|
|
D |
2018-10-05 13:36:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678715
- Filed Document
- 0001461373-18-000047
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 13:36:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-05 13:33:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A. and Optima Securities LLC
- CIK Number
- 0001165158
- Filed Document
- 0001165158-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 13:33:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-05 13:32:19 UTC |
- Amount To Be Raised
- $6,125,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755245
- Filed Document
- 0001755245-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 13:32:19 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-05 13:28:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001360638
- Filed Document
- 0000919574-18-006515
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 13:28:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-10-05 13:28:05 UTC |
- Amount To Be Raised
- $15,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001754672
- Filed Document
- 0001754672-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 13:28:05 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-10-05 13:26:35 UTC |
- Amount To Be Raised
- $1,893,409
- Associated Brokers / Dealers
- Tzvi Ausubel
- CIK Number
- 0001755136
- Filed Document
- 0001755136-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 13:26:35 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-10-05 13:22:55 UTC |
- Amount To Be Raised
- $26,872,965
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584664
- Filed Document
- 0001584664-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 13:22:55 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-05 13:22:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001222041
- Filed Document
- 0000919574-18-006513
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 13:22:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-10-05 13:21:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001754915
- Filed Document
- 0001754915-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 13:21:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-05 13:20:43 UTC |
- Amount To Be Raised
- $12,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755072
- Filed Document
- 0001755072-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-10-05 13:20:43 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-05 13:18:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001450869
- Filed Document
- 0001450869-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 13:18:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-05 13:13:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001754958
- Filed Document
- 0001754958-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 13:13:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-05 13:12:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PineBridge Securities LLC and Florida Atlantic Securities Corp.
- CIK Number
- 0001518292
- Filed Document
- 0000919574-18-006510
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 13:12:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-10-05 13:12:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001754917
- Filed Document
- 0001754917-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 13:12:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-05 13:11:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001740233
- Filed Document
- 0001740233-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 13:11:48 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2018-10-05 13:07:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- OCP Capital, LLC
- CIK Number
- 0001430743
- Filed Document
- 0000902664-18-003632
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 13:07:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-05 13:06:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PineBridge Securities LLC
- CIK Number
- 0001440787
- Filed Document
- 0000919574-18-006508
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 13:06:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-05 13:06:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Daniel L. Holligan, Brian Snider, and OCP Capital, LLC
- CIK Number
- 0001430825
- Filed Document
- 0000902664-18-003631
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 13:06:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-05 13:00:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PineBridge Securities LLC and Florida Atlantic Securities Corp.
- CIK Number
- 0001594227
- Filed Document
- 0000919574-18-006506
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 13:00:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-05 12:59:36 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001645904
- Filed Document
- 0001645904-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:59:36 UTC
- Type of Offering
- D/A
- Industry
- Business Services
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-10-05 12:59:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656294
- Filed Document
- 0000935836-18-000549
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:59:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-05 12:58:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001011548
- Filed Document
- 0001011548-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:58:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-05 12:52:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PARK HILL GROUP LLC
- CIK Number
- 0001369340
- Filed Document
- 0001369340-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:52:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-05 12:47:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PARK HILL GROUP LLC
- CIK Number
- 0001456168
- Filed Document
- 0001456168-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:47:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-05 12:43:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684068
- Filed Document
- 0001405086-18-000199
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:43:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-05 12:40:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714732
- Filed Document
- 0001405086-18-000198
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:40:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-05 12:38:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684216
- Filed Document
- 0001405086-18-000197
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:38:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-05 12:26:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC and Bank Morgan Stanley AG
- CIK Number
- 0001479477
- Filed Document
- 0000945621-18-000304
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:26:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A/A |
2018-10-05 12:26:13 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000725929
- Filed Document
- 0001683168-18-002961
- Accepted Date
- 2018-10-05 12:26:13 UTC
- Type of Offering
- 1-A/A
- Industry
- SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION
- Offering Tier
- Tier2
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $171,092
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2018-10-05 12:24:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC, Bank Morgan Stanley AG, and UBS Financial Services Inc.
- CIK Number
- 0001479476
- Filed Document
- 0000945621-18-000303
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:24:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-05 12:21:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A. and Optima Securities LLC
- CIK Number
- 0001502396
- Filed Document
- 0001350499-18-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:21:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-05 12:20:57 UTC |
- Amount To Be Raised
- $30,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001754788
- Filed Document
- 0001754788-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:20:57 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-05 12:19:07 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001754034
- Filed Document
- 0001754034-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:19:07 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-05 12:17:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A. and Optima Securities LLC
- CIK Number
- 0000835978
- Filed Document
- 0001350499-18-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:17:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-05 12:16:29 UTC |
- Amount To Be Raised
- $5,120,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714434
- Filed Document
- 0001714434-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:16:29 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-05 12:11:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A. and Optima Securities LLC
- CIK Number
- 0001641582
- Filed Document
- 0001350499-18-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:11:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-05 12:10:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685436
- Filed Document
- 0001405086-18-000196
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:10:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-05 12:10:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001440393
- Filed Document
- 0001079973-18-000541
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:10:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2018-10-05 12:08:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551417
- Filed Document
- 0001405086-18-000195
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:08:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-05 12:08:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A. and Optima Securities LLC
- CIK Number
- 0001387475
- Filed Document
- 0001350499-18-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:08:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-05 12:04:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001402853
- Filed Document
- 0001405086-18-000194
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:04:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-05 12:02:34 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755298
- Filed Document
- 0001755298-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:02:34 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-10-05 12:02:30 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755078
- Filed Document
- 0001755078-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:02:30 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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RAYMOND JAMES NORTHEAST HOUSING OPPORTUNITIES FUND I L.L.C.
See All Filings
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D |
2018-10-05 12:01:54 UTC |
- Amount To Be Raised
- $225,000,000
- Associated Brokers / Dealers
- Raymond James Tax Credit Funds, Inc. and Sean M. Hannan
- CIK Number
- 0001754825
- Filed Document
- 0001754825-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 12:01:54 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
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D/A |
2018-10-05 11:59:54 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651260
- Filed Document
- 0001651260-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 11:59:54 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2018-10-05 11:58:58 UTC |
- Amount To Be Raised
- $15,212,794
- Associated Brokers / Dealers
- SI Securities, LLC
- CIK Number
- 0001651938
- Filed Document
- 0001651938-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 11:58:58 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2018-10-05 11:55:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718599
- Filed Document
- 0001718599-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 11:55:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2018-10-05 11:54:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001753552
- Filed Document
- 0001753552-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 11:54:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2018-10-05 11:53:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- EnTrustPermal Securities LLC
- CIK Number
- 0001752580
- Filed Document
- 0000943663-18-000197
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 11:53:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2018-10-05 11:45:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001714671
- Filed Document
- 0001714671-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-05 11:45:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|