Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
POLLY PORTFOLIO, INC. See All Filings	D	2017-01-31 14:42:41 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001627618 Filed Document 0001627618-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:42:41 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ramasar SMT Group, LLC See All Filings	D	2017-01-31 14:42:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001696237 Filed Document 0001695245-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:42:33 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MVP LS FUND V LLC See All Filings	D/A	2017-01-31 14:42:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001682383 Filed Document 0001682383-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:42:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Solaris Capital Partners II, LP See All Filings	D/A	2017-01-31 14:41:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597661 Filed Document 0001597661-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:41:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 274, LLC See All Filings	D	2017-01-31 14:39:10 UTC
Amount To Be Raised $1,320,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001692004 Filed Document 0001692004-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:39:10 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
ABT Holdings, Inc. See All Filings	D	2017-01-31 14:37:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001551331 Filed Document 0001144204-17-004999 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:37:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Focal Point Pharmaceuticals, Inc. See All Filings	D/A	2017-01-31 14:36:30 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001584237 Filed Document 0001584237-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:36:30 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Grant Mill LLC See All Filings	D	2017-01-31 14:28:32 UTC
Amount To Be Raised $3,169,025 Associated Brokers / Dealers N/A CIK Number 0001696218 Filed Document 0001696218-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:28:32 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
PocketWatch, Inc. See All Filings	D	2017-01-31 14:26:13 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001695938 Filed Document 0001695938-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:26:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Focal Point Pharmaceuticals, Inc. See All Filings	D	2017-01-31 14:23:23 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001584237 Filed Document 0001584237-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:23:23 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
CF EZ LLC See All Filings	D	2017-01-31 14:23:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695949 Filed Document 0001695949-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:23:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Monteris BC Note, LLC See All Filings	D/A	2017-01-31 14:20:23 UTC
Amount To Be Raised $6,162,745 Associated Brokers / Dealers N/A CIK Number 0001691443 Filed Document 0001691443-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:20:23 UTC Type of Offering D/A Industry Investing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Branford SPT Holdings, LLC See All Filings	D	2017-01-31 14:15:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696455 Filed Document 0001696455-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:15:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Asana Partners Fund I REIT, LLC See All Filings	D	2017-01-31 14:11:43 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001696599 Filed Document 0001696599-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:11:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HMLP Private Investors LLC See All Filings	D/A	2017-01-31 14:00:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001378322 Filed Document 0000899140-17-000068 Exclusions or Exemptions 506b Accepted Date 2017-01-31 14:00:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Swinburne Row Retail, LLC See All Filings	D	2017-01-31 14:00:08 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001696580 Filed Document 0001696580-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-01-31 14:00:08 UTC Type of Offering D Industry Commercial Principal Place of Business RHODE ISLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
HMLP Multi-Strategy Private Investors Ltd. See All Filings	D/A	2017-01-31 13:59:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001482027 Filed Document 0000899140-17-000067 Exclusions or Exemptions 506b Accepted Date 2017-01-31 13:59:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EcoR1 Capital Fund Qualified, L.P. See All Filings	D/A	2017-01-31 13:58:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598292 Filed Document 0000935836-17-000057 Exclusions or Exemptions 506b Accepted Date 2017-01-31 13:58:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EcoR1 Capital Fund, L.P. See All Filings	D/A	2017-01-31 13:57:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567938 Filed Document 0000935836-17-000056 Exclusions or Exemptions 506b Accepted Date 2017-01-31 13:57:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kineta, Inc. See All Filings	D	2017-01-31 13:51:46 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001479365 Filed Document 0001479365-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 13:51:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PREDF II REIT, LLC See All Filings	D	2017-01-31 13:51:44 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, and H&L Equities, LLC CIK Number 0001695872 Filed Document 0001695872-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 13:51:44 UTC Type of Offering D Industry REITS and Finance Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
SILVERBACK ARBITRAGE FUND LLC See All Filings	D/A	2017-01-31 13:35:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001439467 Filed Document 0000919574-17-000863 Exclusions or Exemptions 506b Accepted Date 2017-01-31 13:35:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SILVERBACK ARBITRAGE FUND LTD. See All Filings	D/A	2017-01-31 13:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001469490 Filed Document 0000919574-17-000860 Exclusions or Exemptions 506b Accepted Date 2017-01-31 13:30:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cerus Endovascular Ltd See All Filings	D	2017-01-31 13:28:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers International Alliances Limited CIK Number 0001676056 Filed Document 0001676056-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 13:28:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
3100 47th Avenue REIT, LLC See All Filings	D	2017-01-31 13:25:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001696582 Filed Document 0001696582-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 13:25:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JMP Realty Trust Inc. See All Filings	D	2017-01-31 13:19:28 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyliss Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001693358 Filed Document 0001693358-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 13:19:28 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orthman Manufacturing Inc See All Filings	D	2017-01-31 13:08:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001318528 Filed Document 0001140361-17-003667 Exclusions or Exemptions 506b Accepted Date 2017-01-31 13:08:59 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Empire Tax Fund VIII LLC See All Filings	D	2017-01-31 12:31:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696504 Filed Document 0001465818-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-31 12:31:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Strategic SF Multifamily REIT V Inc. See All Filings	D	2017-01-31 12:30:52 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001696562 Filed Document 0001696562-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 12:30:52 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Castle Island Brewing Company, LLC See All Filings	D	2017-01-31 12:15:40 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001638975 Filed Document 0001638975-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 12:15:40 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PPF AMLI City Place II REIT, LLC See All Filings	D	2017-01-31 11:59:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001696241 Filed Document 0001696241-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 11:59:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KDF REIT Investments, LLC See All Filings	D	2017-01-31 11:37:24 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001696559 Filed Document 0001696559-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 11:37:24 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Global Infrastructure 2015 (EUR), L.P. Inc. See All Filings	D/A	2017-01-31 11:36:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632344 Filed Document 0001631594-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 11:36:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Group Direct Infrastructure 2015 (USD), L.P. Inc. See All Filings	D/A	2017-01-31 11:31:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631594 Filed Document 0001631594-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 11:31:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NIC OTC LLC See All Filings	D/A	2017-01-31 11:29:20 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001695860 Filed Document 0001695860-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 11:29:20 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EBH HOLDING COMPANY, INC. See All Filings	D/A	2017-01-31 11:27:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556494 Filed Document 0001556494-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 11:27:21 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TeamSnap, Inc. See All Filings	D	2017-01-31 11:23:30 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001469599 Filed Document 0001469599-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 11:23:30 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Parkwood Meadows Investors, LLC See All Filings	D	2017-01-31 11:20:11 UTC
Amount To Be Raised $1,667,000 Associated Brokers / Dealers N/A CIK Number 0001694873 Filed Document 0001694873-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 11:20:11 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Enlightenment Capital Solutions Fund II, LP See All Filings	D/A	2017-01-31 11:15:09 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A and N/A CIK Number 0001638801 Filed Document 0001638801-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 11:15:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NIC OTC LLC See All Filings	D	2017-01-31 11:09:13 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001695860 Filed Document 0001695860-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 11:09:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Royal Oak Realty Trust Inc. See All Filings	D/A	2017-01-31 10:57:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602498 Filed Document 0001602498-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 10:57:05 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
340 Townsend (SF) Owner, LLC See All Filings	D	2017-01-31 10:56:12 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001696549 Filed Document 0001696549-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 10:56:12 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mendocino Long-Focused Onshore L.P. See All Filings	D/A	2017-01-31 10:48:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556111 Filed Document 0000950103-17-000807 Exclusions or Exemptions 506b Accepted Date 2017-01-31 10:48:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Outdoor Reservation Management Group, Inc. See All Filings	D	2017-01-31 10:45:21 UTC
Amount To Be Raised $528,500 Associated Brokers / Dealers N/A CIK Number 0001696220 Filed Document 0001696220-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 10:45:21 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Mendocino Long-Focused Offshore Ltd. See All Filings	D/A	2017-01-31 10:45:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556112 Filed Document 0000950103-17-000806 Exclusions or Exemptions 506b Accepted Date 2017-01-31 10:45:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Warberg WF V LP See All Filings	D	2017-01-31 10:41:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695677 Filed Document 0001695677-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 10:41:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rooster Florida Inc. See All Filings	D	2017-01-31 10:08:46 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001675693 Filed Document 0001675693-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 10:08:46 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Adarza BioSystems, Inc. See All Filings	D	2017-01-31 10:07:50 UTC
Amount To Be Raised $17,000,006 Associated Brokers / Dealers N/A CIK Number 0001570716 Filed Document 0001570716-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-31 10:07:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
SUMM Investments, LP See All Filings	D/A	2017-01-31 10:06:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623419 Filed Document 0001623419-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 10:06:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Conversion Capital Fund II, LP See All Filings	D	2017-01-31 10:05:27 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001696040 Filed Document 0001696040-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-31 10:05:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund