Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GENESEE BALANCED FUND LP See All Filings	D/A	2016-08-19 10:01:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000879508 Filed Document 0000919574-16-015068 Exclusions or Exemptions 506b Accepted Date 2016-08-19 10:01:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GENESEE BALANCED FUND, LTD. See All Filings	D/A	2016-08-19 09:52:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457313 Filed Document 0000919574-16-015065 Exclusions or Exemptions 506b Accepted Date 2016-08-19 09:52:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Stelliam Fund II LP See All Filings	D/A	2016-08-19 09:50:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001597834 Filed Document 0001315863-16-001740 Exclusions or Exemptions 506b Accepted Date 2016-08-19 09:50:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tosca EnTrust Fund SPC See All Filings	D/A	2016-08-19 09:47:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584949 Filed Document 0000919574-16-015063 Exclusions or Exemptions 506b Accepted Date 2016-08-19 09:47:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KSA CAPITAL PARTNERS LP See All Filings	D/A	2016-08-19 09:43:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc., Family Management Securities, LLC, Papamarkou Wellner & Co., Inc., and Primary Capital, LLC CIK Number 0001284076 Filed Document 0000919574-16-015061 Exclusions or Exemptions 506b Accepted Date 2016-08-19 09:43:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Ashenden Global Fund LP See All Filings	D/A	2016-08-19 09:19:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617928 Filed Document 0000902664-16-007966 Exclusions or Exemptions 506b Accepted Date 2016-08-19 09:19:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Suisse Systematic Trading Volatility Fund, Ltd. See All Filings	D/A	2016-08-19 09:15:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556558 Filed Document 0001556558-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-19 09:15:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Argentiere Fund Ltd See All Filings	D/A	2016-08-19 09:14:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616911 Filed Document 0000902664-16-007965 Exclusions or Exemptions 506b Accepted Date 2016-08-19 09:14:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian SPV XI, L.P. See All Filings	D/A	2016-08-19 09:04:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650333 Filed Document 0000902664-16-007964 Exclusions or Exemptions 506b Accepted Date 2016-08-19 09:04:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Collectors' Offshore Fund Ltd. See All Filings	D/A	2016-08-19 08:58:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584771 Filed Document 0000902664-16-007963 Exclusions or Exemptions 506b Accepted Date 2016-08-19 08:58:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Sola Station Investors, LLC See All Filings	D	2016-08-18 22:23:35 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001682633 Filed Document 0001682633-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 22:23:35 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Swift Health Systems Inc. See All Filings	D/A	2016-08-18 20:49:47 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001678140 Filed Document 0001678140-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 20:49:47 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sarenne Real Estate Credit Strategies, LP See All Filings	D	2016-08-18 19:00:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682588 Filed Document 0000935836-16-001060 Exclusions or Exemptions 506b Accepted Date 2016-08-18 19:00:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WC Fund III, LLC See All Filings	D	2016-08-18 18:57:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001682505 Filed Document 0001682505-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 18:57:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
JMP Realty Partners I LLC See All Filings	D	2016-08-18 18:49:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682517 Filed Document 0001682517-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 18:49:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JDEM Properties LLC See All Filings	D	2016-08-18 18:44:52 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001682626 Filed Document 0001682626-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 18:44:52 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Waypoint Tampa Investors, LP See All Filings	D	2016-08-18 18:41:52 UTC
Amount To Be Raised $12,750,000 Associated Brokers / Dealers WAYPOINT DIRECT INVESTMENTS, LLC CIK Number 0001682190 Filed Document 0001382963-16-000224 Exclusions or Exemptions 506b Accepted Date 2016-08-18 18:41:52 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HAWAII RENEWABLE FUELS LLC See All Filings	D	2016-08-18 18:28:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682445 Filed Document 0001682445-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 18:28:21 UTC Type of Offering D Industry Other Energy Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
Fiore Exploration Ltd. See All Filings	D	2016-08-18 18:23:08 UTC
Amount To Be Raised $100,812 Associated Brokers / Dealers Haywood Securities Inc. CIK Number 0000906361 Filed Document 0000906361-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-18 18:23:08 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
P2Binvestor Inc See All Filings	D	2016-08-18 17:46:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561126 Filed Document 0001561126-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-18 17:46:19 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Pack Health, LLC See All Filings	D	2016-08-18 17:32:27 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001682379 Filed Document 0001682379-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 17:32:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
HEDGENERGY PARTNERS, L.P. See All Filings	D/A	2016-08-18 17:31:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277130 Filed Document 0001315863-16-001739 Exclusions or Exemptions 506b Accepted Date 2016-08-18 17:31:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Forest Capital Fund, LP See All Filings	D/A	2016-08-18 17:29:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650943 Filed Document 0001013594-16-001193 Exclusions or Exemptions 506b Accepted Date 2016-08-18 17:29:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SilverVue, Inc. See All Filings	D	2016-08-18 17:12:44 UTC
Amount To Be Raised $19,800 Associated Brokers / Dealers N/A CIK Number 0001675221 Filed Document 0001675221-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-18 17:12:44 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Option To Acquire
RealtyShares 241, LLC See All Filings	D	2016-08-18 17:10:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001678444 Filed Document 0001678444-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 17:10:19 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Albany Road-CCE Nashville Investor LLC See All Filings	D	2016-08-18 17:08:03 UTC
Amount To Be Raised $14,850,000 Associated Brokers / Dealers N/A CIK Number 0001682547 Filed Document 0001682547-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 17:08:03 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MemorialCare Surgical Center at Saddleback, LLC See All Filings	D	2016-08-18 17:04:20 UTC
Amount To Be Raised $353,343 Associated Brokers / Dealers N/A CIK Number 0001564308 Filed Document 0001564308-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 17:04:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub ZR6 LLC See All Filings	D	2016-08-18 17:04:02 UTC
Amount To Be Raised $101,100 Associated Brokers / Dealers N/A CIK Number 0001681703 Filed Document 0001681703-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 17:04:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Subcurrent, Inc. See All Filings	D	2016-08-18 17:01:31 UTC
Amount To Be Raised $1,215,978 Associated Brokers / Dealers N/A CIK Number 0001682011 Filed Document 0001682011-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 17:01:31 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Novinda Holdings, Inc. See All Filings	D	2016-08-18 16:59:58 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001681616 Filed Document 0001681616-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:59:58 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GS GAMMA INVESTMENTS LLC See All Filings	D/A	2016-08-18 16:48:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC, Guggenheim Investor Services, LLC, FocusPoint Private Capital Group, LLC, Alternative Asset Investment Management Securities, LLC, and Blue Sand Securities LLC CIK Number 0001343623 Filed Document 0001343623-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:48:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Infi Investment Group, LLC See All Filings	D	2016-08-18 16:40:53 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001682678 Filed Document 0001682678-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:40:53 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Keros Therapeutics, Inc. See All Filings	D/A	2016-08-18 16:37:12 UTC
Amount To Be Raised $11,000,078 Associated Brokers / Dealers N/A CIK Number 0001664710 Filed Document 0001664710-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:37:12 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ECC Income Fund Series CH, LLC See All Filings	D	2016-08-18 16:36:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682437 Filed Document 0001140361-16-077162 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:36:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Missouri Innovation Center Technology Accelerator Fund, LLC See All Filings	D	2016-08-18 16:28:12 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001682559 Filed Document 0001682559-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:28:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Encore TX RC Fund IV, LP See All Filings	D	2016-08-18 16:27:05 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers NMS Capital Advisors, LLC CIK Number 0001682302 Filed Document 0001682302-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:27:05 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
COLUMBIA EMERGING MARKETS BOND PRIVATE FUND, LLC See All Filings	D/A	2016-08-18 16:24:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601864 Filed Document 0001140361-16-077158 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:24:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fizzics Group LLC See All Filings	D	2016-08-18 16:23:40 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001676858 Filed Document 0001676858-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:23:40 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Portfolio Advisors Real Estate Fund VI, L.P. See All Filings	D/A	2016-08-18 16:19:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Crownrock Partners CIK Number 0001637297 Filed Document 0000902664-16-007956 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:19:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Pullco Financial Partners, LLC See All Filings	D/A	2016-08-18 16:07:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495223 Filed Document 0001495223-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:07:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bancorp, Inc. See All Filings	D	2016-08-18 16:05:39 UTC
Amount To Be Raised $78,632,500 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001295401 Filed Document 0001295401-16-000025 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:05:39 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Pullco Financial Partners, LLC See All Filings	D/A	2016-08-18 16:05:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495223 Filed Document 0001640339-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:05:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AptDeco, Inc. See All Filings	D	2016-08-18 16:02:13 UTC
Amount To Be Raised $3,719,992 Associated Brokers / Dealers N/A CIK Number 0001681855 Filed Document 0001681855-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:02:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FLG Partners III, LLC See All Filings	D	2016-08-18 16:02:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681931 Filed Document 0001140361-16-077140 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:02:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Panda Power Annex Fund B, L.P. See All Filings	D/A	2016-08-18 16:01:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors, LLC and Deutsche Bank Securities Inc. CIK Number 0001650535 Filed Document 0001140361-16-077139 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:01:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLG Investors III, LLC See All Filings	D	2016-08-18 16:01:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681923 Filed Document 0001140361-16-077138 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:01:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
California Safe Soil, LLC See All Filings	D	2016-08-18 16:01:03 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001543189 Filed Document 0001543189-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:01:03 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
FCA Finance III, LLC See All Filings	D	2016-08-18 15:59:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681927 Filed Document 0001140361-16-077136 Exclusions or Exemptions 506b Accepted Date 2016-08-18 15:59:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Kairos Investors Fund I, L.P. See All Filings	D	2016-08-18 15:54:35 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001682548 Filed Document 0001682548-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 15:54:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Interactions Corp See All Filings	D/A	2016-08-18 15:36:47 UTC
Amount To Be Raised $65,599,922 Associated Brokers / Dealers N/A CIK Number 0001628716 Filed Document 0001628716-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-18 15:36:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity