Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SALUTARIS MEDICAL DEVICES INC See All Filings	D/A	2016-08-10 16:33:53 UTC
Amount To Be Raised $3,735,000 Associated Brokers / Dealers N/A CIK Number 0001452230 Filed Document 0001452230-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:33:53 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
GMO EVENT-DRIVEN FUND (ONSHORE), A SERIES OF GMO ONSHORE FUNDS I, L.P. See All Filings	D/A	2016-08-10 16:33:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460413 Filed Document 0001460413-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:33:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMO EVENT-DRIVEN MASTER PORTFOLIO, A SEPARATE PORTFOLIO OF GMO MASTER PORTFOLIOS II, LTD. See All Filings	D/A	2016-08-10 16:31:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609153 Filed Document 0001609153-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:31:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIVATECH ONCOLOGY, INC. See All Filings	D	2016-08-10 16:30:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001373884 Filed Document 0001373884-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:30:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Farragut Square Global Partners, Ltd. See All Filings	D	2016-08-10 16:26:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682034 Filed Document 0001682034-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:26:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Real Estate - Omnia on 8th, LLC See All Filings	D	2016-08-10 16:23:43 UTC
Amount To Be Raised $6,670,000 Associated Brokers / Dealers None CIK Number 0001681900 Filed Document 0001681900-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:23:43 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
4-Tell, Inc. See All Filings	D	2016-08-10 16:19:45 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001496979 Filed Document 0001496979-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:19:45 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures V LLC, Series A-1 See All Filings	D/A	2016-08-10 16:14:26 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001679633 Filed Document 0001679633-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:14:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viyet, Inc. See All Filings	D	2016-08-10 16:10:48 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001619926 Filed Document 0001619926-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-10 16:10:48 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
IngagePatient, Inc. See All Filings	D/A	2016-08-10 15:57:44 UTC
Amount To Be Raised $4,875,876 Associated Brokers / Dealers N/A CIK Number 0001476168 Filed Document 0001476168-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:57:44 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Socon, LLC See All Filings	D	2016-08-10 15:57:22 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001681865 Filed Document 0001681865-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:57:22 UTC Type of Offering D Industry Construction Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Innovaci Inc See All Filings	D	2016-08-10 15:54:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001527896 Filed Document 0001527896-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:54:08 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Impala Select Fund LP See All Filings	D/A	2016-08-10 15:47:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555837 Filed Document 0001140361-16-075666 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:47:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Resource Fund Ltd. See All Filings	D	2016-08-10 15:45:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681541 Filed Document 0001140361-16-075663 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:45:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Select Fund Ltd. See All Filings	D/A	2016-08-10 15:43:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555849 Filed Document 0001140361-16-075659 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:43:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Resource Fund LP See All Filings	D	2016-08-10 15:43:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681540 Filed Document 0001140361-16-075658 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:43:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ambiq Micro, Inc. See All Filings	D	2016-08-10 15:43:09 UTC
Amount To Be Raised $9,600,000 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:43:09 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Investments LLC, Series III See All Filings	D	2016-08-10 15:42:41 UTC
Amount To Be Raised $210,500,000 Associated Brokers / Dealers N/A CIK Number 0001681946 Filed Document 0001681946-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:42:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ambiq Micro, Inc. See All Filings	D	2016-08-10 15:41:46 UTC
Amount To Be Raised $672,000 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:41:46 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Impala ELS Fund Ltd. See All Filings	D/A	2016-08-10 15:41:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520349 Filed Document 0001140361-16-075655 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:41:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ambiq Micro, Inc. See All Filings	D	2016-08-10 15:39:50 UTC
Amount To Be Raised $246,406 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:39:50 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Fantex Holdings, Inc. See All Filings	D	2016-08-10 15:39:03 UTC
Amount To Be Raised $24,993,446 Associated Brokers / Dealers N/A CIK Number 0001569867 Filed Document 0001140361-16-075653 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:39:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sims High Income Portfolio, L.P. See All Filings	D/A	2016-08-10 15:26:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001444657 Filed Document 0001444657-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:26:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALINOR CAPITAL PARTNERS OFFSHORE, LTD See All Filings	D/A	2016-08-10 15:25:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425858 Filed Document 0000919574-16-014513 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:25:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VALINOR CAPITAL PARTNERS, L.P. See All Filings	D/A	2016-08-10 15:22:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401387 Filed Document 0000919574-16-014511 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:22:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAPR TECHNOLOGIES, INC. See All Filings	D	2016-08-10 15:12:43 UTC
Amount To Be Raised $50,519,577 Associated Brokers / Dealers N/A CIK Number 0001468803 Filed Document 0001468803-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:12:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CV Whole Loan Fund LLC See All Filings	D	2016-08-10 15:12:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681981 Filed Document 0001681981-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:12:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Petroleum Equity Rho, LP See All Filings	D/A	2016-08-10 15:04:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001649715 Filed Document 0001649715-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:04:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BMH NORTH MISSISSIPPI IMAGING SERVICES LLC See All Filings	D	2016-08-10 15:01:44 UTC
Amount To Be Raised $2,878,600 Associated Brokers / Dealers Betty Gearhart CIK Number 0001443986 Filed Document 0001443986-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:01:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Koniku Inc. See All Filings	D	2016-08-10 15:00:28 UTC
Amount To Be Raised $2,602,979 Associated Brokers / Dealers N/A CIK Number 0001681907 Filed Document 0001681907-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 15:00:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GK DST - Cedar Falls Grocery See All Filings	D/A	2016-08-10 14:57:06 UTC
Amount To Be Raised $5,076,122 Associated Brokers / Dealers Garry N. Savage Sr., Trevor L. Gordon, Robert L. Boggess, and Trawnegan Gall CIK Number 0001680064 Filed Document 0001680064-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:57:06 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
HEALTHCARE OPPORTUNITIES FUND I, L.P. See All Filings	D/A	2016-08-10 14:54:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638095 Filed Document 0001638095-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:54:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spectrum Opportunity Fund, LLC See All Filings	D/A	2016-08-10 14:51:15 UTC
Amount To Be Raised $23,049,926 Associated Brokers / Dealers CapFinancial Securities, LLC CIK Number 0001679071 Filed Document 0001679071-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:51:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bitfinder, Inc. See All Filings	D	2016-08-10 14:38:37 UTC
Amount To Be Raised $6,230,486 Associated Brokers / Dealers N/A CIK Number 0001676059 Filed Document 0001676059-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:38:37 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
PVC Global Futures Fund, LP See All Filings	D/A	2016-08-10 14:38:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536970 Filed Document 0001536970-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:38:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
GC Waves Holdings, Inc. See All Filings	D	2016-08-10 14:37:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642706 Filed Document 0001642706-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:37:28 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sebago Lake Distillery LLC See All Filings	D	2016-08-10 14:36:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001672136 Filed Document 0001672136-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:36:23 UTC Type of Offering D Industry Manufacturing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
West Orange Fitness, DST See All Filings	D/A	2016-08-10 14:27:42 UTC
Amount To Be Raised $6,653,661 Associated Brokers / Dealers Gary Gardner, Joseph Michaletz, and Scott D. Offerman CIK Number 0001678396 Filed Document 0001678396-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:27:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SPC PARTNERS VI, L.P. See All Filings	D/A	2016-08-10 14:25:12 UTC
Amount To Be Raised $467,400,000 Associated Brokers / Dealers N/A CIK Number 0001678320 Filed Document 0001678320-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:25:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CNL Healthcare Properties II, Inc. See All Filings	D	2016-08-10 14:22:25 UTC
Amount To Be Raised $563,750 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001648383 Filed Document 0001648383-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:22:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NuMat Technologies, Inc. See All Filings	D/A	2016-08-10 14:22:18 UTC
Amount To Be Raised $7,317,148 Associated Brokers / Dealers N/A CIK Number 0001579978 Filed Document 0001579978-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:22:18 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Net Venture See All Filings	D	2016-08-10 14:10:15 UTC
Amount To Be Raised $933,099 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:10:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Marshall Wace Funds LP - MW Liquid Alpha Plus (US) Fund See All Filings	D	2016-08-10 14:04:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681858 Filed Document 0000902664-16-007800 Exclusions or Exemptions 506b Accepted Date 2016-08-10 14:04:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lexington Co-Investment Partners Energy, L.P. See All Filings	D	2016-08-10 13:59:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681354 Filed Document 0001669723-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:59:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pavadi Healthcare Value Fund LP See All Filings	D/A	2016-08-10 13:58:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513111 Filed Document 0000919574-16-014506 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:58:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WHI REAL ESTATE PARTNERS IV-TE, L.P. See All Filings	D	2016-08-10 13:58:03 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001681167 Filed Document 0001681167-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:58:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WHI REAL ESTATE PARTNERS IV-PF, L.P. See All Filings	D	2016-08-10 13:57:36 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001681166 Filed Document 0001681166-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:57:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WHI REAL ESTATE PARTNERS IV-B, L.P. See All Filings	D	2016-08-10 13:57:11 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001681165 Filed Document 0001681165-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:57:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WHI REAL ESTATE PARTNERS IV, L.P. See All Filings	D	2016-08-10 13:56:43 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001681161 Filed Document 0001681161-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:56:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Showroom, Inc See All Filings	D	2016-08-10 13:50:37 UTC
Amount To Be Raised $6,400,100 Associated Brokers / Dealers N/A CIK Number 0001681953 Filed Document 0001681953-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-10 13:50:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity