Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TCP Direct Lending Fund VIII-L, LLC See All Filings	D	2016-08-29 15:28:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683134 Filed Document 0000950172-16-000218 Exclusions or Exemptions 506b Accepted Date 2016-08-29 15:28:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TCP Direct Lending Fund VIII, LLC See All Filings	D	2016-08-29 15:27:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683135 Filed Document 0000950172-16-000217 Exclusions or Exemptions 506b Accepted Date 2016-08-29 15:27:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Transparent Health Marketplace, LLC See All Filings	D	2016-08-29 15:22:32 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001683294 Filed Document 0001493152-16-012963 Exclusions or Exemptions 506b Accepted Date 2016-08-29 15:22:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GMI-PALMDALE HOSPITALITY, LP See All Filings	D/A	2016-08-29 15:06:41 UTC
Amount To Be Raised $5,177,515 Associated Brokers / Dealers Brian Smith, Bobby K Cowand, Azam Jaber, Russ Huffington, Michael Ihrie, Zachary Carey, Torry Scott, Paul Gautier, and Alan K Flake CIK Number 0001669849 Filed Document 0001669849-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-08-29 15:06:41 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GMI-BWI, LP See All Filings	D/A	2016-08-29 14:59:02 UTC
Amount To Be Raised $7,439,217 Associated Brokers / Dealers Joseph Ondris, Charles R Huffington, Azam Jaber, Bobby Cowand, Ted Burkhart, Thomas Faught, and Torry Scott CIK Number 0001681484 Filed Document 0001681484-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-29 14:59:02 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bear Creek Warehouse, LLC See All Filings	D	2016-08-29 14:57:57 UTC
Amount To Be Raised $2,115,000 Associated Brokers / Dealers N/A CIK Number 0001565802 Filed Document 0001565802-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-29 14:57:57 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Confluence Capital, L.P. See All Filings	D/A	2016-08-29 14:57:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457778 Filed Document 0001457778-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-29 14:57:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
EGG CREAM, LLC See All Filings	D	2016-08-29 14:48:23 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001683292 Filed Document 0001683292-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 14:48:23 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Development Partners Fund I, LLC See All Filings	D/A	2016-08-29 14:46:25 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers Joyce An Thomas, Brett S. Ellen, Larry Steckler, Cindy Couyoumjian, Jason Stone, Daniel Becerra, Kelly H. Clyde, Michael Carlin, Christopher Vizzi, Griffin Capital Securities, LLC, Michael Prince, Aubrey Morrow, Forrest Padilla, Brian King, Arthur Molloy, Marcella Harkness, Steven Balaban, Richard Jackman, Steven Nielsen, Syauching Hung, David Elhoff, Joseph Langlois III, David Karandos, Haynes Kendall, and Jeff Fisher CIK Number 0001656438 Filed Document 0001656438-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-08-29 14:46:25 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Allied Energy Investors II, LP See All Filings	D	2016-08-29 14:41:19 UTC
Amount To Be Raised $6,310,676 Associated Brokers / Dealers N/A CIK Number 0001600003 Filed Document 0001600000-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-29 14:41:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RippleNami, Inc. See All Filings	D	2016-08-29 14:27:46 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001637023 Filed Document 0001637023-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-29 14:27:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Whitetail Creek Orchard, LLC See All Filings	D/A	2016-08-29 14:17:25 UTC
Amount To Be Raised $36,900,000 Associated Brokers / Dealers N/A CIK Number 0001552952 Filed Document 0001552952-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-29 14:17:25 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FOLLAIN LAUNCH, INC. See All Filings	D	2016-08-29 14:16:34 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001682742 Filed Document 0001682742-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-29 14:16:34 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Honest Buildings, Inc. See All Filings	D	2016-08-29 14:15:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001533992 Filed Document 0001533992-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-29 14:15:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Allied Downhole Technologies, LLC See All Filings	D	2016-08-29 14:14:23 UTC
Amount To Be Raised $30,037,988 Associated Brokers / Dealers N/A CIK Number 0001600000 Filed Document 0001600000-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 14:14:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FOLLAIN LAUNCH, INC. See All Filings	D	2016-08-29 14:13:35 UTC
Amount To Be Raised $853,234 Associated Brokers / Dealers N/A CIK Number 0001682742 Filed Document 0001682742-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 14:13:35 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AlphaKeys European Real Estate Opportunities Fund II, L.L.C. See All Filings	D	2016-08-29 14:07:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001665945 Filed Document 0001665945-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 14:07:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VITAL GALT INVESTORS LLC See All Filings	D	2016-08-29 14:05:10 UTC
Amount To Be Raised $809,000 Associated Brokers / Dealers N/A CIK Number 0001669785 Filed Document 0001669785-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-29 14:05:10 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
Advanced Sports Enterprises, Inc. See All Filings	D	2016-08-29 13:42:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682977 Filed Document 0001682979-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-29 13:42:37 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Rubicon Global Holdings, LLC See All Filings	D	2016-08-29 13:42:31 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001543263 Filed Document 0001543263-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-29 13:42:31 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
OneSmile Holdco, LLC See All Filings	D	2016-08-29 13:31:21 UTC
Amount To Be Raised $179,183,687 Associated Brokers / Dealers N/A CIK Number 0001641997 Filed Document 0001641997-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-29 13:31:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Exponent I, L.P. See All Filings	D	2016-08-29 13:26:36 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001683191 Filed Document 0001683191-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 13:26:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Navisonics, Inc. See All Filings	D	2016-08-29 13:21:42 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001608651 Filed Document 0001168404-16-000037 Exclusions or Exemptions 506b Accepted Date 2016-08-29 13:21:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SCOUT SYSTEMS Inc See All Filings	D	2016-08-29 13:08:06 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001644607 Filed Document 0001644607-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-29 13:08:06 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Equity
Campitor Investments Proprietary Ltd See All Filings	D	2016-08-29 13:07:40 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001683251 Filed Document 0001683251-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 13:07:40 UTC Type of Offering D Industry Other Principal Place of Business SOUTH AFRICA Revenue or Assets Decline to Disclose Type of Security Equity
Pioneer Institutional Multiple Investment Fund, LLC See All Filings	D/A	2016-08-29 13:04:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001531549 Filed Document 0001140361-16-078034 Exclusions or Exemptions 506b Accepted Date 2016-08-29 13:04:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALCHEMIE SOLUTIONS INC See All Filings	D	2016-08-29 13:01:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681633 Filed Document 0001681633-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 13:01:09 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Sports, Inc. See All Filings	D	2016-08-29 13:00:57 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001682979 Filed Document 0001682979-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 13:00:57 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund XXXIV LLC See All Filings	D/A	2016-08-29 13:00:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001674218 Filed Document 0001674218-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-29 13:00:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Tayan Partners, LP See All Filings	D/A	2016-08-29 12:53:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459311 Filed Document 0001095449-16-000281 Exclusions or Exemptions 506b Accepted Date 2016-08-29 12:53:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowhead Capital Fund III, LP See All Filings	D	2016-08-29 12:52:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PTP Securities, LLC CIK Number 0001680238 Filed Document 0001680238-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 12:52:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Craig Drill Capital, L.P. See All Filings	D/A	2016-08-29 12:48:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000830078 Filed Document 0000919574-16-015141 Exclusions or Exemptions 506b Accepted Date 2016-08-29 12:48:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Namaste Solar Electric, Inc. See All Filings	D/A	2016-08-29 12:48:23 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001476159 Filed Document 0001476159-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-29 12:48:23 UTC Type of Offering D/A Industry Other Energy Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
NEW JERSEY KIDNEY STONE CENTER LLC See All Filings	D	2016-08-29 12:41:07 UTC
Amount To Be Raised $64,240 Associated Brokers / Dealers N/A CIK Number 0001118200 Filed Document 0001118200-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-29 12:41:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
COMPASS PARTNERS INVESTMENTS LLP See All Filings	D/A	2016-08-29 12:11:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586545 Filed Document 0001405086-16-000610 Exclusions or Exemptions 506b Accepted Date 2016-08-29 12:11:44 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Tech Canary Corp See All Filings	D	2016-08-29 12:08:55 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001683237 Filed Document 0001144204-16-121636 Exclusions or Exemptions 506b Accepted Date 2016-08-29 12:08:55 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Allied Universal Topco LLC See All Filings	D	2016-08-29 12:01:51 UTC
Amount To Be Raised $50,099,882 Associated Brokers / Dealers Not Applicable CIK Number 0001650520 Filed Document 0001650520-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-29 12:01:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HAWTHORNE PARK PARTNERS, LLC See All Filings	D	2016-08-29 11:41:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001683011 Filed Document 0001683011-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 11:41:45 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Relativity6, Inc. See All Filings	D	2016-08-29 11:36:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001682919 Filed Document 0001682919-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 11:36:16 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
NPC III, LLC See All Filings	D	2016-08-29 11:28:15 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-08-29 11:28:15 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
DELTEC EMERGING MARKET DEBT FUND, L.P. See All Filings	D	2016-08-29 11:27:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553407 Filed Document 0000919574-16-015138 Exclusions or Exemptions 506b Accepted Date 2016-08-29 11:27:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DELTEC EMERGING MARKET DEBT FUND, LTD. See All Filings	D/A	2016-08-29 11:23:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553312 Filed Document 0000919574-16-015136 Exclusions or Exemptions 506b Accepted Date 2016-08-29 11:23:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Janus Absolute Return Income Fund LLC See All Filings	D/A	2016-08-29 11:20:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001681913 Filed Document 0001681913-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-29 11:20:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patience DF Holdings, LP See All Filings	D	2016-08-29 11:17:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682942 Filed Document 0001682942-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 11:17:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eyck European Tactical Distressed Opportunities Fund LLC See All Filings	D/A	2016-08-29 11:11:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582921 Filed Document 0001582921-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-29 11:11:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soroban Special Investment Fund LLC - Series A See All Filings	D	2016-08-29 11:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683241 Filed Document 0001683241-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 11:02:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GrayStreet Light, LP See All Filings	D	2016-08-29 10:58:29 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001683176 Filed Document 0001683176-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 10:58:29 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PNC Real Estate Tax Credit Capital Institutional Fund 61, LLC See All Filings	D	2016-08-29 10:47:03 UTC
Amount To Be Raised $100,341,000 Associated Brokers / Dealers PNC Capital Markets LLC, Compass Securities Corporation, and Moors & Cabot CIK Number 0001668936 Filed Document 0001668936-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 10:47:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ActivEd, Inc. See All Filings	D	2016-08-29 10:41:53 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001642215 Filed Document 0001642215-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 10:41:53 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Zosano Pharma Corp See All Filings	D	2016-08-29 10:38:37 UTC
Amount To Be Raised $7,536,000 Associated Brokers / Dealers Guggenheim Securities, LLC and Roth Capital Partners, LLC CIK Number 0001587221 Filed Document 0001587221-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-29 10:38:37 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity