Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AQR Style Premia Offshore Fund II, L.P. See All Filings	D/A	2016-08-17 18:46:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617196 Filed Document 0001617196-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:46:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMBED BIOSCIENCES, INC See All Filings	D	2016-08-17 18:39:40 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001606055 Filed Document 0001606055-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:39:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Wasatch Microfluidics, Inc. See All Filings	D	2016-08-17 18:18:55 UTC
Amount To Be Raised $10,299,651 Associated Brokers / Dealers Burch & Company, Inc. CIK Number 0001541582 Filed Document 0001541582-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:18:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Staghound Credit Research Partners LP See All Filings	D/A	2016-08-17 18:13:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617809 Filed Document 0001617809-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:13:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kiltearn Global Equity SRI Fund See All Filings	D/A	2016-08-17 18:06:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584276 Filed Document 0001584276-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:06:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in Revolution Credit) LP See All Filings	D	2016-08-17 18:03:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681890 Filed Document 0001465818-16-000132 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:03:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OneEnergy, Inc. See All Filings	D/A	2016-08-17 18:01:16 UTC
Amount To Be Raised $898,532 Associated Brokers / Dealers N/A CIK Number 0001539014 Filed Document 0001539014-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:01:16 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CINEMATCHER, INC. See All Filings	D	2016-08-17 17:53:12 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001682597 Filed Document 0001682597-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:53:12 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Udeo.Me LLC See All Filings	D/A	2016-08-17 17:50:15 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001658082 Filed Document 0001658082-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:50:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Blue Bite LLC See All Filings	D	2016-08-17 17:40:03 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers N/A CIK Number 0001682580 Filed Document 0001682580-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-08-17 17:40:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
921 10th AVE. E., LLC See All Filings	D	2016-08-17 17:34:21 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers N/A CIK Number 0001682503 Filed Document 0001682503-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:34:21 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
GGCOF Third-Party Co-Invest (AI), L.P. See All Filings	D/A	2016-08-17 17:26:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472034 Filed Document 0001472034-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:26:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FILMIC INC. See All Filings	D	2016-08-17 17:24:41 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001681899 Filed Document 0001681899-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:24:41 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Arsenal Ultimate Holdco, LLC See All Filings	D	2016-08-17 17:23:50 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers N/A CIK Number 0001682382 Filed Document 0001682382-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-08-17 17:23:50 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEC-Austin LLC See All Filings	D	2016-08-17 17:20:57 UTC
Amount To Be Raised $726,000 Associated Brokers / Dealers N/A CIK Number 0001682583 Filed Document 0001682583-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:20:57 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
SurfWatch Labs, Inc. See All Filings	D	2016-08-17 17:19:36 UTC
Amount To Be Raised $4,619,980 Associated Brokers / Dealers N/A CIK Number 0001606193 Filed Document 0001606193-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:19:36 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Fastdata.io, Inc. See All Filings	D	2016-08-17 17:18:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001682007 Filed Document 0001682007-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:18:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
FIELD & MAIN BANCORP, INC. See All Filings	D/A	2016-08-17 17:13:44 UTC
Amount To Be Raised $1,995,000 Associated Brokers / Dealers N/A CIK Number 0001676677 Filed Document 0001140361-16-077049 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:13:44 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ZEV TECHNOLOGIES, INC. See All Filings	D	2016-08-17 17:10:49 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001679789 Filed Document 0001679789-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:10:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Point Judith Venture Fund IV, L.P. See All Filings	D/A	2016-08-17 17:10:33 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001651453 Filed Document 0001651453-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:10:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agralogics Inc. See All Filings	D/A	2016-08-17 17:03:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001596410 Filed Document 0001596410-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:03:21 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TALSON LAG ADVANTAGE, LP See All Filings	D/A	2016-08-17 17:03:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557474 Filed Document 0000919574-16-015049 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:03:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS Fund III See All Filings	D/A	2016-08-17 16:55:45 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001682378 Filed Document 0001682378-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:55:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Flux Factory, Inc. See All Filings	D	2016-08-17 16:54:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Stem 7 Capital Partners Ltd. and Kai Capital Management Ltd. CIK Number 0001552108 Filed Document 0001552108-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:54:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Curex Group Holdings, LLC See All Filings	D	2016-08-17 16:43:34 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001474335 Filed Document 0001012975-16-001446 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:43:34 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone US Market Neutral Fund, LLC See All Filings	D/A	2016-08-17 16:41:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510983 Filed Document 0001566114-16-000132 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:41:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SmartCareOS, LLC See All Filings	D	2016-08-17 16:39:50 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001679217 Filed Document 0001679217-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:39:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR GRP 10 Offshore Fund Ltd. See All Filings	D/A	2016-08-17 16:32:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523660 Filed Document 0001402199-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:32:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kineta One, LLC See All Filings	D	2016-08-17 16:23:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001497524 Filed Document 0001497524-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:23:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Udeo.Me LLC See All Filings	D/A	2016-08-17 16:21:06 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001658082 Filed Document 0001658082-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:21:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
AQR GAA ALPHAPORT 500 FUND II LP See All Filings	D/A	2016-08-17 16:17:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001402199 Filed Document 0001402199-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:17:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2016-08-17 16:11:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-16-000022 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:11:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BOSTON WOODS LLC See All Filings	D	2016-08-17 16:10:05 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001682561 Filed Document 0001682561-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:10:05 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PDL Six LLC See All Filings	D	2016-08-17 16:05:01 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001682277 Filed Document 0001682277-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:05:01 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
OC 531 Offshore Fund, Ltd. See All Filings	D/A	2016-08-17 16:01:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616863 Filed Document 0001616863-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:01:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Encompass Advisory Services, LLC See All Filings	D	2016-08-17 15:56:50 UTC
Amount To Be Raised $142,500 Associated Brokers / Dealers N/A CIK Number 0001682573 Filed Document 0001682573-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:56:50 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vivacelle Bio, Inc. See All Filings	D	2016-08-17 15:55:29 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001600053 Filed Document 0001600053-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:55:29 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HEC Onshore Fund LP See All Filings	D/A	2016-08-17 15:50:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001649566 Filed Document 0000943663-16-000447 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:50:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PEG MZ 2016 L.P. See All Filings	D/A	2016-08-17 15:44:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001669927 Filed Document 0001669927-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:44:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HEC Offshore Fund Ltd See All Filings	D/A	2016-08-17 15:43:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001649583 Filed Document 0000943663-16-000446 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:43:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Affinity Project, Inc. See All Filings	D	2016-08-17 15:43:00 UTC
Amount To Be Raised $7,127,767 Associated Brokers / Dealers N/A CIK Number 0001682363 Filed Document 0001140361-16-077017 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:43:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Nexamp, Inc. See All Filings	D	2016-08-17 15:28:19 UTC
Amount To Be Raised $30,328,562 Associated Brokers / Dealers N/A CIK Number 0001481062 Filed Document 0001481062-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:28:19 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HEALTH INTELLIGENCE CO LLC See All Filings	D/A	2016-08-17 15:25:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508432 Filed Document 0001508432-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:25:44 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Theta Fund I, LLC See All Filings	D/A	2016-08-17 15:15:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651826 Filed Document 0001651826-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:15:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Equity
Creation Investments Social Ventures Fund III, L.P. See All Filings	D/A	2016-08-17 15:04:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001647263 Filed Document 0001647263-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:04:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cleave Biosciences, Inc. See All Filings	D	2016-08-17 14:56:39 UTC
Amount To Be Raised $36,750,001 Associated Brokers / Dealers N/A CIK Number 0001682401 Filed Document 0001682401-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:56:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Haxall Point Income Fund II, LP See All Filings	D/A	2016-08-17 14:54:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001674415 Filed Document 0001674415-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:54:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parametric Global Defensive Equity Fund LLC See All Filings	D/A	2016-08-17 14:44:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650167 Filed Document 0000940394-16-002941 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:44:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BAT BLUE Corp See All Filings	D	2016-08-17 14:36:05 UTC
Amount To Be Raised $13,520,342 Associated Brokers / Dealers N/A CIK Number 0001681692 Filed Document 0001681692-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:36:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Pramerica Fixed Income Funds plc See All Filings	D/A	2016-08-17 14:34:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001556187 Filed Document 0000902664-16-007937 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:34:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity