Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Surgical Caregivers of Fort Worth, LLC See All Filings	D	2016-08-12 11:50:05 UTC
Amount To Be Raised $132,450 Associated Brokers / Dealers N/A CIK Number 0001463790 Filed Document 0001463790-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:50:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Brigade Structured Credit Fund LP See All Filings	D/A	2016-08-12 11:36:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616514 Filed Document 0000919574-16-014565 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:36:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Norwich Partners Fund XV LLC See All Filings	D	2016-08-12 11:32:58 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001679973 Filed Document 0001679973-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:32:58 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Novak Financial Inc See All Filings	D/A	2016-08-12 11:32:48 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001644438 Filed Document 0001644438-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:32:48 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Recurring Capital Brazos, LP See All Filings	D	2016-08-12 11:28:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681830 Filed Document 0001681830-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:28:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endeavour Capital Mining Fund L.P. See All Filings	D	2016-08-12 11:28:03 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers JLT Capital Partners LLC CIK Number 0001682012 Filed Document 0001682012-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:28:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mariner Real Estate Partners IV, LLC See All Filings	D/A	2016-08-12 11:05:57 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001621440 Filed Document 0001621440-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:05:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Security Raleigh Investors LLC See All Filings	D	2016-08-12 11:02:31 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001681945 Filed Document 0001681945-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:02:31 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-08-12 10:58:16 UTC
Amount To Be Raised $3,987,340 Associated Brokers / Dealers Stanley Eckert and David Bass CIK Number 0001135856 Filed Document 0001135856-16-000633 Exclusions or Exemptions 506b Accepted Date 2016-08-12 10:58:16 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SACK LUNCH PRODUCTIONS INC. See All Filings	D/A	2016-08-12 10:53:15 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0000833209 Filed Document 0000833209-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-12 10:53:15 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Clear Guide Medical, Inc. See All Filings	D	2016-08-12 10:44:03 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001682212 Filed Document 0001682212-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 10:44:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Viceroy Capital Healthcare II, Ltd. See All Filings	D/A	2016-08-12 10:41:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651629 Filed Document 0001315863-16-001685 Exclusions or Exemptions 506b Accepted Date 2016-08-12 10:41:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARRY'S FUNNY DREAM Ltd LIABILITY Co See All Filings	D	2016-08-12 10:34:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674488 Filed Document 0001674488-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 10:34:57 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CAPEM Solutions Inc. See All Filings	D	2016-08-12 10:22:07 UTC
Amount To Be Raised $748,482 Associated Brokers / Dealers N/A CIK Number 0001682037 Filed Document 0001682037-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 10:22:07 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DK STRATEGIC YIELD C.I. LIMITED PARTNERSHIP See All Filings	D/A	2016-08-12 09:56:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528238 Filed Document 0000945621-16-000700 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:56:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Well Emerging Markets Fund, L.P. See All Filings	D	2016-08-12 09:52:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681892 Filed Document 0001681892-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:52:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DK STRATEGIC YIELD U.S. FUND LIMITED PARTNERSHIP See All Filings	D/A	2016-08-12 09:52:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528239 Filed Document 0000945621-16-000699 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:52:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DK CAPITAL GROWTH C.I. LIMITED PARTNERSHIP See All Filings	D/A	2016-08-12 09:49:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523630 Filed Document 0000945621-16-000698 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:49:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DK CAPITAL GROWTH U.S. FUND LIMITED PARTNERSHIP See All Filings	D/A	2016-08-12 09:44:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523629 Filed Document 0000945621-16-000697 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:44:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empirican Group Inc. See All Filings	D	2016-08-12 09:40:37 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001682142 Filed Document 0001682142-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:40:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LION INDUSTRIAL TRUST See All Filings	D/A	2016-08-12 09:37:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001212214 Filed Document 0001212214-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:37:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FINsix Corp See All Filings	D	2016-08-12 09:25:19 UTC
Amount To Be Raised $10,024,936 Associated Brokers / Dealers N/A CIK Number 0001513871 Filed Document 0001513871-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:25:19 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Brightlight Capital Offshore Ltd. See All Filings	D/A	2016-08-12 09:14:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stonehaven, LLC CIK Number 0001648815 Filed Document 0000945621-16-000696 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:14:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BRIGHTLIGHT CAPITAL PARTNERS LP See All Filings	D/A	2016-08-12 09:08:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stonehaven, LLC CIK Number 0001524953 Filed Document 0000945621-16-000695 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:08:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Holdfolio Indiana V LLC See All Filings	D	2016-08-12 07:57:12 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001682133 Filed Document 0001682133-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 07:57:12 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LAAB Fund, L.P. See All Filings	D/A	2016-08-12 06:37:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527682 Filed Document 0000902664-16-007825 Exclusions or Exemptions 506b Accepted Date 2016-08-12 06:37:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Two Creeks Capital Partners LP See All Filings	D/A	2016-08-12 06:17:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616229 Filed Document 0000902664-16-007824 Exclusions or Exemptions 506b Accepted Date 2016-08-12 06:17:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Two Creeks Capital Offshore Fund, Ltd. See All Filings	D/A	2016-08-12 06:15:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616238 Filed Document 0000902664-16-007823 Exclusions or Exemptions 506b Accepted Date 2016-08-12 06:15:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Expa Capital II, LLC See All Filings	D	2016-08-11 20:29:03 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001670806 Filed Document 0001670806-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 20:29:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aspen G, LLC See All Filings	D	2016-08-11 20:00:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001677518 Filed Document 0001677566-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 20:00:20 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Aspen I, LLC See All Filings	D	2016-08-11 19:54:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001677566 Filed Document 0001677566-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 19:54:13 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Pursuit Vascular, Inc. See All Filings	D	2016-08-11 19:35:12 UTC
Amount To Be Raised $2,085,881 Associated Brokers / Dealers N/A CIK Number 0001543609 Filed Document 0001543609-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-11 19:35:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
AVADIM TECHNOLOGIES INC See All Filings	D	2016-08-11 19:30:50 UTC
Amount To Be Raised $405,998 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000402 Exclusions or Exemptions 506b Accepted Date 2016-08-11 19:30:50 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-08-11 19:19:38 UTC
Amount To Be Raised $763,253 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000401 Exclusions or Exemptions 506b Accepted Date 2016-08-11 19:19:38 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AQR MULTI-STRATEGY FUND XV, L.P. See All Filings	D	2016-08-11 19:07:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682055 Filed Document 0001682053-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-11 19:07:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TMG II 1400 L STREET CO-INVEST, L.P. See All Filings	D	2016-08-11 18:40:43 UTC
Amount To Be Raised $20,559,581 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001680747 Filed Document 0001680747-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 18:40:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Divergent Venture Partners IV, L.P. See All Filings	D/A	2016-08-11 18:29:38 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001649966 Filed Document 0001649966-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 18:29:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Other
Hilton Head ASC Partners, LP See All Filings	D	2016-08-11 18:29:20 UTC
Amount To Be Raised $2,825,000 Associated Brokers / Dealers N/A CIK Number 0001681916 Filed Document 0001681916-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 18:29:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Collective Communities-Thunderbird MHC, LLC See All Filings	D	2016-08-11 18:26:46 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001682042 Filed Document 0001682045-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 18:26:46 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Geostellar, Inc. See All Filings	D	2016-08-11 18:15:31 UTC
Amount To Be Raised $2,925,000 Associated Brokers / Dealers Crescent Securities Group, Inc., Moloney Securities Co., Inc., and Moloney Securities Co., Inc. CIK Number 0001517560 Filed Document 0001517560-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 18:15:31 UTC Type of Offering D Industry Other Energy Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MV VC Fund IX LLC See All Filings	D	2016-08-11 18:06:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667327 Filed Document 0001667327-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-08-11 18:06:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Dale Oklahoma II, LLC See All Filings	D/A	2016-08-11 17:57:46 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001681084 Filed Document 0001315863-16-001683 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:57:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Greater Alabama Lithotripsy LLC See All Filings	D	2016-08-11 17:57:45 UTC
Amount To Be Raised $319,373 Associated Brokers / Dealers N/A CIK Number 0001384244 Filed Document 0001384244-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:57:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Propel (Abtum), LLC See All Filings	D	2016-08-11 17:55:47 UTC
Amount To Be Raised $133,000 Associated Brokers / Dealers N/A CIK Number 0001682107 Filed Document 0001682107-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:55:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CCP Woodstream, LLC See All Filings	D	2016-08-11 17:55:43 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001681119 Filed Document 0001681119-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:55:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
AQR MANAGED FUTURES FUND III, L.P. See All Filings	D	2016-08-11 17:55:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682054 Filed Document 0001682053-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:55:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETNA MULTI-STRATEGY 1099 FUND See All Filings	D/A	2016-08-11 17:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001552250 Filed Document 0001552250-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:48:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Micro-Cap Partnership, L.P. See All Filings	D/A	2016-08-11 17:47:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502285 Filed Document 0001367838-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:47:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM PRIVATE DISCIPLINE QP L P See All Filings	D/A	2016-08-11 17:44:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367838 Filed Document 0001367838-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:44:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Naval Coating, Inc. See All Filings	D	2016-08-11 17:40:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers RA Capital Advisors LLC CIK Number 0001681988 Filed Document 0001681988-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:40:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity