Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PAIN DOCTOR, INC. See All Filings	D	2016-08-16 12:47:04 UTC
Amount To Be Raised $447,573 Associated Brokers / Dealers N/A CIK Number 0001612329 Filed Document 0001405086-16-000600 Exclusions or Exemptions 506b Accepted Date 2016-08-16 12:47:04 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Gabriel, Roeder, Smith & Co Holdings, Inc. See All Filings	D	2016-08-16 12:32:45 UTC
Amount To Be Raised $80,770 Associated Brokers / Dealers N/A CIK Number 0001682362 Filed Document 0001682362-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 12:32:45 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Mundane (USA) Partners LP See All Filings	D/A	2016-08-16 12:26:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419755 Filed Document 0001419755-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-16 12:26:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoldPoint Mezzanine Partners IV, LP See All Filings	D/A	2016-08-16 11:53:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting LLC, William McCoy Limited, Karroo Capital Ltd., Finance Advisory ApS, and Samsung Securities Co., LLC CIK Number 0001652367 Filed Document 0001652367-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-16 11:53:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CloudNav, Inc. See All Filings	D	2016-08-16 11:47:34 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001680144 Filed Document 0001680144-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 11:47:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orange Woods Partners LLC See All Filings	D	2016-08-16 11:27:23 UTC
Amount To Be Raised $3,911,934 Associated Brokers / Dealers N/A CIK Number 0001679229 Filed Document 0001679229-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 11:27:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rockridge Capital Fund LP See All Filings	D/A	2016-08-16 11:23:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295420 Filed Document 0001295420-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-16 11:23:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shopoff Land Fund V, L.P. See All Filings	D	2016-08-16 11:10:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001682387 Filed Document 0001682387-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 11:10:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
RT RLD Co-Invest II, LLC See All Filings	D	2016-08-16 10:57:16 UTC
Amount To Be Raised $26,335,599 Associated Brokers / Dealers N/A CIK Number 0001682038 Filed Document 0001682038-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 10:57:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
SEMPRIUS INC See All Filings	D	2016-08-16 10:56:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001393412 Filed Document 0001393412-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-08-16 10:56:32 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
HPI San Antonio Industrial, LLC See All Filings	D	2016-08-16 10:47:48 UTC
Amount To Be Raised $15,015,000 Associated Brokers / Dealers NA CIK Number 0001682369 Filed Document 0001682369-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 10:47:48 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PENTHERA PARTNERS INC See All Filings	D	2016-08-16 10:46:22 UTC
Amount To Be Raised $663,457 Associated Brokers / Dealers N/A CIK Number 0001435448 Filed Document 0001680855-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-16 10:46:22 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Washington Growth Fund, LP See All Filings	D	2016-08-16 10:38:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682329 Filed Document 0001682329-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 10:38:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEDAR STREET EMERGING MARKETS VALUE FUND, L.P. See All Filings	D	2016-08-16 10:14:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682360 Filed Document 0000913849-16-000611 Exclusions or Exemptions 506b Accepted Date 2016-08-16 10:14:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Partners 2, LLC See All Filings	D	2016-08-16 09:48:27 UTC
Amount To Be Raised $2,355,486 Associated Brokers / Dealers N/A CIK Number 0001681940 Filed Document 0001681940-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 09:48:27 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Baswood, Inc. See All Filings	D	2016-08-16 09:42:09 UTC
Amount To Be Raised $16,565,026 Associated Brokers / Dealers N/A CIK Number 0001680855 Filed Document 0001680855-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 09:42:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WF Asian Reconnaissance Fund Ltd See All Filings	D/A	2016-08-16 07:33:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613185 Filed Document 0001613185-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-16 07:33:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesis Capital I LP See All Filings	D	2016-08-16 07:15:28 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001682213 Filed Document 0001682213-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 07:15:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ELECTRO SCIENTIFIC INDUSTRIES INC See All Filings	D	2016-08-15 20:01:54 UTC
Amount To Be Raised $4,748,903 Associated Brokers / Dealers N/A CIK Number 0000726514 Filed Document 0000726514-16-000157 Exclusions or Exemptions 506b Accepted Date 2016-08-15 20:01:54 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $Over $100,000,000 Type of Security Equity
Merritt Industrial Dallas, LLC See All Filings	D	2016-08-15 20:00:51 UTC
Amount To Be Raised $2,430,000 Associated Brokers / Dealers N/A CIK Number 0001682147 Filed Document 0001062993-16-011189 Exclusions or Exemptions 506b Accepted Date 2016-08-15 20:00:51 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Mega G. Enterprises, LLLP See All Filings	D	2016-08-15 19:26:11 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001681972 Filed Document 0001214659-16-013272 Exclusions or Exemptions 506b Accepted Date 2016-08-15 19:26:11 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Debt
Mantralpha Fund 1 LP See All Filings	D/A	2016-08-15 19:03:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623321 Filed Document 0001623321-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-15 19:03:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Real Santa Monica LLC See All Filings	D	2016-08-15 18:57:36 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers NONE CIK Number 0001674933 Filed Document 0001674933-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-15 18:57:36 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ACM Research, Inc. See All Filings	D	2016-08-15 18:54:13 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001680062 Filed Document 0001625257-16-000206 Exclusions or Exemptions 506b Accepted Date 2016-08-15 18:54:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Instamotor Inc. See All Filings	D	2016-08-15 18:44:51 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001610413 Filed Document 0001610413-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-15 18:44:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Asymmetria Investors, LLC - Series L See All Filings	D	2016-08-15 18:26:44 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001682361 Filed Document 0001682361-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-15 18:26:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Equitas Resources Corp. See All Filings	D	2016-08-15 18:01:22 UTC
Amount To Be Raised $88,950 Associated Brokers / Dealers N/A CIK Number 0001635729 Filed Document 0001085037-16-000324 Exclusions or Exemptions 506b Accepted Date 2016-08-15 18:01:22 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Denton Surgery Center, LLC See All Filings	D	2016-08-15 18:00:12 UTC
Amount To Be Raised $468,420 Associated Brokers / Dealers N/A CIK Number 0001603417 Filed Document 0001682316-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-15 18:00:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lifescape LLC See All Filings	D/A	2016-08-15 17:57:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001578945 Filed Document 0001578945-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-15 17:57:19 UTC Type of Offering D/A Industry Computers Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Debt
China Alpha Fund LP See All Filings	D/A	2016-08-15 17:47:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JPMorgan Securities LLC CIK Number 0001650237 Filed Document 0001650237-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-15 17:47:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Muddy Waters Capital Global Opportunities Fund LP See All Filings	D/A	2016-08-15 17:45:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682075 Filed Document 0000919574-16-015028 Exclusions or Exemptions 506b Accepted Date 2016-08-15 17:45:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WOODRIDGE EQUITY PARTNERS, L.P. See All Filings	D/A	2016-08-15 17:44:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464419 Filed Document 0001464419-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-15 17:44:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lenda, Inc. See All Filings	D	2016-08-15 17:43:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001599569 Filed Document 0001599569-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-15 17:43:48 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
HUMPHREYS FUND II, LP See All Filings	D	2016-08-15 17:36:32 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001682343 Filed Document 0001682343-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-15 17:36:32 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Texas First Bancshares, Inc. See All Filings	D	2016-08-15 17:35:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NO SALES COMPENSATION PAID CIK Number 0001682354 Filed Document 0001682354-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-15 17:35:57 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Bienville Brazil Opportunities Fund, LP See All Filings	D	2016-08-15 17:30:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQUEDUCT CAPITAL GROUP, LLC CIK Number 0001682176 Filed Document 0001398344-16-016816 Exclusions or Exemptions 506b Accepted Date 2016-08-15 17:30:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adirondack Emerging Markets Fund, LP See All Filings	D/A	2016-08-15 17:27:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584843 Filed Document 0000950142-16-004334 Exclusions or Exemptions 506b Accepted Date 2016-08-15 17:27:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Empire Emerging Managers Fund, LP See All Filings	D/A	2016-08-15 17:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490464 Filed Document 0000950142-16-004333 Exclusions or Exemptions 506b Accepted Date 2016-08-15 17:26:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Candlewood Structured Credit Harvest Fund, LP See All Filings	D/A	2016-08-15 17:26:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, First Liberties Financial, Blue Sand Securities LLC, UBS Financial Services Inc., Wells Fargo Advisors, LLC, and Wells Fargo Advisors Financial Network, LLC CIK Number 0001555231 Filed Document 0001555231-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-15 17:26:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Retinal Protection Sciences, LLC See All Filings	D	2016-08-15 17:19:15 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001681910 Filed Document 0001019687-16-007264 Exclusions or Exemptions 506b Accepted Date 2016-08-15 17:19:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Flagler Master Fund SPC Ltd. See All Filings	D/A	2016-08-15 17:07:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610727 Filed Document 0001012975-16-001435 Exclusions or Exemptions 506b Accepted Date 2016-08-15 17:07:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Starburst Labs, Inc. See All Filings	D	2016-08-15 17:04:28 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001558890 Filed Document 0001558890-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-15 17:04:28 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Black Diamond Credit Strategies, L.P. See All Filings	D	2016-08-15 17:02:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001675757 Filed Document 0001435858-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-15 17:02:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flagler Offshore Fund Ltd. See All Filings	D/A	2016-08-15 17:02:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610752 Filed Document 0001012975-16-001434 Exclusions or Exemptions 506b Accepted Date 2016-08-15 17:02:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TIDAL PETROLEUM INC See All Filings	D	2016-08-15 16:58:28 UTC
Amount To Be Raised $10,098,000 Associated Brokers / Dealers The Tidal Group, Inc. CIK Number 0001014687 Filed Document 0001014687-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-15 16:58:28 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
POMERADO OUTPATIENT SURGICAL CENTER LP See All Filings	D	2016-08-15 16:55:21 UTC
Amount To Be Raised $285,000 Associated Brokers / Dealers N/A CIK Number 0001141513 Filed Document 0001682316-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-15 16:55:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UNITED BRASS HOLDINGS, INC. See All Filings	D	2016-08-15 16:45:41 UTC
Amount To Be Raised $5,510,000 Associated Brokers / Dealers N/A CIK Number 0001682232 Filed Document 0001682232-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-15 16:45:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Lanx Offshore Partners, Ltd. See All Filings	D/A	2016-08-15 16:42:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frank Jay Goldman and John Daniel Sampietro Jr. CIK Number 0001178079 Filed Document 0001544824-16-000043 Exclusions or Exemptions 506b Accepted Date 2016-08-15 16:42:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lanx Fund, LP See All Filings	D/A	2016-08-15 16:40:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frank J. Goldman and John Daniel Sampietro Jr. CIK Number 0001177589 Filed Document 0001544824-16-000042 Exclusions or Exemptions 506b Accepted Date 2016-08-15 16:40:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lanx Concentrated Offshore Fund I, Ltd See All Filings	D/A	2016-08-15 16:39:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frank J. Goldman and John Daniel Sampietro Jr. CIK Number 0001631075 Filed Document 0001544824-16-000041 Exclusions or Exemptions 506b Accepted Date 2016-08-15 16:39:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund