Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alphaeon Corp See All Filings	D	2016-08-10 13:45:35 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001622667 Filed Document 0001622667-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:45:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Liberty WS Tampa Brandon, LLLP See All Filings	D	2016-08-10 13:40:36 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001682004 Filed Document 0001682004-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:40:36 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AmeriPana Capital Fund, LP See All Filings	D	2016-08-10 13:36:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681112 Filed Document 0001681112-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:36:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIG GREEN MACHINE, INC. See All Filings	D	2016-08-10 13:34:20 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001679697 Filed Document 0001076542-16-000341 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:34:20 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Ft. Collins Multifamily III DST See All Filings	D	2016-08-10 13:23:48 UTC
Amount To Be Raised $21,715,585 Associated Brokers / Dealers Inland Securities Corporation, Thomas M. Hess, and Marcia A. Geltman CIK Number 0001680369 Filed Document 0001680369-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:23:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
GLOWFORGE INC. See All Filings	D	2016-08-10 13:13:45 UTC
Amount To Be Raised $31,499,989 Associated Brokers / Dealers N/A CIK Number 0001625619 Filed Document 0001625619-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:13:45 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lua Technologies, Inc. See All Filings	D	2016-08-10 13:12:55 UTC
Amount To Be Raised $6,350,000 Associated Brokers / Dealers N/A CIK Number 0001555579 Filed Document 0001555579-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:12:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PayForward, LLC See All Filings	D	2016-08-10 12:58:47 UTC
Amount To Be Raised $4,499,999 Associated Brokers / Dealers N/A CIK Number 0001638906 Filed Document 0001638906-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:58:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cytocentrics, Inc. See All Filings	D/A	2016-08-10 12:57:12 UTC
Amount To Be Raised $21,821,845 Associated Brokers / Dealers Jim Garvin CIK Number 0001637514 Filed Document 0001637514-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:57:12 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SONORA SURGICAL SERVICES LLC See All Filings	D	2016-08-10 12:56:15 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001389637 Filed Document 0001389637-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:56:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stellus Capital Energy Opportunities Fund, LP See All Filings	D/A	2016-08-10 12:55:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582942 Filed Document 0000899140-16-001548 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:55:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Bancorp, Inc. See All Filings	D	2016-08-10 12:46:58 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. CIK Number 0001680379 Filed Document 0001680379-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:46:58 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
RLV51 Fund II, L.P. See All Filings	D	2016-08-10 12:36:42 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers Crewe Capital, LLC CIK Number 0001680978 Filed Document 0001680978-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:36:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Prepaid Technologies Company, Inc. See All Filings	D	2016-08-10 12:33:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001681982 Filed Document 0001681982-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:33:13 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Elysium Industries Ltd See All Filings	D	2016-08-10 12:24:32 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001681832 Filed Document 0001681832-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:24:32 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
WINSTON GOLD MINING CORP. See All Filings	D	2016-08-10 12:17:37 UTC
Amount To Be Raised $22,935 Associated Brokers / Dealers N/A CIK Number 0001680962 Filed Document 0001183740-16-000398 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:17:37 UTC Type of Offering D Industry Other Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Merchants Bancorp See All Filings	D/A	2016-08-10 12:16:12 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001629019 Filed Document 0001629019-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:16:12 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business INDIANA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
WiserCare, Inc. See All Filings	D/A	2016-08-10 12:02:41 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001595678 Filed Document 0001595678-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-10 12:02:41 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GetTransparency, LLC See All Filings	D	2016-08-10 11:54:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681878 Filed Document 0001681878-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 11:54:56 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HealthTac, LLC See All Filings	D	2016-08-10 11:53:04 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers None CIK Number 0001656341 Filed Document 0001656341-16-000008 Exclusions or Exemptions 505 and 506b Accepted Date 2016-08-10 11:53:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AP Investment Group, LP See All Filings	D	2016-08-10 11:23:10 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001680666 Filed Document 0001680666-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 11:23:10 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
205 Miller Franklin, LLC See All Filings	D	2016-08-10 11:16:12 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001681393 Filed Document 0001681393-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 11:16:12 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Cognistic, LLC See All Filings	D	2016-08-10 11:01:58 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001681833 Filed Document 0001681833-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 11:01:58 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MARBLEGATE SPECIAL OPPORTUNITIES FUND, LTD. See All Filings	D/A	2016-08-10 10:58:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458066 Filed Document 0001458066-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-10 10:58:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
T2 Qualified Fund, LP dba Kase Qualified See All Filings	D/A	2016-08-10 10:56:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324714 Filed Document 0001324714-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-10 10:56:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARBLEGATE SPECIAL OPPORTUNITIES FUND, L.P. See All Filings	D/A	2016-08-10 10:54:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458067 Filed Document 0001458067-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-10 10:54:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CZS Holdings LLC See All Filings	D	2016-08-10 10:50:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001681971 Filed Document 0001681971-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 10:50:56 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MARBLEGATE SPECIAL OPPORTUNITIES MASTER FUND, L.P. See All Filings	D/A	2016-08-10 10:47:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458069 Filed Document 0001458069-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-10 10:47:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Dominion Preferred, LLC See All Filings	D	2016-08-10 10:47:43 UTC
Amount To Be Raised $3,459,368 Associated Brokers / Dealers N/A CIK Number 0001678436 Filed Document 0001679740-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-10 10:47:43 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
T2 Accredited Fund, LP dba Kase Fund See All Filings	D/A	2016-08-10 10:40:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451614 Filed Document 0001451614-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-10 10:40:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dominion Preferred, LLC See All Filings	D	2016-08-10 10:33:13 UTC
Amount To Be Raised $3,459,368 Associated Brokers / Dealers N/A CIK Number 0001678436 Filed Document 0001679740-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-10 10:33:13 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ATALAN MASTER FUND, LP See All Filings	D/A	2016-08-10 09:48:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649188 Filed Document 0000919574-16-014503 Exclusions or Exemptions 506b Accepted Date 2016-08-10 09:48:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
10928 Audelia Dallas, LP See All Filings	D	2016-08-10 09:45:46 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001681921 Filed Document 0001681921-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 09:45:46 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ATALAN PARTNERS, LP See All Filings	D/A	2016-08-10 09:42:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649537 Filed Document 0000919574-16-014501 Exclusions or Exemptions 506b Accepted Date 2016-08-10 09:42:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ShopAdvisor Inc. See All Filings	D	2016-08-10 09:29:08 UTC
Amount To Be Raised $1,214,755 Associated Brokers / Dealers N/A CIK Number 0001549927 Filed Document 0001549927-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 09:29:08 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Dominion Preferred Select, LLC See All Filings	D	2016-08-10 09:14:43 UTC
Amount To Be Raised $1,290,631 Associated Brokers / Dealers N/A CIK Number 0001679740 Filed Document 0001679740-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 09:14:43 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
RTW Innovation Onshore Fund LP See All Filings	D	2016-08-10 09:02:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649577 Filed Document 0001612319-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-10 09:02:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 152 See All Filings	D	2016-08-10 07:57:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Holdings Securities, Inc CIK Number 0001681765 Filed Document 0001681765-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 07:57:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 153 See All Filings	D	2016-08-10 07:53:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001681664 Filed Document 0001681664-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 07:53:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alvento Long/Short Equity Fund LP See All Filings	D/A	2016-08-10 06:18:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649580 Filed Document 0000902664-16-007797 Exclusions or Exemptions 506b Accepted Date 2016-08-10 06:18:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenvity Communications, Inc. See All Filings	D	2016-08-09 21:57:26 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001649704 Filed Document 0001649704-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-09 21:57:26 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Greenvity Communications, Inc. See All Filings	D/A	2016-08-09 21:45:21 UTC
Amount To Be Raised $4,904,042 Associated Brokers / Dealers N/A CIK Number 0001649704 Filed Document 0001649704-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-09 21:45:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ORGANTO FOODS INC. See All Filings	D	2016-08-09 21:43:21 UTC
Amount To Be Raised $18,924 Associated Brokers / Dealers N/A CIK Number 0001474607 Filed Document 0001183740-16-000397 Exclusions or Exemptions 506b Accepted Date 2016-08-09 21:43:21 UTC Type of Offering D Industry Agriculture Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Greenvity Communications, Inc. See All Filings	D	2016-08-09 21:36:33 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001649704 Filed Document 0001649704-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 21:36:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Glove First, LLC See All Filings	D	2016-08-09 21:14:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001677227 Filed Document 0001677227-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 21:14:49 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
Greenvity Communications, Inc. See All Filings	D	2016-08-09 21:03:54 UTC
Amount To Be Raised $4,904,042 Associated Brokers / Dealers N/A CIK Number 0001649704 Filed Document 0001649704-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-09 21:03:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PETCURE ONCOLOGY LLC See All Filings	D	2016-08-09 20:52:10 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers TRESTLE POINT, LLC CIK Number 0001632708 Filed Document 0001632708-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-09 20:52:10 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
JumpCloud Inc. See All Filings	D	2016-08-09 19:36:35 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001565113 Filed Document 0001565113-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 19:36:35 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MDSave, Inc. See All Filings	D	2016-08-09 19:31:31 UTC
Amount To Be Raised $4,999,940 Associated Brokers / Dealers N/A CIK Number 0001543357 Filed Document 0001543357-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 19:31:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
API Websites, Inc. See All Filings	D/A	2016-08-09 19:04:07 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001653417 Filed Document 0001653417-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-09 19:04:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt