Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Two Sigma Risk Premia Enhanced Cayman Fund, Ltd. See All Filings	D/A	2016-08-12 14:19:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650764 Filed Document 0000919574-16-014587 Exclusions or Exemptions 506b Accepted Date 2016-08-12 14:19:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Risk Premia Cayman Fund, Ltd. See All Filings	D/A	2016-08-12 14:17:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650763 Filed Document 0000919574-16-014585 Exclusions or Exemptions 506b Accepted Date 2016-08-12 14:17:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Echinus Partners, Ltd. See All Filings	D/A	2016-08-12 14:15:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615643 Filed Document 0001615643-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-12 14:15:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Active Extension U.S. All Cap Equity Beta Adjusted Cayman Fund, Ltd. See All Filings	D/A	2016-08-12 14:14:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650734 Filed Document 0000919574-16-014583 Exclusions or Exemptions 506b Accepted Date 2016-08-12 14:14:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Maple Leaf Discovery I LP See All Filings	D/A	2016-08-12 14:14:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390027 Filed Document 0001390027-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 14:14:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vioozer, Inc. See All Filings	D	2016-08-12 14:11:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590176 Filed Document 0001590176-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-12 14:11:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Two Sigma Absolute Return Enhanced Cayman Fund, Ltd. See All Filings	D/A	2016-08-12 14:09:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556024 Filed Document 0000919574-16-014581 Exclusions or Exemptions 506b Accepted Date 2016-08-12 14:09:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Thingblu, Inc. See All Filings	D	2016-08-12 14:04:29 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001682029 Filed Document 0001682029-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 14:04:29 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
PRECEPT INTERNATIONAL FUND LTD See All Filings	D/A	2016-08-12 13:49:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001121706 Filed Document 0001121706-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 13:49:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AMCRETE-Stone, LLC See All Filings	D	2016-08-12 13:45:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001681672 Filed Document 0001681678-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 13:45:07 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Victory Capital Holdings, Inc. See All Filings	D	2016-08-12 13:38:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570827 Filed Document 0001570827-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-12 13:38:25 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Stone Canyon Apt Venture, LLC See All Filings	D	2016-08-12 13:38:05 UTC
Amount To Be Raised $5,490,000 Associated Brokers / Dealers N/A CIK Number 0001681678 Filed Document 0001681678-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 13:38:05 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PRECEPT FUND QP L P See All Filings	D/A	2016-08-12 13:35:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001082174 Filed Document 0001082174-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 13:35:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Atea-Brookline, LLC See All Filings	D	2016-08-12 13:15:50 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001682185 Filed Document 0001682185-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 13:15:50 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRECEPT FUND L P See All Filings	D/A	2016-08-12 13:14:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001082169 Filed Document 0001082169-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 13:14:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Packet Host, Inc. See All Filings	D	2016-08-12 13:02:08 UTC
Amount To Be Raised $10,234,000 Associated Brokers / Dealers N/A CIK Number 0001675222 Filed Document 0001675222-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 13:02:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Recycle Track Systems, Inc. See All Filings	D	2016-08-12 13:00:59 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001634684 Filed Document 0001634684-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-12 13:00:59 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OCA EAGLE GLOBAL MLP LLC See All Filings	D/A	2016-08-12 12:57:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449774 Filed Document 0001449774-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:57:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRECEPT FUND II LP See All Filings	D/A	2016-08-12 12:55:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432647 Filed Document 0001432647-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:55:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Funding University, Inc. See All Filings	D	2016-08-12 12:51:59 UTC
Amount To Be Raised $1,010,000 Associated Brokers / Dealers N/A CIK Number 0001682218 Filed Document 0001682218-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:51:59 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Debt
Puerto Rico Fund for Growth, L.P. See All Filings	D	2016-08-12 12:48:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682079 Filed Document 0001682079-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:48:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRECEPT EAGLE FUND LP See All Filings	D/A	2016-08-12 12:46:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460017 Filed Document 0001460017-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:46:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FORT WARREN OPPORTUNITIES OFFSHORE FUND, LTD. See All Filings	D/A	2016-08-12 12:43:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616129 Filed Document 0001140361-16-076101 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:43:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORT WARREN OPPORTUNITIES FUND, LP See All Filings	D/A	2016-08-12 12:42:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616130 Filed Document 0001140361-16-076098 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:42:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OC 523 Offshore Fund, Ltd. See All Filings	D/A	2016-08-12 12:40:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554004 Filed Document 0000919574-16-014579 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:40:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Angeles Absolute Return Fund Ltd. See All Filings	D/A	2016-08-12 12:38:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544959 Filed Document 0001544959-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:38:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OC 523 Master Fund, Ltd. See All Filings	D/A	2016-08-12 12:37:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554019 Filed Document 0000919574-16-014577 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:37:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Route One Ventures Seed Fund, LP See All Filings	D	2016-08-12 12:34:04 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001676453 Filed Document 0001676453-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:34:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sentinel Restaurant Group - Hendrix, LLC See All Filings	D	2016-08-12 12:33:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001678653 Filed Document 0001019687-16-007194 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:33:39 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
3D Bio Holdings LLC See All Filings	D/A	2016-08-12 12:33:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001662010 Filed Document 0001662010-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:33:23 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Axonic Systematic Arbitrage Overseas Fund, Ltd. See All Filings	D/A	2016-08-12 12:30:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554002 Filed Document 0000919574-16-014575 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:30:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Restream, Inc. See All Filings	D	2016-08-12 12:25:10 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001681926 Filed Document 0001681926-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:25:10 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Senseware, Inc. See All Filings	D	2016-08-12 12:24:06 UTC
Amount To Be Raised $2,720,183 Associated Brokers / Dealers N/A CIK Number 0001639052 Filed Document 0001639052-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:24:06 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Axonic PG Structured Credit Overseas Fund Ltd. See All Filings	D/A	2016-08-12 12:23:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647189 Filed Document 0000919574-16-014573 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:23:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Flux Power Holdings, Inc. See All Filings	D/A	2016-08-12 12:19:15 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001083743 Filed Document 0001437749-16-037275 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:19:15 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rennova Health, Inc. See All Filings	D	2016-08-12 12:16:48 UTC
Amount To Be Raised $1,405,491 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001019687-16-007191 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:16:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rennova Health, Inc. See All Filings	D	2016-08-12 12:16:19 UTC
Amount To Be Raised $729,671 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001019687-16-007190 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:16:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CRM Global Opportunities, L.P. See All Filings	D/A	2016-08-12 12:15:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650038 Filed Document 0001315863-16-001686 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:15:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Precept Credit Opportunities Fund, L.P. See All Filings	D/A	2016-08-12 12:13:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635664 Filed Document 0001635664-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:13:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN GLOBAL MANAGED VOLATILITY EQUITY FUND, LLC See All Filings	D/A	2016-08-12 12:13:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442329 Filed Document 0001442329-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:13:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fledge LLC See All Filings	D/A	2016-08-12 12:12:16 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001568904 Filed Document 0001581673-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:12:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Investment Corp See All Filings	D/A	2016-08-12 12:09:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627515 Filed Document 0001627515-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:09:24 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Frontier Markets Equity Fund See All Filings	D/A	2016-08-12 12:07:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001405793 Filed Document 0001405793-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:07:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OWLCHEMY LABS INC. See All Filings	D	2016-08-12 12:04:32 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001681857 Filed Document 0001681857-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:04:32 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mariner Real Estate Partners IV A, LLC See All Filings	D/A	2016-08-12 12:00:39 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001621447 Filed Document 0001621447-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:00:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Haley Communities Limited Partnership Fund No. 3 See All Filings	D/A	2016-08-12 11:59:14 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Shirley Overly, Richard Backers, Charles Blount, Kathleen Spoonhour, Daniel Hilgendorf, Terri Greenwood, Brian Overly, and Christine Cohoon CIK Number 0001649932 Filed Document 0001649932-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:59:14 UTC Type of Offering D/A Industry Residential Principal Place of Business NEBRASKA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Cedar Park Surgery Center, LLC See All Filings	D/A	2016-08-12 11:57:52 UTC
Amount To Be Raised $46,000 Associated Brokers / Dealers N/A CIK Number 0001498399 Filed Document 0001463785-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:57:52 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Diversified Alpha Institutional Equity Fund, LLC See All Filings	D	2016-08-12 11:56:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001679237 Filed Document 0001679237-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:56:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockspring Capital Texas Real Estate BD/RIA Partners, L.P. See All Filings	D/A	2016-08-12 11:53:02 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Emerson Equity LLC, Arete Wealth Management, LLC, and Kalos Capital, Inc. CIK Number 0001635708 Filed Document 0001635708-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:53:02 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WOODSTOCK HOLDINGS INC. See All Filings	D/A	2016-08-12 11:50:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Woodstock Financial Group Inc. CIK Number 0001095373 Filed Document 0001095373-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:50:50 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity