Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Redwood Managed Risk Plus, L.P. See All Filings	D/A	2018-11-08 16:36:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594368 Filed Document 0001594368-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:36:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCHF CIF, L.P. - CIF 2019-A Series See All Filings	D	2018-11-08 16:34:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755934 Filed Document 0001755934-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:34:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DC Opportunity Fund LLC See All Filings	D	2018-11-08 16:32:10 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001758514 Filed Document 0000905718-18-000914 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:32:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scopia Long QP LLC See All Filings	D/A	2018-11-08 16:30:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657797 Filed Document 0000919574-18-007046 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:30:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bluegrass International Fund - Louisville Hotel, Ltd. Co. See All Filings	D	2018-11-08 16:30:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Primary Capital, LLC CIK Number 0001731017 Filed Document 0001731017-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:30:11 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Evanesce Packaging Solutions Inc. See All Filings	D	2018-11-08 16:29:09 UTC
Amount To Be Raised $11,543,893 Associated Brokers / Dealers N/A CIK Number 0001758444 Filed Document 0001567619-18-005428 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:29:09 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Eximis Surgical Inc. See All Filings	D	2018-11-08 16:28:47 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001639137 Filed Document 0001639137-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:28:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AQR STYLE PREMIA PM MASTER ACCOUNT, L.P. See All Filings	D/A	2018-11-08 16:21:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640318 Filed Document 0001405086-18-000232 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:21:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three PCG4 LLC See All Filings	D	2018-11-08 16:17:25 UTC
Amount To Be Raised $1,210,000 Associated Brokers / Dealers N/A CIK Number 0001757204 Filed Document 0001010549-18-000392 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:17:25 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BM2 P, LLC, a series of PROOF Master I, LLC See All Filings	D/A	2018-11-08 16:16:37 UTC
Amount To Be Raised $10,995,250 Associated Brokers / Dealers N/A CIK Number 0001754680 Filed Document 0001719807-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:16:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIAMAB THERAPEUTICS, INC. See All Filings	D	2018-11-08 16:16:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001351615 Filed Document 0001351615-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:16:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
BM1 P, a Series of PROOF Master I, LLC See All Filings	D/A	2018-11-08 16:13:24 UTC
Amount To Be Raised $16,023,324 Associated Brokers / Dealers N/A CIK Number 0001719807 Filed Document 0001719807-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:13:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peace Bridge Domestic Fund, LP See All Filings	D/A	2018-11-08 16:10:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721800 Filed Document 0000919574-18-007040 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:10:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Envision Solar International, Inc. See All Filings	D	2018-11-08 16:08:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001398805 Filed Document 0001065949-18-000161 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:08:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Option To Acquire
Elegance Spirits, Inc. See All Filings	1-A/A	2018-11-08 16:07:01 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001745449 Filed Document 0001477932-18-005333 Accepted Date 2018-11-08 16:07:01 UTC Type of Offering 1-A/A Industry BEVERAGES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security E
Meta Proprietary Fund, Inc. See All Filings	D	2018-11-08 16:06:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brian Johnson CIK Number 0001758565 Filed Document 0001758565-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-08 16:06:17 UTC Type of Offering D Industry Business Services Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RHEOS MEDICINES, INC. See All Filings	D/A	2018-11-08 16:03:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735905 Filed Document 0001735905-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:03:47 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sun Pharm Investments Ltd. See All Filings	D	2018-11-08 16:03:35 UTC
Amount To Be Raised $422,061 Associated Brokers / Dealers N/A CIK Number 0001758394 Filed Document 0001758394-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:03:35 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
KEITH MOON THE REAL ME LLC See All Filings	D/A	2018-11-08 16:02:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001752842 Filed Document 0001752842-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:02:26 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Refuge Biotechnologies, Inc. See All Filings	D	2018-11-08 16:02:19 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001740583 Filed Document 0001740583-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:02:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
JPMorgan Intermediate Bond Trust See All Filings	D/A	2018-11-08 16:01:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468038 Filed Document 0000943663-18-000209 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:01:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuse Harbor Holdings, LLC See All Filings	D/A	2018-11-08 16:01:33 UTC
Amount To Be Raised $8,206,184 Associated Brokers / Dealers Triloma Securities, LLC, Michael J. Siviert, Eugene C. Thompson, IV, George G. Hicks, Richard W. Gardner, DFPG Investments, Inc., Jay S. Salamone, Linden E. Gould, Curtis J. Sathre, III, Kyle G. Corgan, Kalos Capital, Inc., and The Strategic Financial Alliance, Inc. CIK Number 0001750905 Filed Document 0001750905-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-08 16:01:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ELLINGTON INCOME OPPORTUNITIES FUND See All Filings	D/A	2018-11-08 15:55:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751156 Filed Document 0001566114-18-000053 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:55:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPMORGAN CORE BOND TRUST See All Filings	D/A	2018-11-08 15:53:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460132 Filed Document 0000943663-18-000208 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:53:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellnecity Group, Inc. See All Filings	D	2018-11-08 15:51:09 UTC
Amount To Be Raised $312,500 Associated Brokers / Dealers N/A CIK Number 0001758548 Filed Document 0001758548-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:51:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Moxley Rho 22C, LLC See All Filings	D	2018-11-08 15:49:46 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001757845 Filed Document 0001757845-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:49:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Real Estate Fund 6, LP See All Filings	D	2018-11-08 15:48:04 UTC
Amount To Be Raised $1,825,000 Associated Brokers / Dealers N/A CIK Number 0001757778 Filed Document 0001654954-18-012214 Exclusions or Exemptions 506c Accepted Date 2018-11-08 15:48:04 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SOLSTICE STUDIOS HOLDINGS, LLC See All Filings	D	2018-11-08 15:47:23 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001756919 Filed Document 0001567619-18-005415 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:47:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nutri-Chef Gluten-Free Foods, LLC See All Filings	C	2018-11-08 15:44:50 UTC
Financial Interest None Filing Platform Nvsted Offering Amount $107,000 CIK Number 0001756562 Filed Document 0001756562-18-000003 Accepted Date 2018-11-08 15:44:50 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MISSOURI
J.P. Morgan Access Multi-Strategy Fund II See All Filings	D/A	2018-11-08 15:44:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001524115 Filed Document 0000943663-18-000207 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:44:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smart Decision, Inc. See All Filings	1-A POS	2018-11-08 15:42:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001734669 Filed Document 0001683168-18-003301 Accepted Date 2018-11-08 15:42:49 UTC Type of Offering 1-A POS Industry SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
PARKERGALE CAPITAL II, LP See All Filings	D	2018-11-08 15:41:27 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers SHANNON ADVISORS LLC CIK Number 0001757680 Filed Document 0001757680-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:41:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KYield, Inc. See All Filings	D	2018-11-08 15:41:01 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001756281 Filed Document 0001756281-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:41:01 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Wadena Corp. See All Filings	D	2018-11-08 15:38:54 UTC
Amount To Be Raised $1,870,000 Associated Brokers / Dealers N/A CIK Number 0001652958 Filed Document 0001004878-18-000212 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:38:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
KEITH MOON THE REAL ME LLC See All Filings	D	2018-11-08 15:38:38 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001752842 Filed Document 0001752842-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:38:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
JP MORGAN ACCESS MULTI-STRATEGY FUND LLC See All Filings	D/A	2018-11-08 15:38:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001286410 Filed Document 0000943663-18-000206 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:38:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Funding University, Inc. See All Filings	D	2018-11-08 15:37:48 UTC
Amount To Be Raised $4,889,991 Associated Brokers / Dealers NONE CIK Number 0001682218 Filed Document 0001682218-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:37:48 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Arel JV MePa LP See All Filings	D	2018-11-08 15:37:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753533 Filed Document 0000902664-18-003991 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:37:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vitality Biopharma, Inc. See All Filings	D	2018-11-08 15:34:48 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers N/A CIK Number 0001438943 Filed Document 0001493152-18-015463 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:34:48 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Simcoe Select, LP See All Filings	D	2018-11-08 15:27:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758330 Filed Document 0001758330-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:27:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Solstice Studios LLC See All Filings	D	2018-11-08 15:26:02 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001757151 Filed Document 0001567619-18-005409 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:26:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3 Strong Ships, L.P. See All Filings	D/A	2018-11-08 15:25:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577482 Filed Document 0001577482-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:25:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gravity Power, LLC See All Filings	C	2018-11-08 15:20:50 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $106,998 CIK Number 0001757969 Filed Document 0001669191-18-000492 Accepted Date 2018-11-08 15:20:50 UTC Type of Offering C Security Offered Amount 8,621 Security Offered Type Other State CALIFORNIA
Jool Health, Inc. See All Filings	D/A	2018-11-08 15:19:28 UTC
Amount To Be Raised $5,909,133 Associated Brokers / Dealers N/A CIK Number 0001674708 Filed Document 0001674708-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:19:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
MEDALLION CAPITAL INVESTMENTS LTD See All Filings	D/A	2018-11-08 15:12:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001043534 Filed Document 0001043534-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:12:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
ROAR Athletic Performance Corp. See All Filings	D	2018-11-08 15:09:17 UTC
Amount To Be Raised $2,918,656 Associated Brokers / Dealers N/A CIK Number 0001628891 Filed Document 0001628891-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:09:17 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DreamHammer Corp See All Filings	D/A	2018-11-08 15:03:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001584062 Filed Document 0001584062-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:03:47 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Freeland Spirits LLC See All Filings	D/A	2018-11-08 15:02:55 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001743321 Filed Document 0001743321-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:02:55 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Suitely, Inc. See All Filings	D	2018-11-08 15:01:00 UTC
Amount To Be Raised $590,625 Associated Brokers / Dealers N/A CIK Number 0001716093 Filed Document 0001716093-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 15:01:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NM 264, LLC See All Filings	D	2018-11-08 14:46:11 UTC
Amount To Be Raised $11,800,000 Associated Brokers / Dealers N/A CIK Number 0001758253 Filed Document 0001758253-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-08 14:46:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity