Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NIS Short Duration High Yield Fund, LLC See All Filings	D/A	2018-11-16 13:22:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573178 Filed Document 0000939791-18-000022 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:22:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Gardner Lewis Merger Arbitrage EX Offshore Fund, Ltd. See All Filings	D/A	2018-11-16 13:21:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690494 Filed Document 0000919574-18-007587 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:21:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
NIS Total Absolute Return Fund, LLC See All Filings	D/A	2018-11-16 13:18:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687401 Filed Document 0000939791-18-000021 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:18:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
EMU Solutions, Inc. See All Filings	D	2018-11-16 13:17:50 UTC
Amount To Be Raised $3,012,789 Associated Brokers / Dealers N/A CIK Number 0001605106 Filed Document 0001605106-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:17:50 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
NIS INTERMEDIATE FIXED INCOME FUND LLC See All Filings	D/A	2018-11-16 13:12:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001286269 Filed Document 0000939791-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:12:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
RVX Global Opportunity Master Fund (Cayman), Ltd. See All Filings	D/A	2018-11-16 13:11:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658812 Filed Document 0001740877-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:11:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NIS CORE FIXED INCOME FUND LLC See All Filings	D/A	2018-11-16 13:08:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001240927 Filed Document 0000939791-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:08:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
NIS Preferred Stock Fund II, LLC See All Filings	D/A	2018-11-16 13:03:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687414 Filed Document 0000939791-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:03:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
NIS High Yield Fund, LLC See All Filings	D/A	2018-11-16 12:57:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687390 Filed Document 0000939791-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-11-16 12:57:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Alternative Financing Options Inc. See All Filings	D/A	2018-11-16 12:54:44 UTC
Amount To Be Raised $2,128,800 Associated Brokers / Dealers N/A CIK Number 0001719619 Filed Document 0001719619-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-16 12:54:44 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
LONGBOARD PARTNERS, LP See All Filings	D/A	2018-11-16 12:54:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592151 Filed Document 0001592151-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 12:54:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stepstone Art Resources, LLC See All Filings	C/A	2018-11-16 12:52:00 UTC
Financial Interest The intermediary will receive a number of Crowd Notes of the issuer that is equal to two percent (2.0%) of the total number of Securities sold by the issuer in the Offering. Filing Platform First Democracy VC Offering Amount $1,070,000 CIK Number 0001746271 Filed Document 0001746271-18-000003 Accepted Date 2018-11-16 12:52:00 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State MASSACHUSETTS
RVX Global Opportunity Fund, Ltd. See All Filings	D/A	2018-11-16 12:50:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Axxets Management Inc. and UCB Financial Services Ltd. CIK Number 0001658817 Filed Document 0001740877-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-11-16 12:50:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Metro DST See All Filings	D/A	2018-11-16 12:25:38 UTC
Amount To Be Raised $22,400,000 Associated Brokers / Dealers JOSEPH ALLEN NUGENT, GARY THOMAS HUGHES, and TIMOTHY JOHN SHERER CIK Number 0001751300 Filed Document 0001751300-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 12:25:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICBC Federated Active Cash Fixed Income Fund See All Filings	D	2018-11-16 12:25:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759103 Filed Document 0001623632-18-001502 Exclusions or Exemptions 506c Accepted Date 2018-11-16 12:25:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argosy Real Estate Income & Growth I, L.P. See All Filings	D/A	2018-11-16 12:14:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752957 Filed Document 0001752957-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 12:14:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barton Watchbands Holdco LLC See All Filings	D	2018-11-16 12:11:09 UTC
Amount To Be Raised $7,070,000 Associated Brokers / Dealers N/A CIK Number 0001759262 Filed Document 0001759262-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-16 12:11:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUMMIT INVESTORS GE IX/VC IV, LLC See All Filings	D	2018-11-16 11:53:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654074 Filed Document 0001654074-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-16 11:53:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT INVESTORS CREDIT III, LLC See All Filings	D	2018-11-16 11:53:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720701 Filed Document 0001720701-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 11:53:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT INVESTORS CREDIT II, LLC See All Filings	D	2018-11-16 11:52:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619526 Filed Document 0001619526-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-16 11:52:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Itasca Capital Partners, LLC See All Filings	D/A	2018-11-16 11:51:24 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001545681 Filed Document 0001566114-18-000056 Exclusions or Exemptions 506b Accepted Date 2018-11-16 11:51:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Jonny Pops LLC See All Filings	D	2018-11-16 11:47:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001757234 Filed Document 0001757234-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 11:47:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Benson Hill Biosystems, Inc. See All Filings	D	2018-11-16 11:46:45 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001565847 Filed Document 0001565847-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 11:46:45 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
PROCLARA BIOSCIENCES, INC. See All Filings	D	2018-11-16 11:44:38 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001423173 Filed Document 0001567619-18-006506 Exclusions or Exemptions 506b Accepted Date 2018-11-16 11:44:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
G Squared Opportunities Fund IV LLC, Series O-1 See All Filings	D	2018-11-16 11:44:14 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001757789 Filed Document 0001757789-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 11:44:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CRCM Fintech Fund, LP See All Filings	D	2018-11-16 11:38:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759161 Filed Document 0001759161-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 11:38:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
prospero capital technologies llc See All Filings	D	2018-11-16 11:27:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers prospero capital technologies llc CIK Number 0001759218 Filed Document 0001759218-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-16 11:27:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corsair V Financial Services Capital Partners, L.P. See All Filings	D/A	2018-11-16 11:00:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ineo Capital, LLC, Quest Fund Placement Limited, and FPCG, LLC CIK Number 0001708393 Filed Document 0001689090-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 11:00:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RATIONAL INVESTMENT GROUP, LP See All Filings	D/A	2018-11-16 10:53:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458302 Filed Document 0001458302-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 10:53:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CS1031 Carolina Industrial, DST See All Filings	D	2018-11-16 10:48:45 UTC
Amount To Be Raised $8,630,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001759237 Filed Document 0001759237-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-16 10:48:45 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Toce Financial Group See All Filings	D/A	2018-11-16 10:48:08 UTC
Amount To Be Raised $38,500 Associated Brokers / Dealers N/A CIK Number 0001753040 Filed Document 0001753040-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-16 10:48:08 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RVX Global Opportunity Fund, LLC See All Filings	D/A	2018-11-16 10:47:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658779 Filed Document 0001740877-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-11-16 10:47:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Japan Airlines & TransLink Innovation Fund, L.P. See All Filings	D	2018-11-16 10:38:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758509 Filed Document 0001758509-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 10:38:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnetar PRA Fund Ltd See All Filings	D/A	2018-11-16 10:33:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658376 Filed Document 0001616342-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 10:33:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TriniD Partners Fund I, LLC See All Filings	D/A	2018-11-16 10:14:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524910 Filed Document 0001524910-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 10:14:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CirculoGene Theranostics, LLC See All Filings	D	2018-11-16 10:08:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001646728 Filed Document 0001646728-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 10:08:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Bou Brands LLC See All Filings	D	2018-11-16 09:53:32 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001725673 Filed Document 0001725673-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 09:53:32 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Yarrow Group LLC See All Filings	D	2018-11-16 09:50:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001564280 Filed Document 0001591408-18-000040 Exclusions or Exemptions 506b Accepted Date 2018-11-16 09:50:45 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CVI International Credit Fund Ltd. See All Filings	D/A	2018-11-16 09:41:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534420 Filed Document 0000902664-18-004155 Exclusions or Exemptions 506b Accepted Date 2018-11-16 09:41:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Space Tango, Inc. See All Filings	D/A	2018-11-16 09:40:12 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001667015 Filed Document 0001667015-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 09:40:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TPH Midstream Opportunities Fund, LP See All Filings	D/A	2018-11-16 09:37:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658283 Filed Document 0000902664-18-004154 Exclusions or Exemptions 506b Accepted Date 2018-11-16 09:37:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arosa Capital Management Market Neutral Offshore Fund Ltd. See All Filings	D/A	2018-11-16 09:31:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658384 Filed Document 0000902664-18-004153 Exclusions or Exemptions 506b Accepted Date 2018-11-16 09:31:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AB Arya Partners (Cayman) Fund, L.P. See All Filings	D/A	2018-11-16 09:23:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690391 Filed Document 0000902664-18-004152 Exclusions or Exemptions 506b Accepted Date 2018-11-16 09:23:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Impala Alpha Fund LP See All Filings	D/A	2018-11-16 09:22:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534938 Filed Document 0001567619-18-006503 Exclusions or Exemptions 506b Accepted Date 2018-11-16 09:22:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AB Arya Partners (Delaware) Fund, L.P. See All Filings	D/A	2018-11-16 09:22:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690392 Filed Document 0000902664-18-004151 Exclusions or Exemptions 506b Accepted Date 2018-11-16 09:22:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Evanston Focused Alpha Fund L.P. See All Filings	D/A	2018-11-16 09:21:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616342 Filed Document 0001616342-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 09:21:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMPALA FUND LP See All Filings	D/A	2018-11-16 09:18:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299681 Filed Document 0001567619-18-006501 Exclusions or Exemptions 506b Accepted Date 2018-11-16 09:18:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greywolf Capital Overseas Fund II See All Filings	D/A	2018-11-16 09:18:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505508 Filed Document 0000902664-18-004150 Exclusions or Exemptions 506b Accepted Date 2018-11-16 09:18:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
International Value Equity Fund, a series of iCapital Global Access Partnership I, L.P. See All Filings	D/A	2018-11-16 09:17:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657069 Filed Document 0001657069-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 09:17:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline AK Opportunistic Fund, L.P. See All Filings	D/A	2018-11-16 09:15:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658826 Filed Document 0000902664-18-004149 Exclusions or Exemptions 506b Accepted Date 2018-11-16 09:15:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity