Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MARK PARTNERS See All Filings	D/A	2018-10-02 18:00:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John J. Hock CIK Number 0000849919 Filed Document 0000849919-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-02 18:00:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bancar Technologies Ltd See All Filings	D	2018-10-02 17:59:56 UTC
Amount To Be Raised $34,000,000 Associated Brokers / Dealers N/A CIK Number 0001754481 Filed Document 0001567619-18-003573 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:59:56 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mark Equity Opportunities Fund L.P. See All Filings	D/A	2018-10-02 17:54:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John J. Hock CIK Number 0001588911 Filed Document 0001588911-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:54:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Headlight Capital Fund, LP See All Filings	D	2018-10-02 17:52:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749996 Filed Document 0001749996-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:52:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GWR Texas SE Partners Ltd See All Filings	D	2018-10-02 17:43:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001665948 Filed Document 0001665948-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:43:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CROWDOUT CAPITAL PLATFORM LLC See All Filings	D/A	2018-10-02 17:41:25 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001676181 Filed Document 0001567619-18-003561 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:41:25 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Hopster's LLC See All Filings	C	2018-10-02 17:33:19 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001689082 Filed Document 0001670254-18-000466 Accepted Date 2018-10-02 17:33:19 UTC Type of Offering C Security Offered Amount 600 Security Offered Type Other State MASSACHUSETTS
Freed Foods, Inc. See All Filings	D	2018-10-02 17:31:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001520106 Filed Document 0001520106-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:31:41 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Athletic Brewing Co LLC See All Filings	D	2018-10-02 17:30:50 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001716855 Filed Document 0001716855-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:30:50 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Initialized Annex L.P. See All Filings	D/A	2018-10-02 17:29:24 UTC
Amount To Be Raised $106,922,003 Associated Brokers / Dealers N/A CIK Number 0001716535 Filed Document 0001716535-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:29:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Initialized IV Associates L.P. See All Filings	D	2018-10-02 17:29:04 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001753135 Filed Document 0001753135-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:29:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Anacapa Alpha, LP See All Filings	D	2018-10-02 17:28:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754856 Filed Document 0001754989-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:28:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Legion Capital Corp See All Filings	1-A POS	2018-10-02 17:28:19 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001661166 Filed Document 0001213900-18-013399 Accepted Date 2018-10-02 17:28:19 UTC Type of Offering 1-A POS Industry INVESTMENT ADVICE Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $1,297,499 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
WellSense, Inc. See All Filings	D	2018-10-02 17:27:18 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001535498 Filed Document 0001535498-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:27:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Tradition Fund III, LP See All Filings	D/A	2018-10-02 17:26:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734074 Filed Document 0001315863-18-000749 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:26:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kowala SEZC See All Filings	D/A	2018-10-02 17:24:21 UTC
Amount To Be Raised $3,546,940 Associated Brokers / Dealers N/A CIK Number 0001720563 Filed Document 0001720563-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:24:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
Zygood,LLC See All Filings	D	2018-10-02 17:22:08 UTC
Amount To Be Raised $138,878 Associated Brokers / Dealers N/A CIK Number 0001678066 Filed Document 0001678066-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:22:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
UNITED UROLOGY CENTERS, LLC See All Filings	D	2018-10-02 17:22:00 UTC
Amount To Be Raised $64,000 Associated Brokers / Dealers N/A CIK Number 0001174992 Filed Document 0001174992-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:22:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Initialized IV L.P. See All Filings	D	2018-10-02 17:21:12 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001753144 Filed Document 0001753144-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:21:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Davos Macro Fund, LP See All Filings	D	2018-10-02 17:16:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754989 Filed Document 0001754989-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:16:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Cedar Fund, LP See All Filings	D	2018-10-02 17:15:25 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001754987 Filed Document 0001754987-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:15:25 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Freestone Omaha Hotel LP See All Filings	D	2018-10-02 17:14:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751280 Filed Document 0001751280-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:14:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Krnc Inc. See All Filings	D	2018-10-02 17:06:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752236 Filed Document 0001752236-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:06:39 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
SoMa Partners, LP See All Filings	D/A	2018-10-02 17:04:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC, Morgan Stanley Smith Barney LLC, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001667404 Filed Document 0001667404-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:04:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMR MF Fund II, LLC See All Filings	D	2018-10-02 16:59:45 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001754794 Filed Document 0001754794-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:59:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lightsource Alliance, LLC See All Filings	D	2018-10-02 16:58:06 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001751254 Filed Document 0001751254-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:58:06 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
SOMA OFFSHORE LTD See All Filings	D/A	2018-10-02 16:56:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John D. Lowenberg, Jr., Morgan Stanley Smith Barney LLC, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001681185 Filed Document 0001681185-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:56:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1777 SENTRY PARKWAY INVESTORS PARALLEL, LP See All Filings	D	2018-10-02 16:53:41 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001752786 Filed Document 0001752786-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:53:41 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1777 SENTRY PARKWAY INVESTORS, LP See All Filings	D	2018-10-02 16:49:51 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001749269 Filed Document 0001749269-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:49:51 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xenex Disinfection Services LLC See All Filings	D	2018-10-02 16:49:37 UTC
Amount To Be Raised $4,772,000 Associated Brokers / Dealers N/A CIK Number 0001556814 Filed Document 0001556814-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:49:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
pH Beauty Holdings I, Inc. See All Filings	D/A	2018-10-02 16:48:02 UTC
Amount To Be Raised $265,787,648 Associated Brokers / Dealers N/A CIK Number 0001713392 Filed Document 0000895345-18-000272 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:48:02 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Highline Capital Qualified Fund, Ltd. See All Filings	D/A	2018-10-02 16:44:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621448 Filed Document 0001621448-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:44:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Launch Fund LLC See All Filings	D	2018-10-02 16:42:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001754970 Filed Document 0001754970-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-02 16:42:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JDM Partners SF DuPont LLC See All Filings	D	2018-10-02 16:31:46 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers N/A CIK Number 0001754434 Filed Document 0001754434-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:31:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
FC Eucalyptus 37, LLC See All Filings	D/A	2018-10-02 16:31:32 UTC
Amount To Be Raised $3,425,000 Associated Brokers / Dealers N/A CIK Number 0001747219 Filed Document 0001739072-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-10-02 16:31:32 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
MINERVA BIOTECHNOLOGIES Corp See All Filings	D	2018-10-02 16:26:02 UTC
Amount To Be Raised $31,200,000 Associated Brokers / Dealers N/A CIK Number 0001087376 Filed Document 0001087376-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:26:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI International Small-Cap Opportunities LLC See All Filings	D/A	2018-10-02 16:23:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718501 Filed Document 0001718501-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:23:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leg IV & Opportunities Fund, LLC See All Filings	D/A	2018-10-02 16:22:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749843 Filed Document 0001749843-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:22:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Meredian Holdings Group, Inc. See All Filings	D	2018-10-02 16:15:28 UTC
Amount To Be Raised $24,999,960 Associated Brokers / Dealers Zanbato Securities LLC and Piper Jaffray & Co. CIK Number 0001602984 Filed Document 0001144204-18-052056 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:15:28 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ZALICO VARIABLE SERIES II SEPARATE ACCOUNT See All Filings	D/A	2018-10-02 16:15:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Insurance Services Investment Advisors CIK Number 0001167611 Filed Document 0001167611-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-10-02 16:15:27 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
PETROTEQ ENERGY INC. See All Filings	D	2018-10-02 16:13:28 UTC
Amount To Be Raised $22,268 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001561180-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:13:28 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Credit Fund, L.P. See All Filings	D/A	2018-10-02 16:12:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and J.P. Morgan Institutional Investments Inc. ("JPMII") CIK Number 0001656025 Filed Document 0000899140-18-000537 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:12:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tribal LLC See All Filings	D	2018-10-02 15:58:47 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001754837 Filed Document 0001754837-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:58:47 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Akoya Biosciences, Inc. See All Filings	D	2018-10-02 15:58:43 UTC
Amount To Be Raised $25,500,000 Associated Brokers / Dealers N/A CIK Number 0001711933 Filed Document 0001446933-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:58:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Oaks Tyler, LLC See All Filings	D	2018-10-02 15:58:30 UTC
Amount To Be Raised $72,000,000 Associated Brokers / Dealers N/A CIK Number 0001754608 Filed Document 0001754608-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:58:30 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Da Zen Theranostics, Inc. See All Filings	D	2018-10-02 15:56:28 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001754828 Filed Document 0001754828-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:56:28 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ADVENT ENTERTAINMENT, LLC See All Filings	D	2018-10-02 15:50:57 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Lee S. Baker CIK Number 0001752867 Filed Document 0001752867-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-02 15:50:57 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Other
Strategos Fund L P See All Filings	D/A	2018-10-02 15:44:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTE Securities LLC CIK Number 0001292811 Filed Document 0000919574-18-006420 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:44:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGOS PARTNERS LLC See All Filings	D/A	2018-10-02 15:40:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTE Securities LLC CIK Number 0001456761 Filed Document 0000919574-18-006418 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:40:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ondot Systems, Inc. See All Filings	D	2018-10-02 15:36:31 UTC
Amount To Be Raised $24,999,999 Associated Brokers / Dealers N/A CIK Number 0001605130 Filed Document 0001605130-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:36:31 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity