Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Beacon Capital Strategic Partners 8-B, L.P. See All Filings	D/A	2018-11-16 15:53:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company CIK Number 0001721690 Filed Document 0001721703-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-16 15:53:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beacon Capital Strategic Partners 8-A, L.P. See All Filings	D/A	2018-11-16 15:52:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company CIK Number 0001721691 Filed Document 0001721703-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 15:52:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buckley Lloyd Partners Fund, LP See All Filings	D/A	2018-11-16 15:50:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626056 Filed Document 0000945621-18-000340 Exclusions or Exemptions 506b Accepted Date 2018-11-16 15:50:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beacon Capital Strategic Partners 8, L.P. See All Filings	D/A	2018-11-16 15:50:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company CIK Number 0001721703 Filed Document 0001721703-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 15:50:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PANGEA Partners, LLC See All Filings	C/A	2018-11-16 15:44:53 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $500,000 CIK Number 0001755378 Filed Document 0001755378-18-000003 Accepted Date 2018-11-16 15:44:53 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
uConnect, Inc. See All Filings	D	2018-11-16 15:44:39 UTC
Amount To Be Raised $2,306,701 Associated Brokers / Dealers N/A CIK Number 0001585163 Filed Document 0001585163-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-16 15:44:39 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Steezy, Inc. See All Filings	D	2018-11-16 15:41:22 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001759290 Filed Document 0001759290-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 15:41:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Light Street Tungsten Offshore Fund, Ltd. See All Filings	D/A	2018-11-16 15:40:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722981 Filed Document 0000935836-18-000613 Exclusions or Exemptions 506b Accepted Date 2018-11-16 15:40:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Light Street Tungsten Onshore Fund, L.P. See All Filings	D/A	2018-11-16 15:37:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722956 Filed Document 0000935836-18-000612 Exclusions or Exemptions 506b Accepted Date 2018-11-16 15:37:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DG Coinvestor, L.P. See All Filings	D	2018-11-16 15:28:18 UTC
Amount To Be Raised $53,760,000 Associated Brokers / Dealers N/A CIK Number 0001758358 Filed Document 0001758358-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 15:28:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Local Locker Inc See All Filings	D	2018-11-16 15:13:45 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001759243 Filed Document 0001759243-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 15:13:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Trails at Hunter Pointe Investors, LLC See All Filings	D/A	2018-11-16 15:12:38 UTC
Amount To Be Raised $6,880,000 Associated Brokers / Dealers N/A CIK Number 0001746803 Filed Document 0001746803-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 15:12:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
G Squared Opportunities Fund IV LLC, Series I-7 See All Filings	D/A	2018-11-16 15:07:12 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001755283 Filed Document 0001755283-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-16 15:07:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lonerider Spirits, LLC See All Filings	D	2018-11-16 14:59:14 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001741454 Filed Document 0001741454-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:59:14 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Pemberton Strategic Credit Fund Delaware I LP See All Filings	D/A	2018-11-16 14:57:29 UTC
Amount To Be Raised $173,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001725269 Filed Document 0001725269-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:57:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proof Media Inc. See All Filings	C	2018-11-16 14:57:24 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001757463 Filed Document 0001665160-18-001236 Accepted Date 2018-11-16 14:57:24 UTC Type of Offering C Security Offered Amount 2,500 Security Offered Type Common Stock State NEW JERSEY
TSUNAMI VR, INC. See All Filings	D	2018-11-16 14:57:06 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001691965 Filed Document 0001691965-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:57:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
G Squared Opportunities Fund IV LLC, Series B-7 See All Filings	D	2018-11-16 14:57:02 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001757300 Filed Document 0001757300-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:57:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FP CAPITOL, LLC See All Filings	D	2018-11-16 14:55:22 UTC
Amount To Be Raised $18,100,000 Associated Brokers / Dealers N/A CIK Number 0001757238 Filed Document 0001757238-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-16 14:55:22 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
G SQUARED OPPORTUNITIES FUND IV LLC, SERIES B-6 See All Filings	D/A	2018-11-16 14:53:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001757277 Filed Document 0001757277-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:53:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kent Lake Partners LP See All Filings	D	2018-11-16 14:50:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759216 Filed Document 0001759216-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:50:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G Squared Opportunities Fund IV LLC, Series B-5 See All Filings	D/A	2018-11-16 14:48:30 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001755270 Filed Document 0001755270-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:48:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rainier Woodlands Square Investors, LP See All Filings	D	2018-11-16 14:46:01 UTC
Amount To Be Raised $2,875,000 Associated Brokers / Dealers N/A CIK Number 0001758864 Filed Document 0001758864-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:46:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mitokinin, Inc. See All Filings	D	2018-11-16 14:44:01 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001717169 Filed Document 0001717169-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:44:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
G Squared Opportunities Fund IV LLC, Series B-3 See All Filings	D/A	2018-11-16 14:41:06 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001742984 Filed Document 0001742984-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:41:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Layer1 Opportunity Fund, LP See All Filings	D	2018-11-16 14:40:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759235 Filed Document 0001759235-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:40:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IORA HEALTH, INC. See All Filings	D/A	2018-11-16 14:36:54 UTC
Amount To Be Raised $114,999,998 Associated Brokers / Dealers N/A CIK Number 0001532758 Filed Document 0001532758-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:36:54 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
G Squared Opportunities Fund IV LLC, Series A-4 See All Filings	D/A	2018-11-16 14:36:13 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001755642 Filed Document 0001755642-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:36:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peak Levy Sunset GP, LLC See All Filings	D	2018-11-16 14:34:07 UTC
Amount To Be Raised $544,603 Associated Brokers / Dealers N/A CIK Number 0001759158 Filed Document 0001759156-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:34:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
G Squared Opportunities Fund IV LLC, Series A-2 See All Filings	D/A	2018-11-16 14:32:31 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001755568 Filed Document 0001755568-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:32:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peak Levy Horizon GP, LLC See All Filings	D	2018-11-16 14:28:25 UTC
Amount To Be Raised $408,667 Associated Brokers / Dealers N/A CIK Number 0001759156 Filed Document 0001759156-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:28:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Winebrenner Opportunity Zone Fund, LP See All Filings	D	2018-11-16 14:12:22 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001759063 Filed Document 0001759063-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:12:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
AHML II, LLC See All Filings	D/A	2018-11-16 14:06:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658712 Filed Document 0001653988-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:06:41 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PANGEA Partners, LLC See All Filings	C/A	2018-11-16 14:04:24 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $500,000 CIK Number 0001755378 Filed Document 0001755378-18-000002 Accepted Date 2018-11-16 14:04:24 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
DionyMed Holdings Inc. See All Filings	D	2018-11-16 14:04:18 UTC
Amount To Be Raised $4,958,361 Associated Brokers / Dealers N/A CIK Number 0001745593 Filed Document 0001567619-18-006518 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:04:18 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Warburg Pincus Global Growth, L.P. See All Filings	D	2018-11-16 14:01:41 UTC
Amount To Be Raised $13,750,000,000 Associated Brokers / Dealers Foreside Fund Services, LLC, Picton S.A., J.P. Morgan Securities LLC, Baro Investment & Securities Co. Ltd., and CMB International Private Investment Limited CIK Number 0001757552 Filed Document 0001162870-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:01:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cultivian Sandbox Food & Agriculture Fund III, LP See All Filings	D/A	2018-11-16 14:01:38 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Synergy Capital I, LLC CIK Number 0001715460 Filed Document 0001715460-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:01:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warburg Pincus Global Growth-B, L.P. See All Filings	D	2018-11-16 14:00:38 UTC
Amount To Be Raised $13,750,000,000 Associated Brokers / Dealers N/A CIK Number 0001757554 Filed Document 0001162870-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:00:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Warburg Pincus Global Growth Partners, L.P. See All Filings	D	2018-11-16 13:59:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757555 Filed Document 0001162870-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:59:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AHML, LLC See All Filings	D/A	2018-11-16 13:59:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653988 Filed Document 0001653988-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:59:18 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AVRUPA MINERALS LTD. See All Filings	D	2018-11-16 13:58:43 UTC
Amount To Be Raised $45,434 Associated Brokers / Dealers N/A CIK Number 0001445467 Filed Document 0001567619-18-006516 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:58:43 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Warburg Pincus Global Growth-E, L.P. See All Filings	D	2018-11-16 13:58:09 UTC
Amount To Be Raised $13,750,000,000 Associated Brokers / Dealers N/A CIK Number 0001757553 Filed Document 0001162870-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:58:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WP Global Growth Partners, L.P. See All Filings	D	2018-11-16 13:57:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752493 Filed Document 0001162870-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:57:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stepstone Art Resources, LLC See All Filings	C/A	2018-11-16 13:51:58 UTC
Financial Interest The intermediary will receive a number of Crowd Notes of the issuer that is equal to two percent (2.0%) of the total number of Securities sold by the issuer in the Offering. Filing Platform First Democracy VC Offering Amount $1,070,000 CIK Number 0001746271 Filed Document 0001746271-18-000004 Accepted Date 2018-11-16 13:51:58 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State MASSACHUSETTS
Red Oak Succession Capital, LLC See All Filings	D	2018-11-16 13:48:14 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001759129 Filed Document 0001759129-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:48:14 UTC Type of Offering D Industry Investing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PINNACLE WEST CAPITAL CORP See All Filings	D/A	2018-11-16 13:46:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and SunTrust Robinson Humphrey, Inc. CIK Number 0000764622 Filed Document 0000764622-18-000076 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:46:14 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business ARIZONA Revenue or Assets $Over $100,000,000 Type of Security Debt
Ashwood Capital Allocation Program LLC - Ashwood 2018 Private Investment III - Riverwood See All Filings	D	2018-11-16 13:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759106 Filed Document 0001759106-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:30:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neo4j, Inc. See All Filings	D	2018-11-16 13:29:23 UTC
Amount To Be Raised $60,078,440 Associated Brokers / Dealers Code Advisors LLC CIK Number 0001759144 Filed Document 0001759144-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:29:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PANGEA Partners, LLC See All Filings	C	2018-11-16 13:29:23 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $500,000 CIK Number 0001755378 Filed Document 0001755378-18-000001 Accepted Date 2018-11-16 13:29:23 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
NIS Small/Mid Cap Value Equity Fund, LLC See All Filings	D/A	2018-11-16 13:29:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687402 Filed Document 0000939791-18-000023 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:29:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity