Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TrialScope, Inc. See All Filings	D	2018-09-17 17:11:59 UTC
Amount To Be Raised $4,495,048 Associated Brokers / Dealers N/A CIK Number 0001610301 Filed Document 0001192482-18-000442 Exclusions or Exemptions 506b Accepted Date 2018-09-17 17:11:59 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BLOCKARROW, LLC See All Filings	D/A	2018-09-17 17:09:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750127 Filed Document 0001750127-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 17:09:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Mercer FFTC US Fixed Income Investment Portfolio LLC See All Filings	D	2018-09-17 17:06:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750424 Filed Document 0001750424-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 17:06:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Euphrates Vascular, Inc. See All Filings	D	2018-09-17 17:02:54 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001752992 Filed Document 0001752992-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 17:02:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Align Seawolf Vehicle, LP See All Filings	D	2018-09-17 16:56:25 UTC
Amount To Be Raised $11,200,000 Associated Brokers / Dealers N/A CIK Number 0001752726 Filed Document 0001752726-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 16:56:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BOLD CANNABIS INC. See All Filings	D	2018-09-17 16:46:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753091 Filed Document 0001753091-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 16:46:33 UTC Type of Offering D Industry Investing Principal Place of Business ALBERTA, CANADA Revenue or Assets $Not Applicable Type of Security Equity
Fullsteam Holdings LLC See All Filings	D	2018-09-17 16:46:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748443 Filed Document 0001748443-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 16:46:03 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Allocation Solutions 14, LLC See All Filings	D	2018-09-17 16:42:18 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001752740 Filed Document 0001752740-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 16:42:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Mercer FFTC Non-US Equity Investment Portfolio LLC See All Filings	D	2018-09-17 16:40:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750438 Filed Document 0001750438-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 16:40:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Algodon Wines & Luxury Development Group, Inc. See All Filings	D/A	2018-09-17 16:38:20 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001559998 Filed Document 0001493152-18-013368 Exclusions or Exemptions 506b Accepted Date 2018-09-17 16:38:20 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Patton Flex Fund, L.P. See All Filings	D/A	2018-09-17 16:33:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Applied Capital, LLC and Spoonhill Asset Management Inc. CIK Number 0001474329 Filed Document 0001474329-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 16:33:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parker Monrovia Venture, L.P. See All Filings	D	2018-09-17 16:31:15 UTC
Amount To Be Raised $5,465,000 Associated Brokers / Dealers N/A CIK Number 0001753270 Filed Document 0001753270-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 16:31:15 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ArcLine Alternatives WNT Diversified Futures Fund LLC See All Filings	D	2018-09-17 16:28:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752869 Filed Document 0001752869-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 16:28:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swade, Inc. See All Filings	D/A	2018-09-17 16:27:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728772 Filed Document 0001728772-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-17 16:27:13 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Mercer FFTC Emerging Markets Equity Investment Portfolio LLC See All Filings	D	2018-09-17 16:22:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750455 Filed Document 0001750455-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 16:22:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAVELETS ENTERTAINMENT, INC. See All Filings	D	2018-09-17 16:16:33 UTC
Amount To Be Raised $6,000,103 Associated Brokers / Dealers N/A CIK Number 0001752902 Filed Document 0001567619-18-002734 Exclusions or Exemptions 506b Accepted Date 2018-09-17 16:16:33 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COATUE CT XXX LLC See All Filings	D	2018-09-17 16:13:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753208 Filed Document 0000919574-18-006192 Exclusions or Exemptions 506b Accepted Date 2018-09-17 16:13:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ArcLine Alternatives WNT Diversified Futures Fund Ltd See All Filings	D	2018-09-17 16:09:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752318 Filed Document 0001752870-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-17 16:09:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inscripta, Inc. See All Filings	D	2018-09-17 16:05:00 UTC
Amount To Be Raised $1,146,592 Associated Brokers / Dealers N/A CIK Number 0001667561 Filed Document 0001667561-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-17 16:05:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Image Protect, Inc. See All Filings	1-A POS	2018-09-17 16:04:48 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001110648 Filed Document 0001144204-18-049660 Accepted Date 2018-09-17 16:04:48 UTC Type of Offering 1-A POS Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $307,352 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Drone Energy, LLC See All Filings	D	2018-09-17 16:04:18 UTC
Amount To Be Raised $930,050 Associated Brokers / Dealers N/A CIK Number 0001751046 Filed Document 0001751046-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 16:04:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ARS One, LLC See All Filings	D	2018-09-17 16:04:04 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers No Sales compensation CIK Number 0001753261 Filed Document 0001753261-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 16:04:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morrie Land Investment LLC See All Filings	D	2018-09-17 16:03:52 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Venture.co Brokerage Services, LLC CIK Number 0001748973 Filed Document 0001748973-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-09-17 16:03:52 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Emerging Markets Equity Fund, Ltd. See All Filings	D/A	2018-09-17 16:01:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585656 Filed Document 0001652684-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-17 16:01:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oaks Alternative Strategies Fund, LLC See All Filings	D/A	2018-09-17 15:54:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299868 Filed Document 0001299868-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:54:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MHP Boston Investments, LLC See All Filings	D	2018-09-17 15:53:48 UTC
Amount To Be Raised $62,165,000 Associated Brokers / Dealers N/A CIK Number 0001753140 Filed Document 0001753140-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:53:48 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PIVOTAL COMMWARE, INC. See All Filings	D	2018-09-17 15:48:46 UTC
Amount To Be Raised $19,999,996 Associated Brokers / Dealers N/A CIK Number 0001709350 Filed Document 0001709350-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:48:46 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ELITE AEROSPACE GROUP, INC. See All Filings	D/A	2018-09-17 15:48:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687177 Filed Document 0001683168-18-002773 Exclusions or Exemptions 506c Accepted Date 2018-09-17 15:48:10 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ArcLine Alternatives TOPS Long/Short Equity Fund LLC See All Filings	D	2018-09-17 15:47:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752870 Filed Document 0001752870-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:47:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oaks Moderate Growth Fund, LLC See All Filings	D/A	2018-09-17 15:47:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299871 Filed Document 0001299871-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:47:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Innovu, Inc. See All Filings	D	2018-09-17 15:45:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001672040 Filed Document 0001672040-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:45:53 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Monarch Debt Recovery Participation Fund LLC See All Filings	D/A	2018-09-17 15:44:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001496253 Filed Document 0001496253-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:44:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oaks Aggressive Growth Fund, LLC See All Filings	D/A	2018-09-17 15:43:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299869 Filed Document 0001299869-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:43:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EPQ LLC AMT PS See All Filings	D	2018-09-17 15:40:46 UTC
Amount To Be Raised $16,699,998 Associated Brokers / Dealers N/A CIK Number 0001751796 Filed Document 0001751796-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:40:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oaks Flexible Strategies Fund, LLC See All Filings	D/A	2018-09-17 15:38:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507760 Filed Document 0001507760-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:38:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
All World Inc. See All Filings	D	2018-09-17 15:30:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752983 Filed Document 0001752983-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:30:45 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Lokyata, Inc. See All Filings	D	2018-09-17 15:30:03 UTC
Amount To Be Raised $3,120,000 Associated Brokers / Dealers N/A CIK Number 0001751352 Filed Document 0001751352-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:30:03 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Freedom Fund, LLC See All Filings	D/A	2018-09-17 15:29:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672274 Filed Document 0001672274-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:29:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SQN Investors Fund LP See All Filings	D/A	2018-09-17 15:29:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607135 Filed Document 0000935836-18-000518 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:29:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco U.S. Defensive Growth Fund, a series of Invesco Multi Series Fund, LLC See All Filings	D/A	2018-09-17 15:24:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001718038 Filed Document 0001718038-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:24:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antara Capital Offshore Fund Ltd See All Filings	D	2018-09-17 15:08:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752993 Filed Document 0001315863-18-000727 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:08:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MARIZYME INC See All Filings	D	2018-09-17 15:07:42 UTC
Amount To Be Raised $14,554,903 Associated Brokers / Dealers N/A CIK Number 0001413754 Filed Document 0001078782-18-001002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:07:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Antara Capital Onshore Fund LP See All Filings	D	2018-09-17 15:07:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752918 Filed Document 0001315863-18-000726 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:07:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ERP Funds II, LP See All Filings	D/A	2018-09-17 15:05:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commerce Street Capital, LLC CIK Number 0001716212 Filed Document 0001315863-18-000725 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:05:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Global Targeted Returns Fund, a series of Invesco Multi Series Fund, LLC See All Filings	D/A	2018-09-17 15:05:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001671173 Filed Document 0001671173-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:05:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATCL Productions, LLC See All Filings	D/A	2018-09-17 15:05:33 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001736861 Filed Document 0001736861-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:05:33 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Cosmos Holdings Inc. See All Filings	D	2018-09-17 14:59:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Roth Capital Partners LLC CIK Number 0001474167 Filed Document 0001477932-18-004534 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:59:54 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
STABILIZ ORTHOPAEDICS LLC See All Filings	D/A	2018-09-17 14:59:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The DeAngelis Group CIK Number 0001675270 Filed Document 0001675270-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:59:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Versant Venture Capital VII, L.P. See All Filings	D	2018-09-17 14:53:44 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001750266 Filed Document 0001750266-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:53:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHIFTMobility Inc. See All Filings	C/A	2018-09-17 14:51:46 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001728840 Filed Document 0001665160-18-000942 Accepted Date 2018-09-17 14:51:46 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA