Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dignitas eSports, LLC See All Filings	D	2018-10-31 18:01:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001714956 Filed Document 0001714956-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 18:01:17 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Plata Latina Minerals Corp See All Filings	D	2018-10-31 17:51:29 UTC
Amount To Be Raised $85,775 Associated Brokers / Dealers N/A CIK Number 0001570505 Filed Document 0001570505-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-31 17:51:29 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Vivvi, Inc. See All Filings	D	2018-10-31 17:44:24 UTC
Amount To Be Raised $2,249,996 Associated Brokers / Dealers N/A CIK Number 0001757781 Filed Document 0001757781-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 17:44:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RD Legal Finance, LLC, Series PMPI See All Filings	D/A	2018-10-31 17:31:25 UTC
Amount To Be Raised $11,100,000 Associated Brokers / Dealers N/A CIK Number 0001695600 Filed Document 0001695600-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-31 17:31:25 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Mainline West Tax Advantaged Opportunity Fund V LLC See All Filings	D/A	2018-10-31 17:24:37 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001732540 Filed Document 0001245105-18-000125 Exclusions or Exemptions 506b Accepted Date 2018-10-31 17:24:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Relevant Protocols, Inc. See All Filings	D	2018-10-31 17:18:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750006 Filed Document 0001750006-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-10-31 17:18:56 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Other
Munger, LLC See All Filings	D	2018-10-31 17:17:27 UTC
Amount To Be Raised $1,770,000 Associated Brokers / Dealers N/A CIK Number 0001757123 Filed Document 0001757123-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 17:17:27 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Friends of the Club at Rolling Hills, LLC See All Filings	D	2018-10-31 17:07:41 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001757662 Filed Document 0001079973-18-000596 Exclusions or Exemptions 506b Accepted Date 2018-10-31 17:07:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus Partners II, L.P. See All Filings	D/A	2018-10-31 17:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477895 Filed Document 0000905718-18-000895 Exclusions or Exemptions 506b Accepted Date 2018-10-31 17:06:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAMBOO PIPELINE, INC See All Filings	D/A	2018-10-31 17:06:34 UTC
Amount To Be Raised $7,050,037 Associated Brokers / Dealers N/A CIK Number 0001118818 Filed Document 0001118818-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-31 17:06:34 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USEIG Northeast Weld Joint Venture See All Filings	D/A	2018-10-31 17:01:56 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001753276 Filed Document 0001753276-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-31 17:01:56 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
BC Exchange Vasco DST See All Filings	D/A	2018-10-31 16:53:04 UTC
Amount To Be Raised $17,906,336 Associated Brokers / Dealers Daniel Mercer, Joseph Insalaco, Reed Haimson, Dwayne W. Powell, Robert J. Comeaux, Jr, Kurt C. Jackson, Brian Ragen, Hiro Kagiyama, Kent Fitzpatrick, Herb Alston, Andrew Friedman, David Roggenkamp, Clay H. Sorrick, Jr, Jay Newland, Bryan C. Hakola, Gary L. Chapman, Accursion Joseph Indelicato, Norma Nisbet, Brandon Masbrunch, Kerri Sullivan-Kreiss, Eric Peterson, Caleb Huftalin, Jason M. Nelson, and DARREN MICHAEL KUBIAK CIK Number 0001725273 Filed Document 0001725273-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:53:04 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus International II, Ltd. See All Filings	D/A	2018-10-31 16:48:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hunnicutt & Co. LLC and Fund Advisors Limited and Ultra Distressed Securities Fund, Ltd. CIK Number 0001477894 Filed Document 0000905718-18-000892 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:48:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INF-YGW Partners Fund LP See All Filings	D	2018-10-31 16:47:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756255 Filed Document 0001013594-18-000642 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:47:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dorsal Special Opportunities Fund, Ltd. See All Filings	D	2018-10-31 16:42:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757717 Filed Document 0000950142-18-002119 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:42:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dorsal Special Opportunities Fund, L.P. See All Filings	D	2018-10-31 16:41:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757698 Filed Document 0000950142-18-002118 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:41:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercury Active Quant Master Fund, LP See All Filings	D	2018-10-31 16:38:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757595 Filed Document 0001757595-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:38:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Stone Minerals, L.P. See All Filings	D	2018-10-31 16:38:10 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001621434 Filed Document 0001209191-18-056658 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:38:10 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hot Creek Investors Limited Partnership See All Filings	D/A	2018-10-31 16:28:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534470 Filed Document 0001654954-18-011787 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:28:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
EZaccessMD, LLC See All Filings	D	2018-10-31 16:26:51 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001756156 Filed Document 0001756156-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:26:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lightspeed SPV II, LLC See All Filings	D	2018-10-31 16:20:52 UTC
Amount To Be Raised $85,050,000 Associated Brokers / Dealers N/A CIK Number 0001756164 Filed Document 0001756164-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:20:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uprising Health LLC See All Filings	D	2018-10-31 16:18:57 UTC
Amount To Be Raised $30,539,924 Associated Brokers / Dealers N/A CIK Number 0001757652 Filed Document 0001757652-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:18:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
gener8tor Fund VII, LLC See All Filings	D	2018-10-31 16:14:21 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001757436 Filed Document 0001757436-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:14:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Hobbs Bonded Fibers, LLC See All Filings	D/A	2018-10-31 16:10:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001648111 Filed Document 0001648111-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:10:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RumbleON, Inc. See All Filings	D	2018-10-31 16:06:12 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers National Securities Corporation and Craig-Hallum Capital Group LLC CIK Number 0001596961 Filed Document 0001654954-18-011780 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:06:12 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NC/SR Equity, LLC See All Filings	D	2018-10-31 16:02:04 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001757575 Filed Document 0001757575-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:02:04 UTC Type of Offering D Industry Commercial Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Regent Street Power Fund O 2018-4, LLC See All Filings	D	2018-10-31 16:00:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757171 Filed Document 0001757171-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:00:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
RCP Fund II Co-Invest-DataLink 2, L.P. See All Filings	D	2018-10-31 15:58:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756316 Filed Document 0001756316-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:58:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Footprint International Holdco, Inc. See All Filings	D	2018-10-31 15:58:07 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001756730 Filed Document 0001756730-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:58:07 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Vroom, Inc. See All Filings	D/A	2018-10-31 15:56:05 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001580864 Filed Document 0001405086-18-000223 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:56:05 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Verano Holdings, LLC See All Filings	D	2018-10-31 15:56:03 UTC
Amount To Be Raised $88,000,003 Associated Brokers / Dealers N/A CIK Number 0001757626 Filed Document 0001062993-18-004285 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:56:03 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mercury Active Quant Fund, LP See All Filings	D	2018-10-31 15:54:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757708 Filed Document 0001757708-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:54:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Gold Corp. See All Filings	D	2018-10-31 15:53:25 UTC
Amount To Be Raised $2,231,749 Associated Brokers / Dealers Southern Arc Minerals Inc. CIK Number 0001424864 Filed Document 0001727689-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:53:25 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
RCP Fund II Co-Invest-DataLink 1, L.P. See All Filings	D	2018-10-31 15:53:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756315 Filed Document 0001756315-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:53:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aligned Solar Partners 1 LLC See All Filings	D	2018-10-31 15:53:03 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001757730 Filed Document 0001757730-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:53:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Kapteyn-Murnane Laboratories, Inc. See All Filings	D/A	2018-10-31 15:52:56 UTC
Amount To Be Raised $14,200,000 Associated Brokers / Dealers N/A CIK Number 0001655428 Filed Document 0001655428-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:52:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
InfoWorks.io, Inc. See All Filings	D	2018-10-31 15:52:08 UTC
Amount To Be Raised $29,999,996 Associated Brokers / Dealers N/A CIK Number 0001642431 Filed Document 0001642431-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:52:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Citron Capital, LP See All Filings	D	2018-10-31 15:51:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757704 Filed Document 0001757704-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:51:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iron Bridge Mortgage Fund LLC See All Filings	D/A	2018-10-31 15:47:49 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001462371 Filed Document 0001462371-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:47:49 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
P-80 Shooting Star, a Series of Skunk Capital, LLC See All Filings	D	2018-10-31 15:46:15 UTC
Amount To Be Raised $94,091 Associated Brokers / Dealers N/A CIK Number 0001751209 Filed Document 0001747921-18-000006 Exclusions or Exemptions 506c Accepted Date 2018-10-31 15:46:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Rose Partners Fairfield Lakes LP See All Filings	D	2018-10-31 15:45:01 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001756676 Filed Document 0001756676-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:45:01 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
New Energy Spirit Biomass Refinery LLC See All Filings	D	2018-10-31 15:44:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donald Hochhalter CIK Number 0001757710 Filed Document 0001757710-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:44:59 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Other
TPG Tech Adjacencies, L.P. See All Filings	D/A	2018-10-31 15:42:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001737854 Filed Document 0001737854-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:42:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-THM, a series of Equidate Investments, LLC See All Filings	D/A	2018-10-31 15:41:20 UTC
Amount To Be Raised $3,847,240 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001753976 Filed Document 0001747921-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:41:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookside Mezzanine Fund IV, L.P. See All Filings	D	2018-10-31 15:39:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting and Keith Stock CIK Number 0001757517 Filed Document 0001757517-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:39:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aldine Capital Fund III, L.P. See All Filings	D	2018-10-31 15:36:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757513 Filed Document 0001757517-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:36:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONAL MOLDING, LLC See All Filings	D/A	2018-10-31 15:36:10 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001436938 Filed Document 0001648111-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:36:10 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
E 5 Leadership Academy LLC See All Filings	D	2018-10-31 15:31:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001757655 Filed Document 0001757655-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:31:46 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Fund EQ-ZYA, a series of Equidate Investments LLC See All Filings	D/A	2018-10-31 15:30:29 UTC
Amount To Be Raised $2,184,516 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001743017 Filed Document 0001747921-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:30:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verist Quorum Fund, L.P. See All Filings	D/A	2018-10-31 15:29:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656292 Filed Document 0001656292-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:29:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity