Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FLINT HILLS CONCENTRATED GLOBAL L/S EQUITY L.P. See All Filings	D/A	2018-09-24 14:17:55 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001387084 Filed Document 0001387084-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 14:17:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RespireRx Pharmaceuticals Inc. See All Filings	D	2018-09-24 14:15:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0000849636 Filed Document 0000849636-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 14:15:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
AIP-CAS Holdings, LLC See All Filings	D	2018-09-24 14:01:16 UTC
Amount To Be Raised $20,235,000 Associated Brokers / Dealers N/A CIK Number 0001753974 Filed Document 0001753974-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 14:01:16 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cubework.com, Inc. See All Filings	D	2018-09-24 14:01:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001753835 Filed Document 0001753835-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 14:01:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Leaftail Labs Inc. See All Filings	D/A	2018-09-24 13:57:26 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001734489 Filed Document 0001734489-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-24 13:57:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
WARHORSE EDUCATIONAL LEGACY I, LLC See All Filings	D	2018-09-24 13:52:14 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001752362 Filed Document 0001752362-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 13:52:14 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Colorado Multifamily Portfolio IV DST See All Filings	D/A	2018-09-24 13:51:22 UTC
Amount To Be Raised $115,374,057 Associated Brokers / Dealers Michael Franklin, Gregory Mankey, Iaian Filippini, Jennifer Wildman, David Levinson, Mark Baran, Joseph Broadbent, Cynthia Shelton, Christina Nielson, Kenneth Tanaka, Edward Fernandez, Justin Lowy, Kirk Dobson, Christopher Riel, Roger Coit, Alex Kowalski, Troy Thomas, Stuart Valentine, Tom Velken, Edwin Suzuki, Carl Benedict, Jordan Murray, Paul Getty, Chay Lapin, Raymond DeWitt, David Hays, Jason Salmon, Gordon Hamilton, Josh Griffin, Craig Rollins, Andrew Friedman, Robert Binkele, Jack Creighton, Bryon Martinsen, Clint Potts, Michael Puls, William Herford, Scott Sheehan, David Kangas, Jason Santos, Toni Sutherland, Dieter Thurow, Neil McAuliffe, Michael Stieglitz, Scott Parker Inabnet, Ronald Manso, Ronald Myers, Robert Smith, Robert Schultz, David Anderson, Aaron Broz, Mark Gillelen, Milan Madhani, Michael Moomaw, Damian Dering, Benjamin Horn, Shao-Tsung Tseng, John Weiss, Christopher Haberl, Ann Stewart, Charles Wagner, Larry Law, Michael Desepoli, Byron Ishiwata, John Nguyen, John Marcheso, Taylor Ashland, John Lewis, RCX Capital Group LLC, Eric Scaff, Chris Vizzi, Timothy Croak, Christina Orta, Brian Peardon, Samuel Heller, William Tufts, Scott Offerman, Benjamin Disalle, Mike Kilpatrick, Peter Mc Neil, Aubrey Morrow, Frank Maldonado, Kevin Fitzgerald, Scott Brown, Roberto J Duran, Ross Atefi, John McKee, Kevin Neyrey, Terri Fassi, Spencer Weston, Daniel Ruben, Kristina Paz, Ann Stewart, Karen Codman, Loren Kagan, Nathan Kuhn, Jack Thomas, Biho Cha, Donovan Kelly, and Matthew Roberson CIK Number 0001734673 Filed Document 0001726600-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-09-24 13:51:22 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio III DST See All Filings	D/A	2018-09-24 13:44:18 UTC
Amount To Be Raised $100,617,339 Associated Brokers / Dealers Robert Smith, Craig Sickler, Tim Clairmont, Chay Lapin, David Dahill, John Harvey, Christina Nielson, Karl Norman, Steven Kolinsky, Mike Bendix, Jack Creighton, Scott Sheehan, Leon Rousso, Gary Conley, John Chess, Aaron Brodt, Stacey Morimoto, Gary Hughes, Michael Marshel, Nancy Jauregui, Paul Cese, Silver Portal Capital LLC, Joral Schmalle, David Walsh, Joseph Broadbent, Jennifer Wildman, David Halpern, Eric Bicknese, ames Raine, David Levinson, Larry Queen, Michael Markey, David Toetz, James Walesa, Bryan Hakola, Paul Getty, Kathleen Williams-Price, Steven Lichtblau, Stacey Morimoto, Robert Sick, Brian Vosberg, Lena-jo Hartley, Michael Cullen, Joel Knight, Michele Martin, Tae Chung Kim, Del Londono, Jonathan Twidwell, Troy Thomas, Stephen Swarbrick, Brett Ohlen, Kirk Dobson, Chris White, Roger Coit, Orest Baransky, Salvatore Agnello, Anders Haugen, Jeffrey Bangerter, Eric Scaff, Raymond DeWitt, Michael Busch, Neil Mc Auliffe, Stacy Morimoto, Jason Finley, RCX Capital Group LLC, Clyde Patton, Jay Hovis, Eric Holtz, John Goff, Gregory Mankey, Gregory Rhodes, Kirk Dobson, Christopher Riel, John Scully, Timothy Tehan, Christopher Wright, Gordon Hamilton, Josh Griffin, Milan Madhani, Byron Ishiwata, Daniel Raupp, Dustin Tenbroeck, Michael Torchia, Samuel Heller, Jeffrey McKay, Kevin Myeroff, Kirk Dobson, Melinda Olbert, James Franklin, Dave White, Jeffrey Arburn, David Stone, Matthew Roberson, Robert Tweed, Nathan Kuhn, Debbie Birch, Dan Shimogawa, James Horn, Peter Maniscalco, and Shawn Williamson CIK Number 0001726600 Filed Document 0001726600-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-09-24 13:44:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Florida Multifamily Portfolio DST See All Filings	D/A	2018-09-24 13:23:07 UTC
Amount To Be Raised $36,472,643 Associated Brokers / Dealers Troy Thomas, Peter Finnegan, Chris Boynton, Corbin Thomas, Inland Securities Corporation, James Lamont, Iaian Filippini, Scott Sheehan, Justin Lowy, David Levinson, Biho Cha, Ronald Cole, John Jenkins, Edward Fernandez, David Dahill, Timothy Whipple, Alexander Haviland, Jeff Graumlich, Brian Kampbell, Adam Bryan, Trawnegan Gall, Christina Nielson, Mark Gopen, Brian Vosberg, James Watkins, Shelley Cole, Robert Charlton, Ivan West, Evan Dickens, Thomas Paine, Dan Werry, Michael Franklin, Lois Leynse, Andres Ichaso, Dinesh Gupta, Grant Conness, Kyle Imholte, Konstantin Chrenow, Jeffrey Bangerter, Jody Otto, Ronald Pompei, Stephen Holt, Douglas Langley, Nir Regev, John Vento, Lynn Rotz, Timur Mezhlumov, Ryan Haag, Terry Shea, Keith Patterson, Jason McMurtry, James Walesa, Barbara Larson, John Azzara, Andrew Martz, Eric Bicknese, Adam Young, Scott Sheehan, Carmen Morrone, Marcel Pahmer, Roger Gamble, James Parry, Edward Waldron, Bryan Decker, Wil Felix, Joshua Koehnen, George Vieth, Peter Mc Neil, Christopher Halbleib, Jared Sutton, John Chess, Patrick Conway, Rohn Hein, Carl Worden, and Warren Thomas CIK Number 0001741029 Filed Document 0001741029-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-24 13:23:07 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Stability Health, LLC See All Filings	D	2018-09-24 13:21:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001750689 Filed Document 0001192482-18-000444 Exclusions or Exemptions 506b Accepted Date 2018-09-24 13:21:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Spartak Co-Investment AB See All Filings	D	2018-09-24 13:15:33 UTC
Amount To Be Raised $9,118,722 Associated Brokers / Dealers N/A CIK Number 0001753243 Filed Document 0001753243-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 13:15:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FSC Healthcare III DST See All Filings	D/A	2018-09-24 13:14:42 UTC
Amount To Be Raised $4,352,500 Associated Brokers / Dealers Third Seven Capital LLC CIK Number 0001726652 Filed Document 0001726652-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-24 13:14:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Fluid Efficiency Corp See All Filings	D	2018-09-24 13:09:46 UTC
Amount To Be Raised $1,685,991 Associated Brokers / Dealers N/A CIK Number 0001712638 Filed Document 0001144204-18-050483 Exclusions or Exemptions 506b Accepted Date 2018-09-24 13:09:46 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
E-Legal, Inc. See All Filings	D	2018-09-24 13:08:32 UTC
Amount To Be Raised $2,222,500 Associated Brokers / Dealers N/A CIK Number 0001753936 Filed Document 0001753936-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-24 13:08:32 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IL Villaggio at San Luis Obispo, LLC See All Filings	D/A	2018-09-24 13:06:37 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001682820 Filed Document 0001682820-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-24 13:06:37 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Rhino Hide LLC See All Filings	C/A	2018-09-24 13:06:12 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001744851 Filed Document 0001665160-18-000975 Accepted Date 2018-09-24 13:06:12 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State IDAHO
enVista, LLC See All Filings	D	2018-09-24 13:03:29 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers no recipient CIK Number 0001753239 Filed Document 0001753239-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 13:03:29 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Northeast Capital Fund I, LLC See All Filings	D	2018-09-24 13:02:35 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001745391 Filed Document 0001745391-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-24 13:02:35 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
PEA Tokyo Co-Investment LP See All Filings	D	2018-09-24 12:58:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001752327 Filed Document 0001752327-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 12:58:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IX Power Clean Water, Inc. See All Filings	D/A	2018-09-24 12:57:02 UTC
Amount To Be Raised $1,551,866 Associated Brokers / Dealers N/A CIK Number 0001555127 Filed Document 0001555127-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-24 12:57:02 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AFG Growth Partners LP See All Filings	D/A	2018-09-24 12:48:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456044 Filed Document 0000919574-18-006292 Exclusions or Exemptions 506b Accepted Date 2018-09-24 12:48:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cecil Mankins Joint Venture See All Filings	D	2018-09-24 12:40:51 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001753783 Filed Document 0001753783-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-24 12:40:51 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
CR Iconic Village LLC See All Filings	D	2018-09-24 12:39:50 UTC
Amount To Be Raised $4,775,000 Associated Brokers / Dealers none CIK Number 0001753935 Filed Document 0001753935-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 12:39:50 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Gemini Development LLC See All Filings	D	2018-09-24 12:28:53 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001709109 Filed Document 0001709109-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-24 12:28:53 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
A-CRI-27-Fund, a series of Sun Room Funds, LLC See All Filings	D/A	2018-09-24 12:27:29 UTC
Amount To Be Raised $193,000 Associated Brokers / Dealers N/A CIK Number 0001737067 Filed Document 0001737067-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 12:27:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NJOY HOLDINGS, INC. See All Filings	D	2018-09-24 12:19:02 UTC
Amount To Be Raised $49,999,958 Associated Brokers / Dealers N/A CIK Number 0001699567 Filed Document 0001699567-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-24 12:19:02 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
New Mountain Net Lease Partners, L.P. See All Filings	D/A	2018-09-24 12:15:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and SAF Financial Securities LLC CIK Number 0001723029 Filed Document 0001723029-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-24 12:15:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lighthouse C-Store IV, LLC See All Filings	D	2018-09-24 12:01:12 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001753894 Filed Document 0001567619-18-003037 Exclusions or Exemptions 506b Accepted Date 2018-09-24 12:01:12 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Windcrest Dev Group, LLC See All Filings	D/A	2018-09-24 11:59:10 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001738880 Filed Document 0001738880-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-24 11:59:10 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Nautilus Venture Partners Fund II, L.P. See All Filings	D	2018-09-24 11:44:43 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001750633 Filed Document 0001750633-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 11:44:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Flint Hills Activist Strategies L.P. See All Filings	D/A	2018-09-24 11:44:26 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001646052 Filed Document 0001646052-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 11:44:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
optiPulse, Inc. See All Filings	D/A	2018-09-24 11:43:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701372 Filed Document 0001701372-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-09-24 11:43:01 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Worldwide Opportunity Fund (Cayman) Ltd. See All Filings	D/A	2018-09-24 11:38:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001663301 Filed Document 0001615774-18-009862 Exclusions or Exemptions 506b Accepted Date 2018-09-24 11:38:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAKAL U.S. FUND, LLC See All Filings	D/A	2018-09-24 11:35:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704172 Filed Document 0001704172-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-24 11:35:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AnChain.AI, Inc. See All Filings	D	2018-09-24 11:32:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001753687 Filed Document 0001213900-18-012897 Exclusions or Exemptions 506b Accepted Date 2018-09-24 11:32:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Thirteen Partners Private Equity 6, L.P. See All Filings	D	2018-09-24 11:30:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753538 Filed Document 0000902664-18-003529 Exclusions or Exemptions 506b Accepted Date 2018-09-24 11:30:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HENGISTBURY FUND LP See All Filings	D/A	2018-09-24 11:18:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560196 Filed Document 0000919574-18-006290 Exclusions or Exemptions 506b Accepted Date 2018-09-24 11:18:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
AG Energy Partners II Offshore Holdings, L.P. See All Filings	D/A	2018-09-24 11:14:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001715982 Filed Document 0001715982-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 11:14:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CBTBE Corp See All Filings	D/A	2018-09-24 10:54:51 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers N/A CIK Number 0001742875 Filed Document 0001742875-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-24 10:54:51 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Equity
Kansas Lithotripsy, LLP See All Filings	D	2018-09-24 10:49:11 UTC
Amount To Be Raised $79,523 Associated Brokers / Dealers N/A CIK Number 0001513737 Filed Document 0001513737-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 10:49:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Coastal Realty Capital, LLC See All Filings	D	2018-09-24 10:26:47 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers N/A CIK Number 0001557905 Filed Document 0001557905-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-09-24 10:26:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Other
CPT EB5 LLC See All Filings	D/A	2018-09-24 10:12:13 UTC
Amount To Be Raised $340,000,000 Associated Brokers / Dealers New City Capital LLC CIK Number 0001684032 Filed Document 0001684032-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-24 10:12:13 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MALACHITE RISK PREMIUM ULTRA FUND LP See All Filings	D/A	2018-09-24 10:03:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716517 Filed Document 0000919574-18-006288 Exclusions or Exemptions 506b Accepted Date 2018-09-24 10:03:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Garden Technologies, Inc. See All Filings	D	2018-09-24 10:03:34 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001749012 Filed Document 0001749012-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-24 10:03:34 UTC Type of Offering D Industry Other Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Other
Malachite Risk Premium Fund LP See All Filings	D/A	2018-09-24 09:58:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716470 Filed Document 0000919574-18-006286 Exclusions or Exemptions 506b Accepted Date 2018-09-24 09:58:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I See All Filings	D/A	2018-09-24 09:58:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001251565 Filed Document 0001251565-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 09:58:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MALACHITE CAPITAL PARTNERS LP See All Filings	D/A	2018-09-24 09:56:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595933 Filed Document 0000919574-18-006284 Exclusions or Exemptions 506b Accepted Date 2018-09-24 09:56:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WYNNEFIELD PARTNERS SMALL CAP VALUE LP See All Filings	D/A	2018-09-24 09:53:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000899083 Filed Document 0000899083-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 09:53:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barings Global Investment Funds (U.S.), L.P. See All Filings	D/A	2018-09-24 09:29:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501011 Filed Document 0001572415-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-24 09:29:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MamaSezz Foods, Inc. See All Filings	D	2018-09-24 09:25:57 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001679046 Filed Document 0001679046-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 09:25:57 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity