings	D	2016-08-05 11:43:27 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001408679 Filed Document 0001408679-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-05 11:43:27 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
KL Fund 16, LLC See All Filings	D	2016-08-05 11:38:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001681483 Filed Document 0001681483-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-05 11:38:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Partners Capital Harrier Fund (A), L.P. See All Filings	D/A	2016-08-05 11:35:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493434 Filed Document 0001493434-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-05 11:35:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EBS Residential Development Fund II, LLC See All Filings	D	2016-08-05 11:34:47 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001681444 Filed Document 0001681444-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-05 11:34:47 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
EDGBASTON ASIAN EQUITY TRUST See All Filings	D/A	2016-08-05 11:31:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443541 Filed Document 0001443541-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-05 11:31:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seia Global Macro Fund LP See All Filings	D/A	2016-08-05 11:20:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650657 Filed Document 0000902664-16-007759 Exclusions or Exemptions 506b Accepted Date 2016-08-05 11:20:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAG DIVERSIFIED STRATEGIES FUND L P See All Filings	D/A	2016-08-05 11:18:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356649 Filed Document 0001356649-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-05 11:18:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Price Analytics Hedge, L.P. See All Filings	D	2016-08-05 11:14:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680849 Filed Document 0001680849-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-05 11:14:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brigade Credit Fund II LP See All Filings	D/A	2016-08-05 11:13:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458810 Filed Document 0000919574-16-014447 Exclusions or Exemptions 506b Accepted Date 2016-08-05 11:13:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kitty Hawk Onshore Fund LP See All Filings	D/A	2016-08-05 11:11:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498503 Filed Document 0000919574-16-014445 Exclusions or Exemptions 506b Accepted Date 2016-08-05 11:11:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Caxton Global Investments USA LLC See All Filings	D/A	2016-08-05 11:05:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315115 Filed Document 0000895345-16-000522 Exclusions or Exemptions 506b Accepted Date 2016-08-05 11:05:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAG Distressed Debt Fund III, LLC See All Filings	D/A	2016-08-05 10:52:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504825 Filed Document 0001504825-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-05 10:52:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edaris Health, Inc. See All Filings	D	2016-08-05 10:49:40 UTC
Amount To Be Raised $4,565,993 Associated Brokers / Dealers N/A CIK Number 0001404539 Filed Document 0001404539-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-05 10:49:40 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TIDE POINT OFFSHORE FUND, LTD. See All Filings	D/A	2016-08-05 10:48:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC, Morgan Stanley Smith Barney LLC, and iCapital Securities, LLC CIK Number 0001554254 Filed Document 0000919574-16-014437 Exclusions or Exemptions 506b Accepted Date 2016-08-05 10:48:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Afton II LP See All Filings	D/A	2016-08-05 10:47:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Redwine & Company, Inc. CIK Number 0001178596 Filed Document 0000919574-16-014435 Exclusions or Exemptions 506b Accepted Date 2016-08-05 10:47:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Afton LP See All Filings	D/A	2016-08-05 10:45:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Redwine & Company, Inc. CIK Number 0001061446 Filed Document 0000919574-16-014433 Exclusions or Exemptions 506b Accepted Date 2016-08-05 10:45:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TIDE POINT PARTNERS, LP See All Filings	D/A	2016-08-05 10:38:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC, Morgan Stanley Smith Barney LLC, and iCapital Securities, LLC CIK Number 0001554286 Filed Document 0000919574-16-014430 Exclusions or Exemptions 506b Accepted Date 2016-08-05 10:38:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bondi Sushi LLC See All Filings	D	2016-08-05 10:35:21 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001676466 Filed Document 0000897069-16-000985 Exclusions or Exemptions 506b Accepted Date 2016-08-05 10:35:21 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PROCESSUNITY, INC. See All Filings	D/A	2016-08-05 10:34:03 UTC
Amount To Be Raised $5,199,997 Associated Brokers / Dealers N/A CIK Number 0001284066 Filed Document 0001284066-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-08-05 10:34:03 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity