Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SUMMIT SEMICONDUCTOR LLC See All Filings	D	2016-08-17 14:32:12 UTC
Amount To Be Raised $1,680,000 Associated Brokers / Dealers Colorado Financial Service Corporation CIK Number 0001682149 Filed Document 0001682149-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:32:12 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
ENABLE INJECTIONS, LLC See All Filings	D/A	2016-08-17 14:31:39 UTC
Amount To Be Raised $247,250 Associated Brokers / Dealers N/A CIK Number 0001619825 Filed Document 0001619825-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:31:39 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Avantis Medical Systems Inc See All Filings	D/A	2016-08-17 14:30:14 UTC
Amount To Be Raised $16,885,772 Associated Brokers / Dealers N/A CIK Number 0001325768 Filed Document 0001325768-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:30:14 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CELSENSE INC See All Filings	D	2016-08-17 14:26:54 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001372965 Filed Document 0001372965-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:26:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Level Solar Inc. See All Filings	D	2016-08-17 14:22:19 UTC
Amount To Be Raised $5,126,245 Associated Brokers / Dealers N/A CIK Number 0001639473 Filed Document 0001639473-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:22:19 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BALTHAZAR ABSOLUTE RETURN FUND LTD. See All Filings	D	2016-08-17 14:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682507 Filed Document 0001682507-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:21:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
ENABLE INJECTIONS, LLC See All Filings	D/A	2016-08-17 14:18:53 UTC
Amount To Be Raised $9,617 Associated Brokers / Dealers N/A CIK Number 0001619825 Filed Document 0001619825-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:18:53 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Gotham Employee Fund, LLC See All Filings	D/A	2016-08-17 14:18:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585183 Filed Document 0001585183-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:18:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENABLE INJECTIONS, LLC See All Filings	D/A	2016-08-17 14:08:46 UTC
Amount To Be Raised $100,002 Associated Brokers / Dealers N/A CIK Number 0001619825 Filed Document 0001619825-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:08:46 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SQN Investors Offshore Ltd See All Filings	D/A	2016-08-17 14:00:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616536 Filed Document 0000935836-16-001058 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:00:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
e360 Power Offshore Fund, Ltd. See All Filings	D/A	2016-08-17 14:00:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490875 Filed Document 0001315863-16-001732 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:00:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
e360 Power Fund II, LP See All Filings	D/A	2016-08-17 14:00:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611790 Filed Document 0001315863-16-001731 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:00:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ENABLE INJECTIONS, LLC See All Filings	D/A	2016-08-17 13:54:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001619825 Filed Document 0001619825-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-08-17 13:54:49 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
DEVMYND SOFTWARE INC. See All Filings	D	2016-08-17 13:41:29 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001679444 Filed Document 0001679444-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 13:41:29 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Brush College Financial, LLC See All Filings	D	2016-08-17 13:37:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001682512 Filed Document 0001682512-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 13:37:47 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Prime Liquidity Fund LLC See All Filings	D	2016-08-17 13:20:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. CIK Number 0001675271 Filed Document 0000950103-16-015590 Exclusions or Exemptions 506b Accepted Date 2016-08-17 13:20:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
McGinnis MLP & Energy Fund, LP See All Filings	D	2016-08-17 13:05:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brown Associates, Inc. and Perkins Fund Marketing, L.L.C. CIK Number 0001681456 Filed Document 0001315863-16-001730 Exclusions or Exemptions 506b Accepted Date 2016-08-17 13:05:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Avantis Medical Systems Inc See All Filings	D	2016-08-17 12:54:22 UTC
Amount To Be Raised $1,329,955 Associated Brokers / Dealers N/A CIK Number 0001325768 Filed Document 0001325768-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:54:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
VADJ, LLC See All Filings	D	2016-08-17 12:52:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001682189 Filed Document 0001682189-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:52:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Saurus, Inc. See All Filings	D	2016-08-17 12:51:37 UTC
Amount To Be Raised $7,999,991 Associated Brokers / Dealers N/A CIK Number 0001650610 Filed Document 0001243233-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:51:37 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Concentric Analgesics, Inc. See All Filings	D	2016-08-17 12:51:03 UTC
Amount To Be Raised $9,618,394 Associated Brokers / Dealers N/A CIK Number 0001682398 Filed Document 0001662388-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:51:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HighGear Ventures SPV-T, LLC See All Filings	D	2016-08-17 12:47:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676813 Filed Document 0001676813-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:47:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avantis Medical Systems Inc See All Filings	D	2016-08-17 12:46:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001325768 Filed Document 0001325768-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:46:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
REGENCY COMMERCIAL ASSOCIATES LLC See All Filings	D	2016-08-17 12:42:16 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers J.J.B. Hilliard, W.L. Lyons, LLC CIK Number 0001160739 Filed Document 0001140361-16-076998 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:42:16 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Avantis Medical Systems Inc See All Filings	D	2016-08-17 12:40:30 UTC
Amount To Be Raised $2,516,584 Associated Brokers / Dealers N/A CIK Number 0001325768 Filed Document 0001325768-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:40:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Breethe, Inc. See All Filings	D	2016-08-17 12:34:46 UTC
Amount To Be Raised $3,600,031 Associated Brokers / Dealers N/A CIK Number 0001631734 Filed Document 0001631734-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:34:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Avantis Medical Systems Inc See All Filings	D	2016-08-17 12:28:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001325768 Filed Document 0001325768-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:28:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Adigica Health, Inc. See All Filings	D	2016-08-17 12:27:30 UTC
Amount To Be Raised $5,008,255 Associated Brokers / Dealers N/A CIK Number 0001682256 Filed Document 0001140361-16-076995 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:27:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Precision Fund SPC for the account of Pine River Augusta S.P. See All Filings	D	2016-08-17 12:27:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681938 Filed Document 0001681938-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:27:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Augusta Series, a Series of Pine River Precision Fund LLC See All Filings	D	2016-08-17 12:24:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681935 Filed Document 0001681935-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:24:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PlanetRisk, Inc. See All Filings	D	2016-08-17 12:15:41 UTC
Amount To Be Raised $9,128,649 Associated Brokers / Dealers N/A CIK Number 0001210097 Filed Document 0001210097-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:15:41 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Doxtek, Inc. See All Filings	D/A	2016-08-17 12:15:25 UTC
Amount To Be Raised $249,998 Associated Brokers / Dealers N/A CIK Number 0001681123 Filed Document 0001681123-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:15:25 UTC Type of Offering D/A Industry Business Services Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Spring Hill Development Partners, LLC See All Filings	D/A	2016-08-17 12:12:37 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001676548 Filed Document 0001676548-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:12:37 UTC Type of Offering D/A Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Cypressbrook Temple LP See All Filings	D	2016-08-17 12:10:57 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001682313 Filed Document 0001682313-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:10:57 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Bioniz Therapeutics, Inc. See All Filings	D/A	2016-08-17 11:59:06 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001662388 Filed Document 0001662388-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:59:06 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CTI INDUSTRIES CORP See All Filings	D	2016-08-17 11:49:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dougherty & Company LLC CIK Number 0001042187 Filed Document 0001042187-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:49:02 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
VISUALANT INC See All Filings	D	2016-08-17 11:38:44 UTC
Amount To Be Raised $29,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-16-001054 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:38:44 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RICH CIGARS INC See All Filings	D/A	2016-08-17 11:34:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001582962 Filed Document 0001065949-16-000478 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:34:32 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
TREW, Inc. See All Filings	D	2016-08-17 11:30:56 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers FUNDME SECURITIES LLC CIK Number 0001653551 Filed Document 0001461859-16-000033 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:30:56 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
York Global Credit Income Fund, L.P. See All Filings	D/A	2016-08-17 11:23:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001555933 Filed Document 0001144204-16-119935 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:23:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Global Credit Income Fund Ltd See All Filings	D/A	2016-08-17 11:22:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001555932 Filed Document 0001144204-16-119934 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:22:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RoboFlight Systems, LLC See All Filings	D	2016-08-17 11:16:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001628381 Filed Document 0001628381-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:16:49 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
KOHLBERG PARTNERS VIII, L.P. See All Filings	D	2016-08-17 11:10:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681951 Filed Document 0001681951-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:10:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRANS WORLD CORP See All Filings	D	2016-08-17 11:09:30 UTC
Amount To Be Raised $93,750 Associated Brokers / Dealers N/A CIK Number 0000914577 Filed Document 0001204348-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:09:30 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
LOGAN RESOURCES LTD See All Filings	D	2016-08-17 11:08:42 UTC
Amount To Be Raised $543,430 Associated Brokers / Dealers N/A CIK Number 0001288268 Filed Document 0001062993-16-011213 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:08:42 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RICHMOND FUND LP See All Filings	D/A	2016-08-17 11:08:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427670 Filed Document 0001140361-16-076986 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:08:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
KOHLBERG TE INVESTORS VIII-B, L.P. See All Filings	D	2016-08-17 11:08:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681964 Filed Document 0001681964-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:08:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nouveau Monde Mining Enterprises Inc. See All Filings	D	2016-08-17 11:06:44 UTC
Amount To Be Raised $38,419 Associated Brokers / Dealers N/A CIK Number 0001649752 Filed Document 0001062993-16-011215 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:06:44 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
KOHLBERG TE INVESTORS VIII, L.P. See All Filings	D	2016-08-17 11:06:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681965 Filed Document 0001681965-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:06:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KOHLBERG INVESTORS VIII-C, L.P. See All Filings	D	2016-08-17 11:05:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681970 Filed Document 0001681970-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:05:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund