Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Turning Point Brands, Inc. See All Filings	D/A	2018-09-19 16:13:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001290677 Filed Document 0001290677-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-19 16:13:30 UTC Type of Offering D/A Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Over $100,000,000 Type of Security Equity
MuniPro, Inc. See All Filings	D	2018-09-19 16:12:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752668 Filed Document 0001752668-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 16:12:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1938 Franklin Holdings, LLC See All Filings	D	2018-09-19 16:08:59 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001753359 Filed Document 0001753359-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-19 16:08:59 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Banner Apartments Fund IV-B Operating Limited Partnership See All Filings	D	2018-09-19 15:59:08 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers 303 Alternatives, LLC CIK Number 0001752911 Filed Document 0001752911-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 15:59:08 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Banner Apartments Fund IV-A Operating Limited Partnership See All Filings	D	2018-09-19 15:43:38 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers 303 Alternatives, LLC CIK Number 0001752909 Filed Document 0001752909-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 15:43:38 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
EMG Fund IV Sable Co-Investment, LP See All Filings	D	2018-09-19 15:28:42 UTC
Amount To Be Raised $65,221,078 Associated Brokers / Dealers N/A CIK Number 0001751974 Filed Document 0001751974-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 15:28:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG PRES Equity, LP See All Filings	D	2018-09-19 15:23:54 UTC
Amount To Be Raised $210,414,072 Associated Brokers / Dealers N/A CIK Number 0001692754 Filed Document 0001692754-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 15:23:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgeline Digital, Inc. See All Filings	D	2018-09-19 15:20:57 UTC
Amount To Be Raised $941,176 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001378590 Filed Document 0001415889-18-001406 Exclusions or Exemptions 506b Accepted Date 2018-09-19 15:20:57 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
INTERGALACTIC MEDIA GROUP MJP, INC. See All Filings	D	2018-09-19 15:12:51 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers N/A CIK Number 0001753269 Filed Document 0001753269-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 15:12:51 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Morganton Lodging Associates, LP See All Filings	D	2018-09-19 15:12:31 UTC
Amount To Be Raised $866,880 Associated Brokers / Dealers N/A CIK Number 0001707537 Filed Document 0001707537-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 15:12:31 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Abacus Health Products, Inc. See All Filings	D	2018-09-19 15:10:27 UTC
Amount To Be Raised $3,064,000 Associated Brokers / Dealers N/A CIK Number 0001753179 Filed Document 0001753179-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 15:10:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Debt
4C Medical Technologies, Inc. See All Filings	D	2018-09-19 15:03:34 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001692028 Filed Document 0001209191-18-051624 Exclusions or Exemptions 506b Accepted Date 2018-09-19 15:03:34 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Perennial Real Estate Fund IV, LP See All Filings	D	2018-09-19 14:56:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753592 Filed Document 0001753592-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:56:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LYTICAL VENTURES CI, LP See All Filings	D	2018-09-19 14:54:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748129 Filed Document 0001748129-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:54:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WexEnergy LLC See All Filings	D	2018-09-19 14:50:23 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001725112 Filed Document 0001725112-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:50:23 UTC Type of Offering D Industry Energy Conservation Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MetLife Commercial Mortgage Income Fund, LP See All Filings	D/A	2018-09-19 14:49:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HFF Securities L.P. and MetLife Investments Securities, LLC CIK Number 0001653092 Filed Document 0001653092-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:49:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Diamond Funding Ventures, LLC See All Filings	D/A	2018-09-19 14:29:48 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-18-000032 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:29:48 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Black Diamond Funding Ventures, LLC See All Filings	D/A	2018-09-19 14:28:53 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-18-000031 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:28:53 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
West Venture Partners SPV II, LLC See All Filings	D	2018-09-19 14:28:22 UTC
Amount To Be Raised $1,590,115 Associated Brokers / Dealers N/A CIK Number 0001744929 Filed Document 0001744929-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:28:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBB Research Group Investors IV LLC See All Filings	D/A	2018-09-19 14:28:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581246 Filed Document 0001581246-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:28:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Funding Ventures, LLC See All Filings	D/A	2018-09-19 14:27:39 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-18-000030 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:27:39 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Black Diamond Funding Ventures, LLC See All Filings	D/A	2018-09-19 14:23:53 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-18-000029 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:23:53 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Black Diamond Funding Ventures, LLC See All Filings	D/A	2018-09-19 14:23:05 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-18-000028 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:23:05 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Black Diamond Funding Ventures, LLC See All Filings	D/A	2018-09-19 14:22:11 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-18-000027 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:22:11 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Penrose Advisors Fund LP See All Filings	D	2018-09-19 14:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753118 Filed Document 0001753118-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:21:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Funding Ventures, LLC See All Filings	D/A	2018-09-19 14:21:14 UTC
Amount To Be Raised $279,500 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-18-000026 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:21:14 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Black Diamond Funding Ventures, LLC See All Filings	D/A	2018-09-19 14:20:18 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-18-000025 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:20:18 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Black Diamond Funding Ventures, LLC See All Filings	D/A	2018-09-19 14:19:28 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-18-000024 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:19:28 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Black Diamond Funding Ventures, LLC See All Filings	D/A	2018-09-19 14:17:47 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-18-000023 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:17:47 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Confluent Biotech Capital Partners, LP See All Filings	D/A	2018-09-19 14:17:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651358 Filed Document 0001013594-18-000537 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:17:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Funding Ventures, LLC See All Filings	D/A	2018-09-19 14:15:43 UTC
Amount To Be Raised $12,000 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-18-000022 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:15:43 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Endalgo, Inc. See All Filings	D	2018-09-19 14:15:26 UTC
Amount To Be Raised $3,000,012 Associated Brokers / Dealers N/A CIK Number 0001753069 Filed Document 0001753069-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-09-19 14:15:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SBB Research Group Investors II LLC See All Filings	D/A	2018-09-19 14:14:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581243 Filed Document 0001581243-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:14:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Funding Ventures, LLC See All Filings	D/A	2018-09-19 14:14:40 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-18-000021 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:14:40 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Black Diamond Funding Ventures, LLC See All Filings	D/A	2018-09-19 14:13:52 UTC
Amount To Be Raised $432,475 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:13:52 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Black Diamond Funding Ventures, LLC See All Filings	D/A	2018-09-19 14:12:18 UTC
Amount To Be Raised $434,403 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:12:18 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
MotiveMetrics Inc. See All Filings	D	2018-09-19 14:12:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001470100 Filed Document 0001470100-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:12:01 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Black Diamond Funding Ventures, LLC See All Filings	D/A	2018-09-19 14:10:10 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:10:10 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Premier Pacific Fund I, LLC See All Filings	D	2018-09-19 14:06:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001753588 Filed Document 0001753588-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-19 14:06:40 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Datameer, Inc. See All Filings	D	2018-09-19 14:05:37 UTC
Amount To Be Raised $8,336,132 Associated Brokers / Dealers N/A CIK Number 0001521473 Filed Document 0001749883-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:05:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lil Respect LLC See All Filings	D	2018-09-19 14:04:59 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001753637 Filed Document 0001753637-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:04:59 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
optiPulse, Inc. See All Filings	D	2018-09-19 14:03:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701372 Filed Document 0001701372-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-09-19 14:03:32 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VIPW, LLC See All Filings	D	2018-09-19 14:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001753595 Filed Document 0001753595-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 14:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Woodriver Holdings LP See All Filings	D	2018-09-19 13:56:11 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001746804 Filed Document 0001746804-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 13:56:11 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LAURENT PHARMACEUTICALS INC. See All Filings	D	2018-09-19 13:55:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752986 Filed Document 0000899797-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-09-19 13:55:11 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
CWS RUSTON, L.P. See All Filings	D	2018-09-19 13:53:36 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Byron L. Williams and James J. Morrison CIK Number 0001753090 Filed Document 0001753090-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 13:53:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Power 5 Conference Student Housing I, DST See All Filings	D/A	2018-09-19 13:51:05 UTC
Amount To Be Raised $59,200,000 Associated Brokers / Dealers Great Point Capital, LLC, Independent Financial Group, LLC, Capital Financial Services, Inc., Galt Financial Group, inc., Wealthforge Securities, LLC, Crown Capital Securities, L.P., Investacorp, Inc., Vanderbilt Securities, LLC, Sandlapper Securities, LLC, McDermott Investment Services, LLC, International Assets Advisory, LLC, Cabot Lodge Securities LLC, Centaurus Financial, Inc., Berthel, Fisher & Company Financial Services, Inc., National Securities Corporation, WestPark Capital, Inc., Capulent LLC, Center Street Securities, Coker & Palmer, Triad Advisors LLC, and Metropolitan Capital Investment Banc, Inc. CIK Number 0001733016 Filed Document 0001733016-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-09-19 13:51:05 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PFG FUND III, LLC See All Filings	1-A	2018-09-19 13:50:02 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001594139 Filed Document 0001477932-18-004556 Accepted Date 2018-09-19 13:50:02 UTC Type of Offering 1-A Industry REAL ESTATE Offering Tier Tier1 Principal Place of Business COLORADO Revenue or Assets $94,055 State of Jurisdiction COLORADO Type of Security Equity (common or preferred stock)
Jamieson Natural Resources Fund, LLC See All Filings	D	2018-09-19 13:45:55 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001753633 Filed Document 0001753633-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 13:45:55 UTC Type of Offering D Industry Investing Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Fort Apache Seniors, LLC See All Filings	D	2018-09-19 13:45:13 UTC
Amount To Be Raised $13,219,867 Associated Brokers / Dealers N/A CIK Number 0001753604 Filed Document 0001753604-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 13:45:13 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity