Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Acton, Inc. See All Filings	D	2018-11-05 17:40:59 UTC
Amount To Be Raised $3,270,000 Associated Brokers / Dealers None CIK Number 0001581768 Filed Document 0001581768-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 17:40:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Albany Landings Holdings LLC See All Filings	D	2018-11-05 17:31:31 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001757994 Filed Document 0001757994-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 17:31:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
OCEAN FUND LTD See All Filings	D/A	2018-11-05 17:28:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arete Wealth Management LLC, Cambridge Investment Research, Tom Tolleson, and Tom Tolleson CIK Number 0001169982 Filed Document 0001315863-18-000843 Exclusions or Exemptions 506b Accepted Date 2018-11-05 17:28:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH INDIAN OCEAN TERRITORY Revenue or Assets Decline to Disclose Type of Security Equity
Infinity Premier Fund LP See All Filings	D/A	2018-11-05 17:26:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arete Wealth Management, LLC, Cambridge Investment Research, Stan Barnes, Tom Tolleson, and Tom Tolleson CIK Number 0001407819 Filed Document 0001315863-18-000842 Exclusions or Exemptions 506b Accepted Date 2018-11-05 17:26:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Intabio, Inc. See All Filings	D	2018-11-05 17:23:41 UTC
Amount To Be Raised $9,225,000 Associated Brokers / Dealers N/A CIK Number 0001709497 Filed Document 0001709497-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-05 17:23:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Infinity Premier Fund (QP), L.P. See All Filings	D/A	2018-11-05 17:22:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arete Wealth Management, LLC, Cambridge Investment Research, Tom Tolleson, and Tom Tolleson CIK Number 0001515778 Filed Document 0001315863-18-000841 Exclusions or Exemptions 506b Accepted Date 2018-11-05 17:22:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BLACKSTONE REAL ESTATE SPECIAL SITUATIONS OFFSHORE FUND LTD. See All Filings	D/A	2018-11-05 17:22:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC, Park Hill Group LLC, Blackstone Advisory Partners L.P., and The Leaders Group, Inc. CIK Number 0001436831 Filed Document 0001436831-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 17:22:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Infinity Premier Fund (QP) Cayman, L.P. See All Filings	D/A	2018-11-05 17:20:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arete Wealth Management, LLC, Tom Tolleson, and Tom Tolleson CIK Number 0001569534 Filed Document 0001315863-18-000840 Exclusions or Exemptions 506b Accepted Date 2018-11-05 17:20:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN PORTFOLIOS HOLDINGS INC See All Filings	D	2018-11-05 17:13:16 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers American Portfolios Financial Services, Inc. CIK Number 0001178738 Filed Document 0001178738-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-05 17:13:16 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Debt
1324 8th LLC See All Filings	D	2018-11-05 17:05:06 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001757775 Filed Document 0001757775-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 17:05:06 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Caffeinated Capital Airtable SPV II, LLC See All Filings	D	2018-11-05 17:01:10 UTC
Amount To Be Raised $13,235,500 Associated Brokers / Dealers N/A CIK Number 0001753762 Filed Document 0001753762-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 17:01:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SG VC Fund III, L.P. See All Filings	D/A	2018-11-05 16:59:46 UTC
Amount To Be Raised $51,000,000 Associated Brokers / Dealers Leumi Investment Services Inc. CIK Number 0001699698 Filed Document 0001699698-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-11-05 16:59:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Light Wave Holding Company, LLC See All Filings	D	2018-11-05 16:59:43 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001688871 Filed Document 0001688871-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:59:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PrecisionHawk, Inc. See All Filings	D	2018-11-05 16:56:55 UTC
Amount To Be Raised $50,863 Associated Brokers / Dealers N/A CIK Number 0001729566 Filed Document 0001729566-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:56:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Turning Rock Fusion LLC See All Filings	D	2018-11-05 16:51:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757121 Filed Document 0000919574-18-006980 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:51:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pepper Avenue Partners, LLC See All Filings	D	2018-11-05 16:50:27 UTC
Amount To Be Raised $20,255,000 Associated Brokers / Dealers N/A CIK Number 0001757955 Filed Document 0001757955-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:50:27 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Institutional Select Fund, Ltd. See All Filings	D	2018-11-05 16:42:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Northern Trust Securities, Inc. CIK Number 0001757774 Filed Document 0001757774-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:42:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ParentSquare, Inc. See All Filings	D	2018-11-05 16:39:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001626406 Filed Document 0001626406-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:39:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
York Multi-Strategy II ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2018-11-05 16:36:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001595273 Filed Document 0001748316-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:36:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHA Delaware Customized Credit Fund-F, L.P. See All Filings	D	2018-11-05 16:23:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753237 Filed Document 0000950142-18-002145 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:23:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
A7 Core, Inc. See All Filings	D	2018-11-05 16:21:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001757057 Filed Document 0001757057-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:21:44 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Cenador Apt Venture, LLC See All Filings	D	2018-11-05 16:17:39 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001757315 Filed Document 0001757315-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:17:39 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ORTHOSENSOR, INC See All Filings	D/A	2018-11-05 16:17:31 UTC
Amount To Be Raised $5,990,000 Associated Brokers / Dealers N/A CIK Number 0001436914 Filed Document 0000897069-18-000591 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:17:31 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
British Invasion Development LLC See All Filings	D	2018-11-05 16:13:36 UTC
Amount To Be Raised $2,950,000 Associated Brokers / Dealers N/A CIK Number 0001757910 Filed Document 0001757910-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:13:36 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Clarity Project (ICO) Ltd. See All Filings	D	2018-11-05 16:10:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aynsley Damery CIK Number 0001751340 Filed Document 0001751340-18-000005 Exclusions or Exemptions 506c Accepted Date 2018-11-05 16:10:24 UTC Type of Offering D Industry Business Services Principal Place of Business JERSEY Revenue or Assets $No Revenues Type of Security Other
GH2, LLC See All Filings	D	2018-11-05 16:07:58 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001751918 Filed Document 0001751918-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:07:58 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Acadian Global Market Neutral Fund, LLC See All Filings	D/A	2018-11-05 16:07:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442838 Filed Document 0001442838-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:07:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advantage Capital Solar Partners II, LLC See All Filings	D	2018-11-05 15:55:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757852 Filed Document 0001315863-18-000839 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:55:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Slumberkins Inc. See All Filings	D	2018-11-05 15:54:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001758145 Filed Document 0001690104-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:54:14 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Transportant, LLC See All Filings	D/A	2018-11-05 15:48:37 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001727302 Filed Document 0001727302-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:48:37 UTC Type of Offering D/A Industry Computers Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Rah Rah Health, Inc. See All Filings	D	2018-11-05 15:42:52 UTC
Amount To Be Raised $1,830,000 Associated Brokers / Dealers N/A CIK Number 0001758172 Filed Document 0001758172-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:42:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SPC Opportunities Parallel Feeder Fund, L.P. See All Filings	D	2018-11-05 15:42:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758122 Filed Document 0001758122-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:42:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SPC Opportunities Feeder Fund, L.P. See All Filings	D	2018-11-05 15:36:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758123 Filed Document 0001758123-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:36:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Kokopelli Outdoor, Inc. See All Filings	D	2018-11-05 15:34:25 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001720779 Filed Document 0001720779-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:34:25 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
PERFICIENT INC See All Filings	D	2018-11-05 15:18:29 UTC
Amount To Be Raised $1,713,639 Associated Brokers / Dealers N/A CIK Number 0001085869 Filed Document 0001085869-18-000077 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:18:29 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
P-80 Shooting Star, a Series of Skunk Capital, LLC See All Filings	D/A	2018-11-05 15:15:27 UTC
Amount To Be Raised $95,540 Associated Brokers / Dealers N/A CIK Number 0001751209 Filed Document 0001751209-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-05 15:15:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Housing Tax Credit Fund LXXIX LP See All Filings	D	2018-11-05 15:12:51 UTC
Amount To Be Raised $10,105,925 Associated Brokers / Dealers Hudson Housing Securities LLC CIK Number 0001724291 Filed Document 0001567619-18-005073 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:12:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VenatoRx Pharmaceuticals, Inc. See All Filings	D/A	2018-11-05 15:11:31 UTC
Amount To Be Raised $47,127,560 Associated Brokers / Dealers N/A CIK Number 0001590501 Filed Document 0001590501-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:11:31 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
RED ACE CAPITAL MANAGEMENT SERIES XIII INVESTORS LLC See All Filings	D	2018-11-05 15:09:40 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001758137 Filed Document 0001758137-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:09:40 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Hull Inc. See All Filings	D	2018-11-05 14:59:45 UTC
Amount To Be Raised $2,316,968 Associated Brokers / Dealers N/A CIK Number 0001694567 Filed Document 0001694567-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 14:59:45 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Hubb, Inc. See All Filings	D	2018-11-05 14:52:32 UTC
Amount To Be Raised $6,299,997 Associated Brokers / Dealers N/A CIK Number 0001690104 Filed Document 0001690104-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-05 14:52:32 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TROUBADOUR RESOURCES INC. See All Filings	D	2018-11-05 14:49:43 UTC
Amount To Be Raised $91,572 Associated Brokers / Dealers N/A CIK Number 0001757359 Filed Document 0001534122-18-000033 Exclusions or Exemptions 506b Accepted Date 2018-11-05 14:49:43 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PTI-LMS Holding Corp. See All Filings	D	2018-11-05 14:48:52 UTC
Amount To Be Raised $10,922,162 Associated Brokers / Dealers N/A CIK Number 0001727536 Filed Document 0001727536-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-05 14:48:52 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Halo Exploration Ltd. See All Filings	D	2018-11-05 14:40:35 UTC
Amount To Be Raised $11,447,063 Associated Brokers / Dealers N/A CIK Number 0001758004 Filed Document 0001758004-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 14:40:35 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ArtMap Inc. See All Filings	C/A	2018-11-05 14:32:32 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,993 CIK Number 0001756176 Filed Document 0001665160-18-001188 Accepted Date 2018-11-05 14:32:32 UTC Type of Offering C/A Security Offered Amount 1,219 Security Offered Type Common Stock State COLORADO
Lombard International Life Assurance Co Separate Account VL211 See All Filings	D	2018-11-05 14:22:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001757596 Filed Document 0001757596-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 14:22:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIG Holdings, LLC See All Filings	D	2018-11-05 14:12:21 UTC
Amount To Be Raised $4,289,234 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-05 14:12:21 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
COVEMARK MP FUND III LLC See All Filings	D/A	2018-11-05 14:06:56 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001743887 Filed Document 0001743887-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-05 14:06:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FBF INVESTMENT, LLC See All Filings	D	2018-11-05 13:56:14 UTC
Amount To Be Raised $8,782,090 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001758136 Filed Document 0001758136-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 13:56:14 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Entertainment Data Oracle, Inc. See All Filings	D	2018-11-05 13:56:00 UTC
Amount To Be Raised $13,564,792 Associated Brokers / Dealers N/A CIK Number 0001757627 Filed Document 0001757627-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 13:56:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity