Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Oaktree European Principal Fund IV Feeder (Cayman), L.P. See All Filings	D/A	2016-08-18 11:58:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651693 Filed Document 0001651693-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:58:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
US Consumer Capital, LLC See All Filings	D	2016-08-18 11:54:34 UTC
Amount To Be Raised $5,005,000 Associated Brokers / Dealers N/A CIK Number 0001682599 Filed Document 0001682599-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:54:34 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Taiyo Hinata Fund, L.P. See All Filings	D/A	2016-08-18 11:49:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682025 Filed Document 0001682025-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:49:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree European Principal Fund IV Feeder (U.S.), L.P. See All Filings	D/A	2016-08-18 11:47:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651692 Filed Document 0001651692-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:47:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree European Principal Fund IV, L.P. See All Filings	D/A	2016-08-18 11:44:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651205 Filed Document 0001651205-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:44:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FloSports, Inc. See All Filings	D	2016-08-18 11:35:07 UTC
Amount To Be Raised $21,199,997 Associated Brokers / Dealers N/A CIK Number 0001617956 Filed Document 0001617956-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:35:07 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Springfield Hockey, LLC See All Filings	D	2016-08-18 11:33:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001677096 Filed Document 0001677096-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:33:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Huuuge, Inc. See All Filings	D	2016-08-18 11:23:27 UTC
Amount To Be Raised $4,595,400 Associated Brokers / Dealers N/A CIK Number 0001677386 Filed Document 0001677386-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:23:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sunshine Heart, Inc. See All Filings	D	2016-08-18 11:21:05 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001506492 Filed Document 0001596771-16-000153 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:21:05 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LTS CAPITAL PARTNERS - FALLBROOK VII, LLC See All Filings	D	2016-08-18 11:17:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001681791 Filed Document 0000950138-16-001270 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:17:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CDI Sundown, LLC See All Filings	D	2016-08-18 11:17:15 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers None CIK Number 0001682433 Filed Document 0001682433-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:17:15 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Global Reserve Partners, LLC See All Filings	D/A	2016-08-18 11:13:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639377 Filed Document 0001639377-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:13:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
WGI DEVELOPED MARKETS EX-US FUND, LLC See All Filings	D/A	2016-08-18 10:42:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651240 Filed Document 0001651240-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 10:42:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnetar SC Fund Ltd See All Filings	D/A	2016-08-18 10:34:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498898 Filed Document 0001498898-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 10:34:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnitude Total Portfolio Fund, L.P. See All Filings	D/A	2016-08-18 10:24:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626662 Filed Document 0001626662-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-18 10:24:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SB Broadway Musical Ltd Liability Co See All Filings	D/A	2016-08-18 10:18:27 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001659057 Filed Document 0001659057-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 10:18:27 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
FORM Holdings Corp. See All Filings	D	2016-08-18 10:17:39 UTC
Amount To Be Raised $1,733,826 Associated Brokers / Dealers N/A CIK Number 0001410428 Filed Document 0001410428-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 10:17:39 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Action Auto, LLC See All Filings	D	2016-08-18 10:13:51 UTC
Amount To Be Raised $5,005,000 Associated Brokers / Dealers N/A CIK Number 0001581153 Filed Document 0001581153-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-18 10:13:51 UTC Type of Offering D Industry Retailing Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Data Council Holdings, Inc. See All Filings	D	2016-08-18 10:10:54 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001673938 Filed Document 0001651007-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-18 10:10:54 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Youth Sports Network Interactive Media Inc. See All Filings	D	2016-08-18 10:09:07 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001682424 Filed Document 0001682424-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 10:09:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iMedicor See All Filings	D/A	2016-08-18 10:05:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001408057 Filed Document 0001354488-16-008199 Exclusions or Exemptions 506b Accepted Date 2016-08-18 10:05:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
pHase2 microtechnologies, Inc. See All Filings	D/A	2016-08-18 09:57:17 UTC
Amount To Be Raised $153,333 Associated Brokers / Dealers N/A CIK Number 0001670244 Filed Document 0001670244-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-18 09:57:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Magnitude Partners International, Ltd. See All Filings	D/A	2016-08-18 09:48:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Bank PLC CIK Number 0001519605 Filed Document 0000902664-16-007950 Exclusions or Exemptions 506b Accepted Date 2016-08-18 09:48:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnitude Private Partners, L.P. See All Filings	D/A	2016-08-18 09:47:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001480411 Filed Document 0000902664-16-007949 Exclusions or Exemptions 506b Accepted Date 2016-08-18 09:47:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnitude International See All Filings	D/A	2016-08-18 09:46:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Executive Wealth Management, LLC CIK Number 0001471509 Filed Document 0000902664-16-007948 Exclusions or Exemptions 506b Accepted Date 2016-08-18 09:46:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAGNITUDE U.S. PARTNERS See All Filings	D/A	2016-08-18 09:45:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001280016 Filed Document 0000902664-16-007947 Exclusions or Exemptions 506b Accepted Date 2016-08-18 09:45:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnitude Leveraged International See All Filings	D/A	2016-08-18 09:44:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Executive Wealth Management, LLC CIK Number 0001476391 Filed Document 0000902664-16-007946 Exclusions or Exemptions 506b Accepted Date 2016-08-18 09:44:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnitude Institutional, Ltd. See All Filings	D/A	2016-08-18 09:43:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387093 Filed Document 0000902664-16-007945 Exclusions or Exemptions 506b Accepted Date 2016-08-18 09:43:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amber Global Opportunities Fund Ltd. See All Filings	D/A	2016-08-18 09:24:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001458005 Filed Document 0000902664-16-007944 Exclusions or Exemptions 506b Accepted Date 2016-08-18 09:24:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GT Capital IV, LLC See All Filings	D	2016-08-18 09:03:06 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001680861 Filed Document 0001140361-16-077091 Exclusions or Exemptions 506b Accepted Date 2016-08-18 09:03:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Hackl & Tucker Ltd Liability Co See All Filings	D	2016-08-18 08:43:46 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001679171 Filed Document 0001679171-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 08:43:46 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Sonavex, Inc. See All Filings	D	2016-08-18 07:25:21 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001645892 Filed Document 0001645892-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-18 07:25:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Amber Global Opportunities Fund LP See All Filings	D/A	2016-08-18 06:16:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001458004 Filed Document 0000902664-16-007941 Exclusions or Exemptions 506b Accepted Date 2016-08-18 06:16:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RWC Emerging Markets Equity Fund Ltd See All Filings	D/A	2016-08-18 06:08:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646690 Filed Document 0000902664-16-007940 Exclusions or Exemptions 506b Accepted Date 2016-08-18 06:08:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RWC Frontier Markets Opportunity Fund Ltd See All Filings	D/A	2016-08-18 06:02:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646521 Filed Document 0000902664-16-007939 Exclusions or Exemptions 506b Accepted Date 2016-08-18 06:02:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flow Labs Syndicate, a series of Jason's Syndicate, LLC See All Filings	D	2016-08-17 21:52:46 UTC
Amount To Be Raised $334,500 Associated Brokers / Dealers N/A CIK Number 0001682407 Filed Document 0001682407-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 21:52:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Immad Akhund AngelList S16 Fund, LP See All Filings	D	2016-08-17 21:32:39 UTC
Amount To Be Raised $725,998 Associated Brokers / Dealers N/A CIK Number 0001682403 Filed Document 0001682403-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 21:32:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-VXH-13-Fund, a series of AX-PrAl-Funds, LLC See All Filings	D	2016-08-17 21:09:45 UTC
Amount To Be Raised $119,500 Associated Brokers / Dealers N/A CIK Number 0001682404 Filed Document 0001682404-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 21:09:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-OVH-11-Fund, a series of AngelList-ShGa-Funds, LLC See All Filings	D	2016-08-17 20:44:50 UTC
Amount To Be Raised $195,500 Associated Brokers / Dealers N/A CIK Number 0001682388 Filed Document 0001682388-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 20:44:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-TSH-23-Fund, a series of AX-DS-Funds, LLC See All Filings	D	2016-08-17 20:29:32 UTC
Amount To Be Raised $309,000 Associated Brokers / Dealers N/A CIK Number 0001682408 Filed Document 0001682408-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 20:29:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RAF-13-Fund, a series of AX-AbVc-Funds, LLC See All Filings	D	2016-08-17 20:12:05 UTC
Amount To Be Raised $478,500 Associated Brokers / Dealers N/A CIK Number 0001682444 Filed Document 0001682444-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 20:12:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUPERCONDUCTOR TECHNOLOGIES INC See All Filings	D	2016-08-17 20:04:45 UTC
Amount To Be Raised $1,605,186 Associated Brokers / Dealers H. C. Wainwright & Co., LLC CIK Number 0000895665 Filed Document 0001140361-16-077072 Exclusions or Exemptions 506b Accepted Date 2016-08-17 20:04:45 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
RMC INTERNATIONAL, INC. See All Filings	D	2016-08-17 20:04:17 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001671689 Filed Document 0001671689-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 20:04:17 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Solar Mosaic, Inc. See All Filings	D/A	2016-08-17 19:58:44 UTC
Amount To Be Raised $19,151,782 Associated Brokers / Dealers N/A CIK Number 0001523221 Filed Document 0001523221-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 19:58:44 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Pear Ventures II, L.P. See All Filings	D/A	2016-08-17 19:50:09 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001667210 Filed Document 0001667210-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 19:50:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Offshore Multi-Strategy Fund VIII Ltd. See All Filings	D/A	2016-08-17 19:00:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576238 Filed Document 0001617196-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 19:00:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-PZT-13-Fund, a series of AX-RaNa-Funds, LLC See All Filings	D	2016-08-17 18:58:09 UTC
Amount To Be Raised $115,500 Associated Brokers / Dealers N/A CIK Number 0001682406 Filed Document 0001682406-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:58:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alethea Biotech Fund II, LP See All Filings	D	2016-08-17 18:57:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001682367 Filed Document 0001682367-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:57:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
matchNEST, Inc. See All Filings	D	2016-08-17 18:50:30 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001682519 Filed Document 0001682519-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:50:30 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Eckard Global, LLC See All Filings	D	2016-08-17 18:46:49 UTC
Amount To Be Raised $253,800 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:46:49 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity